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Original filing (PDF)20250918175125NAL0000777011001
BANKER'S TOOLBOX, INC.
Form 5500
FILING_RECEIVED
ABRIGO EMPLOYEE SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
617
Accounts w/ balance
764
Plan assets (EOY)
$76.5M
Net assets (EOY)
$76.5M
How this plan invests
This plan
2 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 20 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BANKER'S TOOLBOX, INC..
Plan sponsor
Name
BANKER'S TOOLBOX, INC.
EIN
47-4367478
Address
12331 B RIATA TRACE PARKWAY · SUITE 200 · AUSTIN, TX · 787276530
Phone
(818) 432-1910
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $75K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT RETIREMENT SERVICES | 33-0785439 | — | ADVISOR | $60K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $15K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
32 direct securities · 2 pooled funds· $76.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$75.2M
32 holdings
Common Collective Trust
$1.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual fund | — | — | — | $12.9M | 16.8% | |
| Fidelity Freedom Index 2055 IPR Mutual fund | — | — | — | $7.7M | 10.1% | |
| Fidelity Freedom Index 2050 IPR Mutual fund | — | — | — | $7.4M | 9.6% | |
| Fidelity Blue Chip Mutual fund | — | — | — | $6.5M | 8.5% | |
| Fidelity Freedom Index 2045 IPR Mutual fund | — | — | — | $6.5M | 8.5% | |
| Fidelity Freedom Index 2040 IPR Mutual fund | — | — | — | $5.3M | 6.9% | |
| Fidelity Freedom Index 2060 IPR Mutual fund | — | — | — | $5.0M | 6.6% | |
| Fidelity Freedom Index 2035 IPR Mutual fund | — | — | — | $4.2M | 5.5% | |
| Fidelity Freedom Index 2030 IPR Mutual fund | — | — | — | $3.0M | 4.0% | |
| Fidelity International Index Fund Mutual fund | — | — | — | $2.4M | 3.1% | |
| Fidelity Freedom Index 2025 IPR Mutual fund | — | — | — | $2.1M | 2.8% | |
| Fidelity Mid Cap Index Fund Mutual fund | — | — | — | $2.1M | 2.7% | |
| American Funds American Mutual R6 Mutual fund | — | — | — | $1.6M | 2.1% | |
| MID CAP VALUE R1 GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $1.3M | 1.7% | |
| Invesco Core Bond R6 Mutual fund | — | — | — | $1.0M | 1.4% | |
| Fidelity Freedom Index 2065 IPR Mutual fund | — | — | — | $992K | 1.3% | |
| Fidelity Small Cap Index Fund Mutual fund | — | — | — | $938K | 1.2% | |
| Fidelity Government Money Market Fund Mutual fund | — | — | — | $783K | 1.0% | |
| With varying maturity dates through 2035 and interest rates ranging from * Notes receivable from participants 4.25% to 9.5% | — | — | — | $671K | 0.9% | |
| DFA Inflation-Protected Securities Port Mutual fund | — | — | — | $567K | 0.7% | |
| Fidelity US Bond Index Fund Mutual fund | — | — | — | $564K | 0.7% | |
| Goldman Sachs Emerging Mkt Eq R6 Mutual fund | — | — | — | $517K | 0.7% | |
| DFA INTL SMALL CO I Mutual fund | — | — | — | $454K | 0.6% | |
| PGIM High Yield Fund-Class R6 Mutual fund | — | — | — | $361K | 0.5% | |
| Fidelity Freedom Index 2015 IPR Mutual fund | — | — | — | $302K | 0.4% | |
| Goldman Sachs Small Cap Value R5 Mutual fund | — | — | — | $289K | 0.4% | |
| DFA Real Estate Securities Portfolio Mutual fund | — | — | — | $220K | 0.3% | |
| JPMorgan Small Cap Growth Fund Class R6 Mutual fund | — | — | — | $211K | 0.3% | |
| Fidelity Freedom Index 2020 IPR Mutual fund | — | — | — | $165K | 0.2% | |
| Great-West Key Guaranteed Portfolio Fund Group annuity contract | — | — | — | $151K | 0.2% | |
| Fidelity Freedom Index Income IPR Mutual fund | — | — | — | $115K | 0.2% | |
| Fidelity Freedom Index 2010 IPR Mutual fund | — | — | — | $114K | 0.1% | |
| PIM Divers Inc Inst Mutual fund | — | — | — | $86K | 0.1% | |
| MID CAP GROWTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-7304118 / PN 001 | Common Collective Trust | — | — | $29K | <0.1% |