How big is National Underground Group, Inc.'s plan?

National Underground Group, Inc.'s plan reported $35.7M in assets and 675 participants for 2024.

Original filing (PDF)20250923132125NAL0006378961001

National Underground Group, Inc.

Name: National Underground Group, Inc. — National Undergro, Form 5500 (2024)
Creator: National Underground Group, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

National Underground Group 401(k) Savings Plan

401(k) retirement plan · National Underground Group, Inc.'s National Underground Group 401(k) Savings Plan held $35.7M in plan assets for 675 participants in 2024, with Fidelity as recordkeeper.

Active participants

675

Accounts w/ balance

1,189

Plan assets (EOY)

$35.7M

Net assets (EOY)

$35.7M

People on this filing

Natasha Alexander signed National Underground Group, Inc.'s 2024 Form 5500 as plan administrator.

Natasha Alexander — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

National Underground Group, Inc.'s EIN is 47-4061642.

EIN 47-4061642

Plan number 001

Plan year 2024

ACK ID 20250923132125NAL0006378961001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for National Underground Group, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

National Underground Group, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

High account-holder ratio — balance-holders per active participant in the top 15% of peers (91st percentile).

Plan sponsor

Name

NATIONAL UNDERGROUND GROUP, INC.

EIN

all filings

Address

23311 MADERO · MISSION VIEJO, CA · 92691

Phone

(949) 380-4161

Industry

Other Services (ex. Public Admin)

Plan administrator

Name

PENTEGRA SERVICES INC.

EIN

13-3745616

City

CHARLOTTE, NC

Phone

(844) 367-2848

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-23

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$56K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MORGAN STANLEY SMITH BARNEY LLC	20-8764829	—	INVESTMENT ADVISOR	$50K	—

Investments

30 direct securities· $35.7M(100% of reported assets)

Mutual Funds

$25.8M

19 holdings

Other securities

$6.2M

8 holdings

Common Collective Trusts

$2.2M

2 holdings

U.S. Treasuries

$1.6M

1 holding

					% of plan
Fidelity Freedom Blend 2050 K6	Mutual Funds	—	—	$4.2M	11.6%
Fidelity Freedom Blend 2045 K6	Mutual Funds	—	—	$3.5M	9.7%
Fidelity Freedom Blend 2040 K6	Mutual Funds	—	—	$3.3M	9.2%
JP Morgan JP Morgan Large Cap Growth R4	Other securities	—	—	$3.2M	8.9%
Fidelity Freedom Blend 2020 K6	Mutual Funds	—	—	$3.0M	8.3%
Fidelity Freedom Blend 2055 K6	Mutual Funds	—	—	$2.4M	6.8%
Fidelity Freedom Blend 2030 K6	Mutual Funds	—	—	$2.2M	6.1%
Fidelity Freedom Blend 2035 K6	Mutual Funds	—	—	$1.9M	5.4%
Fidelity 500 Index	Common Collective Trusts	—	—	$1.9M	5.4%
Gabelli US Treasury Money Market ** $	U.S. Treasuries	—	—	$1.6M	4.4%
JP Morgan JP Morgan Equity Income R4	Other securities	—	—	$1.2M	3.4%
Fidelity Freedom Blend 2060 K6	Mutual Funds	—	—	$1.1M	3.1%
Fidelity Freedom Blend 2025 K6	Mutual Funds	—	—	$967K	2.7%
October 2023 through July 2033	Other securities	—	—	$751K	2.1%
Fidelity Freedom Blend Income K6 ** $	Mutual Funds	—	—	$684K	1.9%
MFS International Growth R6	Mutual Funds	—	—	$545K	1.5%
Fidelity Freedom Blend 2065 K6	Mutual Funds	—	—	$480K	1.3%
Fidelity Advisor Strategic Income I	Mutual Funds	—	—	$428K	1.2%
Invesco Discovery Mid Cap Growth Fund R6	Mutual Funds	—	—	$377K	1.1%
Pioneer Bond Y	Other securities	—	—	$320K	0.9%
T. Rowe Price T. Rowe Price Global Stock	Other securities	—	—	$309K	0.9%
Nuveen Mid Cap Value I	Mutual Funds	—	—	$298K	0.8%
Black Rock Black Rock High Yield Bond Institutional	Other securities	—	—	$276K	0.8%
Fidelity Total International Index Fund	Common Collective Trusts	—	—	$237K	0.7%
Fidelity Small Cap Index	Mutual Funds	—	—	$231K	0.6%
American Century American Century Small Cap Growth R6	Other securities	—	—	$156K	0.4%
Franklin Small Cap Value Fund R6	Mutual Funds	—	—	$155K	0.4%
Fidelity Mid Cap Index	Mutual Funds	—	—	$31K	<0.1%
American Fund American Fund New World Fund R6	Other securities	—	—	$5K	<0.1%
Fidelity Freedom Blend 2070 K6	Mutual Funds	—	—	$4K	<0.1%