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Original filing (PDF)20251013092307NAL0002201522001
SURGE OPERATING, LLC
Form 5500
FILING_RECEIVED
SURGE OPERATING, LLC 401(K) PLAN
401(k) retirement plan
Active participants
156
Accounts w/ balance
182
Plan assets (EOY)
$31.9M
Net assets (EOY)
$31.9M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (16 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SURGE OPERATING, LLC.
Plan sponsor
Name
SURGE OPERATING, LLC
EIN
47-4007427
Address
11330 CLAY RD. · STE. 200 · HOUSTON, TX · 77041
Phone
(832) 333-2300
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WEAVER AND TIDWELL, LP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $24K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS LLC | 36-4291971 | — | ADVISOR | $20K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $5K | — |
Investments
32 direct securities· $31.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2040 Fund Mutual fund - | — | — | — | $3.2M | 10.1% | |
| FID LG Cap Gr Idx Mutual fund - | — | — | — | $2.9M | 9.2% | |
| FID 500 Index Mutual fund - | — | — | — | $2.9M | 9.1% | |
| Vanguard Target Retirement 2045 Fund Mutual fund - | — | — | — | $2.8M | 8.8% | |
| Vanguard Target Retirement 2055 Fund Mutual fund - | — | — | — | $2.8M | 8.8% | |
| Gabelli US Mm I Money market - | — | — | — | $2.5M | 7.9% | |
| Vanguard Target Retirement 2035 Fund Mutual fund - | — | — | — | $2.3M | 7.1% | |
| Vanguard Target Retirement 2050 Fund Mutual fund - | — | — | — | $2.1M | 6.5% | |
| Vanguard Target Retirement 2030 Fund Mutual fund - | — | — | — | $1.9M | 6.0% | |
| Vanguard Target Retirement 2025 Fund Mutual fund - | — | — | — | $1.2M | 3.7% | |
| FID LG Cap Val Idx Mutual fund - | — | — | — | $753K | 2.4% | |
| MFS Mid Cap Value R6 Mutual fund - | — | — | — | $702K | 2.2% | |
| JPM US Equity R6 Mutual fund - | — | — | — | $674K | 2.1% | |
| IS R2000 Sm-Cap K Mutual fund - | — | — | — | $638K | 2.0% | |
| FID Mid Cap Idx Mutual fund - | — | — | — | $564K | 1.8% | |
| FID Intl Index Mutual fund - | — | — | — | $445K | 1.4% | |
| FID Invst Gr Bd Mutual fund - | — | — | — | $435K | 1.4% | |
| Fidelity Small Cap Growth Fund – Class K6 Mutual fund - | — | — | — | $398K | 1.2% | |
| Vanguard Total World Stock Index Fund Admiral Mutual fund - | — | — | — | $380K | 1.2% | |
| American Funds New Perspective Fund Class R-6 Mutual fund - | — | — | — | $304K | 1.0% | |
| BlackRock High Yield Portfolio Fund – Class K Mutual fund - | — | — | — | $273K | 0.9% | |
| Macquarie Small Cap Core Fund – Class R6 Mutual fund - | — | — | — | $270K | 0.8% | |
| HTFD S Intl Mcpv Sdr Mutual fund - | — | — | — | $234K | 0.7% | |
| Vanguard Target Retirement 2060 Fund Mutual fund - | — | — | — | $210K | 0.7% | |
| CRLN S Mid Cap R6 Mutual fund - | — | — | — | $200K | 0.6% | |
| JPM Mid Cap Grth R6 Mutual fund - | — | — | — | $187K | 0.6% | |
| John Hancock Bond Fund Class R6 Mutual fund - | — | — | — | $164K | 0.5% | |
| Vanguard Target Retirement 2065 Fund Mutual fund - | — | — | — | $126K | 0.4% | |
| MFS Mid Cap Grth R6 Mutual fund - | — | — | — | $120K | 0.4% | |
| Vanguard Target Retirement Income Fund Mutual fund - | — | — | — | $100K | 0.3% | |
| Royce Small-Cap Opportunity Fund Institutional Class Mutual fund - | — | — | — | $66K | 0.2% | |
| American Funds Capital World Bond Fund Class R-6 Mutual fund - | — | — | — | $32K | 0.1% |
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