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Original filing (PDF)20251217050226NAL0001707267001
SUMUP, INC.
Form 5500
FILING_RECEIVED
SUMUP INC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Signals · 1
Late filing · 1.0 mo
Active participants
219
Accounts w/ balance
358
Plan assets (EOY)
$13.7M
Net assets (EOY)
$13.7M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
99
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 1.0 months past the 10.5-month grace window.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUMUP, INC..
Plan sponsor
Name
SUMUP, INC.
EIN
47-3947957
Address
2000 CENTRAL AVE · SUITE 100 · BOULDER, CO · 80301
Phone
(240) 285-7086
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SILICON VALLEY ACCOUNTANCY CORP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $10K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP, LLC | 61-1758632 | — | INVESTMENT/FINANCIAL ADVI | $25K | — |
Investments
27 direct securities· $13.7M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $2.5M | 18.4% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $2.2M | 16.1% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $2.1M | 15.4% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $1.8M | 13.0% | |
| JPM GROWTH ADVANTAGE FUND - R6 | Registered Investment Companies | — | — | $737K | 5.4% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $614K | 4.5% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $605K | 4.4% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $494K | 3.6% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $352K | 2.6% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $347K | 2.5% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $284K | 2.1% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $270K | 2.0% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $228K | 1.7% | |
| VAN INTERNATIONAL VALUE - INV | Registered Investment Companies | — | — | $227K | 1.7% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $148K | 1.1% | |
| COHEN & STEERS INST REALTY 160 REGISTERED INVESTMENT COMPANY MACQUARIE SMALL CAP CORE R6 | Registered Investment Companies | — | — | $122K | 0.9% | |
| DFA US SMALL CAP VAL PORT INST | Registered Investment Companies | — | — | $102K | 0.7% | |
| AMC SMALL CAP GROWTH - R6 | Registered Investment Companies | — | — | $98K | 0.7% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $94K | 0.7% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $64K | 0.5% | |
| JPMORGAN CORE PLUS BOND R6 | Registered Investment Companies | — | — | $54K | 0.4% | |
| VAN INT TRM TREAS IDX ADM | Registered Investment Companies | — | — | $49K | 0.4% | |
| DFA INFLATION PROT SEC INST | Registered Investment Companies | — | — | $41K | 0.3% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $35K | 0.3% | |
| VANGUARD SHRT TERM FED-ADMIRAL | Registered Investment Companies | — | — | $34K | 0.3% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $10K | <0.1% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $3K | <0.1% |
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