This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| APOGEM CAPITAL LLC | 13-5582869 | — | FUND SPONSOR | $2.0M | — |
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE | $366K | — |
| SS&C TECHNOLOGIES INC | 06-1169696 | — | NONE | $185K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ACCEL-KKR CAPITAL PARTNERS CV III, LP | — | — | $15.3M | $39.6M | 15.9% | |
| ORIX CAPITAL FUND I, LP | — | — | $15.6M | $19.6M | 7.9% | |
| WATEROUS ENERGY FUND (US) LP | — | — | $7.1M | $15.5M | 6.2% | |
| CLP CO-INVESTMENT OVERFLOW 2018, LLC | — | — | $10.3M | $14.3M | 5.7% |
| NEWVIEW CAPITAL FUND I, L.P. | — | — | $9.9M | $13.9M | 5.6% |
| CUYAHOGA CAPITAL EMERGING BUYOUT PARTNERS, LP | — | — | $9.0M | $13.5M | 5.4% |
| NUTRACEUTICAL INVESTCO LP | — | — | $10.4M | $12.5M | 5.0% |
| LIGHTVIEW CAPITAL ACQUISITION, L.P. | — | — | $6.4M | $10.6M | 4.3% |
| H&W INVESTCO LP | — | — | $5.8M | $9.7M | 3.9% |
| SBJ FUND, LP | — | — | $3.5M | $9.2M | 3.7% |
| NEW 2ND CAPITAL FUND I, L.P. | — | — | $7.2M | $7.9M | 3.2% |
| GOLDNER HAWN FUND VII, L.P. | — | — | $228K | $7.8M | 3.1% |
| WP AUSA, L.P. | — | — | $4.0M | $7.6M | 3.1% |
| MOUNTAIN CAPITAL PARTNERS, LP | — | — | $7.0M | $6.5M | 2.6% |
| AKKR-ENDEAVOR MEMBER HOLDINGS, LP | — | — | $3.9M | $5.4M | 2.2% |
| SBJ FUND II, LP | — | — | $3.6M | $4.7M | 1.9% |
| GREAT POINT PARTNERS III, L.P. | — | — | $4.6M | $4.3M | 1.7% |
| SWENSON HOLDINGS, LLC | — | — | — | $2.8M | 1.1% |
| PAYMENTUS HOLDINGS, INC. | — | — | $3.1M | $2.8M | 1.1% |
| CAPRICORN HEALTHCARE & SPECIAL OPPORTUNITIES II, LP | — | — | $3.2M | $2.7M | 1.1% |
| SNOW PHIPPS II, L.P. | — | — | $5.9M | $2.5M | 1.0% |
| ROUNDTABLE HEALTHCARE PARTNERS IV, L.P. | — | — | $5.3M | $2.2M | 0.9% |
| PROSPECT HILL GROWTH FUND II, L.P. | — | — | $6.9M | $2.2M | 0.9% |
| SWENSON HOLDINGS, LLC | — | — | $1.5M | $2.2M | 0.9% |
| CHSO MAIN, LP | — | — | $6.0M | $2.0M | 0.8% |
| ATLAS MARCAL CO-INVEST LP | — | — | $620K | $2.0M | 0.8% |
| ROCK ISLAND CAPITAL FUND III, L.P. | — | — | $936K | $1.5M | 0.6% |
| CERBERUS SPV, LLC | — | — | $1.2M | $1.5M | 0.6% |
| LONG RIDGE EQUITY PARTNERS II, LP | — | — | $510K | $1.4M | 0.6% |
| FALFURRIAS CAPITAL PARTNERS III, LP | — | — | $156K | $1.4M | 0.5% |
| GREAT POINT PARTNERS II-A, L.P. | — | — | $3.5M | $1.3M | 0.5% |
| AUA PRIVATE EQUITY FUND II, LP | — | — | $783K | $1.2M | 0.5% |
| WP AUSA I-A, L.P. | — | — | $710K | $1.1M | 0.5% |
| RIVERGLADE CAPITAL, L.P. | — | — | $968K | $1.1M | 0.4% |
| BISON CAPITAL PARTNERS V, L.P. | — | — | $764K | $1.1M | 0.4% |
| LEXINGTON MIDDLE MARKET INVESTORS IV, L.P. | — | — | $825K | $1.1M | 0.4% |
| ROUNDTABLE HEALTHCARE PARTNERS III, L.P. | — | — | $1.5M | $1.1M | 0.4% |
| EXCELLERE CAPITAL FUND II, L.P. | — | — | $2.8M | $1.1M | 0.4% |
| AMPERSAND 2018 LIMITED PARTNERSHIP | — | — | $843K | $1.1M | 0.4% |
| ADAPTHEALTH CORP. | — | — | $968K | $998K | 0.4% |
| CENTERGATE CAPITAL PARTNERS I, L.P. | — | — | $706K | $986K | 0.4% |
| MPE PARTNERS II, L.P. | — | — | $278K | $737K | 0.3% |
| LIME ROCK PARTNERS IV AF, L.P. | — | — | $145K | $662K | 0.3% |
| CCP IV-SBIC, L.P. | — | — | $223K | $647K | 0.3% |
| BISON CAPITAL PARTNERS IV, L.P. | — | — | $141K | $561K | 0.2% |
| GAUGE FUND LP | — | — | $408K | $406K | 0.2% |
| PERISCOPE EQUITY I, L.P. | — | — | $514K | $386K | 0.2% |
| N2C DERM AND PAIN LP | — | — | $3.8M | $354K | 0.1% |
| LEXINGTON MIDDLE MARKET INVESTORS III, L.P. | — | — | $205K | $323K | 0.1% |
| TRINITY HUNT PARTNERS IV, L.P. | — | — | $725K | $315K | 0.1% |
| CUYAHOGA CAPITAL EMERGING BUYOUT PARTNERS MANAGEMENT GROUP LLC | — | — | $206K | $311K | 0.1% |
| NEW HERITAGE CAPITAL FUND, L.P. | — | — | $4.0M | $292K | 0.1% |
| TH LEE PUTNAM VENTURES, L.P. | — | — | $7.0M | $149K | <0.1% |
| TRAILHEAD FUND LIMITED PARTNERSHIP | — | — | $9.6M | $116K | <0.1% |
| AMPERSAND CF LIMITED PARTNERSHIP | — | — | $0 | $107K | <0.1% |
| LONG RIDGE EQUITY PARTNERS I, LP | — | — | $262K | $84K | <0.1% |
| TINICUM L.P. | — | — | $148K | $11K | <0.1% |
| VMG PARTNERS II, L.P. | — | — | $232K | -$2K | <0.1% |
