Back to filter
Original filing (PDF)20250916083500NAL0001196019001
CALIFIA FARMS, LLC
Form 5500
FILING_RECEIVED
CALIFIA FARMS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
307
Accounts w/ balance
386
Plan assets (EOY)
$25.9M
Net assets (EOY)
$25.9M
How this plan invests
This plan
65 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 49 bps in Schedule C fees — 70% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CALIFIA FARMS, LLC.
Plan sponsor
Name
CALIFIA FARMS, LLC
EIN
47-4273426
Address
1019 E. 4TH PLACE, SUITE 100 · LOS ANGELES, CA · 90013
Phone
(213) 694-4747
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MOSS ADAMS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | 61-1758632 | SANTA BARBARA, CA | NONE | $72K | — |
| PROACCOUNT | 73-0988422 | COLUMBUS, OH | NONE | $45K | — |
| ASSURED PARTNERS NORTHEAST, LLC | 45-3443572 | WHITE PLAINS, NY | NONE | $9K | — |
| NATIONWIDE | 31-4156830 | COLUMBUS, OH | NONE | $2K | — |
Investments
65 direct securities· $25.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Federated Hermes Government Obligations Fund Registered Investment Company ** 267 Fidelity 500 Index Registered Investment Company | — | — | — | $3.1M | 12.1% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $2.4M | 9.1% | |
| Vanguard Balanced Index Adm Registered Investment Company | — | — | — | $1.4M | 5.5% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $1.3M | 5.0% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $1.0M | 4.0% | |
| Nationwide Fixed Select Option Fund Guaranteed Investment Contract | — | — | — | $938K | 3.6% | |
| Vanguard Target Retirement 2055 Fund Registered Investment Company | — | — | — | $851K | 3.3% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $765K | 3.0% | |
| Vanguard Instl Ttl Stk Mkt Idx InstlPls Registered Investment Company | — | — | — | $738K | 2.9% | |
| Fidelity Blue Chip Growth K6 Registered Investment Company ** 807 Fidelity International Index Registered Investment Company | — | — | — | $612K | 2.4% | |
| Vanguard Growth Index Admiral Registered Investment Company | — | — | — | $606K | 2.3% | |
| Dodge & Cox International Stock I Registered Investment Company | — | — | — | $604K | 2.3% | |
| Nationwide Loomis All Cap Gr R6 Registered Investment Company | — | — | — | $595K | 2.3% | |
| Goldman Sachs GQG Ptnrs Intl Opps R6 Registered Investment Company | — | — | — | $594K | 2.3% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company ** 70 Vanguard Target Retirement 2025 Fund Registered Investment Company | — | — | — | $529K | 2.0% | |
| Avantis U.S. Large Cap Value Fund Registered Investment Company | — | — | — | $518K | 2.0% | |
| maturing through December 2053 - | — | — | — | $513K | 2.0% | |
| JPMorgan Large Cap Growth R6 Registered Investment Company | — | — | — | $488K | 1.9% | |
| Avantis Emerging Markets Equity Instl Registered Investment Company | — | — | — | $483K | 1.9% | |
| JPMorgan Equity Income R5 Registered Investment Company | — | — | — | $468K | 1.8% | |
| Vanguard Small Cap Index Admiral Shares Registered Investment Company | — | — | — | $453K | 1.8% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $450K | 1.7% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $422K | 1.6% | |
| Vanguard Mid-Cap Growth Index Admiral Registered Investment Company | — | — | — | $399K | 1.5% | |
| Vanguard Total Intl Stock Index Admiral Registered Investment Company | — | — | — | $389K | 1.5% | |
| Fidelity U.S. Bond Index Registered Investment Company | — | — | — | $369K | 1.4% | |
| PGIM Total Return Bond R6 Registered Investment Company | — | — | — | $355K | 1.4% | |
| MFS Mid Cap Growth R6 Registered Investment Company | — | — | — | $288K | 1.1% | |
| Diamond Hill Mid Cap I Registered Investment Company | — | — | — | $287K | 1.1% | |
| Principal Global Real Estate Sec R6 Registered Investment Company | — | — | — | $285K | 1.1% | |
| Vanguard Extended Market Index Fund Admiral Shares Registered Investment Company | — | — | — | $266K | 1.0% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $260K | 1.0% | |
| BlackRock High Yield K Registered Investment Company | — | — | — | $259K | 1.0% | |
| American Funds Small Cap World Fund R6 Registered Investment Company | — | — | — | $241K | 0.9% | |
| Vanguard Mid-Cap Value Index Admiral Registered Investment Company | — | — | — | $239K | 0.9% | |
| Vanguard Total Bond Market Index Adm Registered Investment Company | — | — | — | $235K | 0.9% | |
| Legal & General Commodity Strategy Fund Registered Investment Company | — | — | — | $232K | 0.9% | |
| Vanguard Small Cap Value Index Admiral Registered Investment Company | — | — | — | $214K | 0.8% | |
| PIMCO Real Return Instl Registered Investment Company | — | — | — | $198K | 0.8% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $187K | 0.7% | |
| Vanguard Value Index Adm Registered Investment Company | — | — | — | $173K | 0.7% | |
| Vanguard Explorer Adm Registered Investment Company | — | — | — | $153K | 0.6% | |
| Avantis U.S. Small Cap Value Instl Registered Investment Company | — | — | — | $150K | 0.6% | |
| Vanguard Consumer Staples Index Admiral Registered Investment Company | — | — | — | $129K | 0.5% | |
| BlackRock Total Return K Registered Investment Company | — | — | — | $125K | 0.5% | |
| AB Global Bond Z Registered Investment Company | — | — | — | $106K | 0.4% | |
| AB Municipal Bond Inflation Strategy Registered Investment Company | — | — | — | $80K | 0.3% | |
| Fidelity Mid Cap Index Fund Registered Investment Company | — | — | — | $66K | 0.3% | |
| Vanguard Small Cap Growth Index Admiral Registered Investment Company | — | — | — | $53K | 0.2% | |
| Vanguard International Value Inv Registered Investment Company | — | — | — | $34K | 0.1% | |
| Vanguard Emerging Mkts Stock Idx Adm Registered Investment Company | — | — | — | $23K | <0.1% | |
| Vanguard Developed Markets Index Admiral Registered Investment Company | — | — | — | $23K | <0.1% | |
| Vanguard Small Cap Growth Index Admiral Registered Investment Company | — | — | — | $18K | <0.1% | |
| Vanguard Real Estate Index Admiral Registered Investment Company | — | — | — | $11K | <0.1% | |
| DFA Emerging Markets Core Equity 2 I Registered Investment Company | — | — | — | $11K | <0.1% | |
| DFA US Large Cap Value I Registered Investment Company | — | — | — | $6K | <0.1% | |
| Columbia Select Large Cap Growth Inst2 Registered Investment Company | — | — | — | $5K | <0.1% | |
| PIMCO Commodity Real Ret Strat Instl Registered Investment Company | — | — | — | $4K | <0.1% | |
| BlackRock Mid-Cap Growth Equity Instl Registered Investment Company | — | — | — | $3K | <0.1% | |
| American Beacon International Eq R5 Registered Investment Company | — | — | — | $3K | <0.1% | |
| DFA Global Real Estate Securities Port Registered Investment Company | — | — | — | $2K | <0.1% | |
| Vanguard Inflation-Protected Secs Adm Registered Investment Company | — | — | — | $2K | <0.1% | |
| AB Global Bond Fund Registered Investment Company | — | — | — | $1K | <0.1% | |
| DFA US Targeted Value I Registered Investment Company | — | — | — | $1K | <0.1% | |
| Fidelity Select Semiconductors Registered Investment Company | — | — | — | $1K | <0.1% |