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Original filing (PDF)20251002084406NAL0000788674001
BBG, INC.
Form 5500
FILING_RECEIVED
BBG 401(K) PLAN
401(k) retirement plan
Active participants
523
Accounts w/ balance
668
Plan assets (EOY)
$30.9M
Net assets (EOY)
$30.9M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BBG, INC..
Plan sponsor
Name
BBG, INC.
EIN
47-3942404
Address
8343 DOUGLAS AVE SUITE 700 · DALLAS, TX · 75225
Phone
(214) 739-0700
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PRICEKUBECKA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PLAN | — | IRVINE, CA | RECORDKEEPER | $50K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | — | WALTHAM, MA | INVESTMENT ADVISOR | $54K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $22K | — |
Investments
28 direct securities· $30.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2045 TD Fund R4 Mutual Fund | — | — | — | $4.6M | 14.8% | |
| Ishares S&P 500 Index A Mutual Fund | — | — | — | $3.5M | 11.5% | |
| American Funds 2050 TD Fund R4 Mutual Fund | — | — | — | $3.3M | 10.6% | |
| American Funds 2030 TD Fund R4 Mutual Fund | — | — | — | $2.6M | 8.5% | |
| American Funds 2035 TD Fund R4 Mutual Fund | — | — | — | $2.0M | 6.6% | |
| American Funds 2040 TD Fund R4 Mutual Fund | — | — | — | $2.0M | 6.5% | |
| American Funds Growth Fund Of Amer Mutual Fund | — | — | — | $2.0M | 6.4% | |
| American Funds 2055 TD Fund R4 Mutual Fund | — | — | — | $1.8M | 6.0% | |
| American Funds 2060 TD Fund R4 Mutual Fund | — | — | — | $1.7M | 5.5% | |
| American Funds 2025 TD Fund R4 Mutual Fund | — | — | — | $1.6M | 5.0% | |
| American Funds Fundamental Investors R Mutual Fund | — | — | — | $1.1M | 3.5% | |
| Columbia Small Cap Index A Mutual Fund | — | — | — | $895K | 2.9% | |
| American Funds American Balanced R4 Mutual Fund | — | — | — | $591K | 1.9% | |
| American Funds New Perspective R4 Mutual Fund | — | — | — | $586K | 1.9% | |
| American Funds 2065 TD Fund R4 Mutual Fund | — | — | — | $552K | 1.8% | |
| Notes receivable from participants Bearing interest at 5.25%-10.5% - | — | — | — | $410K | 1.3% | |
| American Funds Us Govt Money Market Mutual Fund | — | — | — | $396K | 1.3% | |
| American Funds 2020 TD Fund R4 Mutual Fund | — | — | — | $271K | 0.9% | |
| American Funds Capital Inc Bldr R4 Mutual Fund | — | — | — | $186K | 0.6% | |
| American Funds New World Fund R4 Mutual Fund | — | — | — | $175K | 0.6% | |
| American Funds Interm Bd Fd Of Amer R Mutual Fund | — | — | — | $164K | 0.5% | |
| Ishares Msci Total International Index A Mutual Fund | — | — | — | $110K | 0.4% | |
| Ishares U.S. Aggregate Bond Index A Mutual Fund | — | — | — | $73K | 0.2% | |
| Exhibit B – Schedule of Delinquent Participant Contributions Participant Total that Constitute Nonexempt Prohibited Transactions Total Fully Contributions Corrected Under Transferred Late VFCP and PTE to Plan | — | — | — | $72K | 0.2% | |
| American Funds 2015 TD Fund R4 Mutual Fund | — | — | — | $68K | 0.2% | |
| American Funds Capital World G/I R4 Mutual Fund | — | — | — | $64K | 0.2% | |
| Late/Missed Year Contributions Loan Repayments Total 2023 44,264 $ - | — | — | — | $44K | 0.1% | |
| American Funds 2010 TD Fund R4 Mutual Fund | — | — | — | $14K | <0.1% |
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