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Original filing (PDF)20251013165211NAL0000850227001
VALENCE SURFACE TECHNOLOGIES
Form 5500
FILING_RECEIVED
VALENCE SURFACE TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,062
Accounts w/ balance
721
Plan assets (EOY)
$28.3M
Net assets (EOY)
$28.3M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 56 bps in Schedule C fees — 93% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- 68% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VALENCE SURFACE TECHNOLOGIES.
Plan sponsor
Name
VALENCE SURFACE TECHNOLOGIES
EIN
47-4359966
Address
1790 HUGHES LANDING BOULEVARD · SUITE 300 · THE WOODLANDS, TX · 77380
Phone
(346) 818-4401
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $94K | — |
| GLOBAL RETIREMENT PARTNERS | — | SAN RAFAEL, CA | NONE | $65K | — |
Investments
40 direct securities· $28.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $3.9M | 13.8% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $3.2M | 11.2% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $2.8M | 9.9% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $2.7M | 9.5% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $1.7M | 5.9% | |
| Vanguard Growth Index Adm Vanguard 0 | — | — | — | $1.6M | 5.6% | |
| Vanguard Federal Money Market Inv Vanguard 0 | — | — | — | $1.4M | 5.0% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $1.4M | 4.8% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $1.3M | 4.6% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $934K | 3.3% | |
| Vanguard Extended Market Index Adm Vanguard 0 | — | — | — | $797K | 2.8% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $756K | 2.7% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $716K | 2.5% | |
| Vanguard Value Index Adm Vanguard 0 | — | — | — | $649K | 2.3% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $599K | 2.1% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $572K | 2.0% | |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $398K | 1.4% | |
| Vanguard Short-Term Treasury Adm Vanguard 0 | — | — | — | $387K | 1.4% | |
| Vanguard LifeStrategy Consv Growth Inv Vanguard 0 | — | — | — | $304K | 1.1% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $283K | 1.0% | |
| Vanguard Balanced Index Adm Vanguard 0 | — | — | — | $249K | 0.9% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $235K | 0.8% | |
| American Century Global Gold Inv American Century 0 | — | — | — | $235K | 0.8% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $204K | 0.7% | |
| Vanguard Small-Cap Growth Index Adm Vanguard 0 | — | — | — | $153K | 0.5% | |
| Vanguard Emerging Mkts Stock Idx Adm Vanguard 0 | — | — | — | $152K | 0.5% | |
| MassMutual Inflation-Pro and Inc Adm MassMutual 0 | — | — | — | $144K | 0.5% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $122K | 0.4% | |
| Vanguard High Yield Corp Adm Vanguard 0 | — | — | — | $93K | 0.3% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $79K | 0.3% | |
| Vanguard LifeStrategy Growth Inv Vanguard 0 | — | — | — | $64K | 0.2% | |
| Vanguard Small-Cap Value Index Adm Vanguard 0 | — | — | — | $54K | 0.2% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $51K | 0.2% | |
| Vanguard Short-Term Bond Index Adm Vanguard 0 | — | — | — | $46K | 0.2% | |
| Vanguard Wellesley Income Adm Vanguard 0 | — | — | — | $32K | 0.1% | |
| Vanguard LifeStrategy Moderate Gr Inv Vanguard 0 | — | — | — | $20K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $12K | <0.1% | |
| Vanguard Total Intl Bond Index Adm Vanguard 0 | — | — | — | $7K | <0.1% | |
| Vanguard LifeStrategy Income Inv Vanguard 0 | — | — | — | $5K | <0.1% | |
| Vanguard Interm-Term Treas Index Adm Vanguard 0 | — | — | — | $3K | <0.1% |