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Original filing (PDF)20251008151145NAL0005743777001
DRIVEWEALTH HOLDINGS, INC.
Form 5500
FILING_RECEIVED
DRIVEWEALTH 401(K) PLAN
401(k) retirement plan
Active participants
264
Accounts w/ balance
260
Plan assets (EOY)
$16.8M
Net assets (EOY)
$16.8M
How this plan invests
This plan
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DRIVEWEALTH HOLDINGS, INC..
Plan sponsor
Name
DRIVEWEALTH HOLDINGS, INC.
EIN
47-3891786
Address
28 LIBERTY STREET, FL 50 · NEW YORK, NY · 10005
Phone
(800) 461-2680
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
BDO USA PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $45K | — |
Investments
33 direct securities· $16.8M(100% of reported assets)
Uncategorized
$16.5M
32 holdings
Mutual Funds
$285K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity FID 500 INDEX | — | — | — | $2.5M | 14.6% | |
| Fidelity FID FDM IDX 2050 IPR | — | — | — | $2.0M | 12.2% | |
| Fidelity FID FDM IDX 2040 IPR | — | — | — | $1.8M | 10.8% | |
| Fidelity FID FDM IDX 2035 IPR | — | — | — | $1.7M | 10.0% | |
| Fidelity FID LG CAP GR IDX | — | — | — | $1.3M | 7.8% | |
| Fidelity FID FDM IDX 2055 IPR | — | — | — | $1.1M | 6.8% | |
| Fidelity FID FDM IDX 2060 IPR | — | — | — | $1.0M | 6.1% | |
| Fidelity FID FDM IDX 2045 IPR | — | — | — | $723K | 4.3% | |
| Putnam PUTN LG CAP VAL R6 | — | — | — | $508K | 3.0% | |
| Fidelity FID FDM IDX 2030 IPR | — | — | — | $439K | 2.6% | |
| Fidelity FID MID CAP IDX | — | — | — | $329K | 2.0% | |
| Fidelity FID TOTAL MKT IDX | — | — | — | $314K | 1.9% | |
| Participant Loans Interest rates ranging from 4.25% to 9.50% - | — | — | — | $308K | 1.8% | |
| Fidelity FID SM CAP IDX | — | — | — | $301K | 1.8% | |
| JP Morgan JPM MID CAP GRTH R6 | — | — | — | $295K | 1.8% | |
| s * Fidelity FID GOVT MMKT 6 * Fidelity FID GOVT MMKT K6 | Mutual Funds | — | — | $285K | 1.7% | |
| Fidelity FID FDM IDX 2065 IPR | — | — | — | $207K | 1.2% | |
| Fidelity FID INTL INDEX | — | — | — | $202K | 1.2% | |
| American Funds AF BOND FD AMER R6 | — | — | — | $198K | 1.2% | |
| PIMCO PIM RAE US SM I | — | — | — | $197K | 1.2% | |
| Fidelity FID FDM IDX 2025 IPR | — | — | — | $197K | 1.2% | |
| Fidelity FID EMRG MKTS IDX | — | — | — | $173K | 1.0% | |
| MFS INTL EQUITY R6 | — | — | — | $165K | 1.0% | |
| Fidelity FID US BOND IDX | — | — | — | $119K | 0.7% | |
| PGIM HIGH YIELD R6 | — | — | — | $109K | 0.7% | |
| Principal PIF MIDCAP VAL I R6 | — | — | — | $61K | 0.4% | |
| Buffalo Funds BUFFALO SM CAP INST | — | — | — | $45K | 0.3% | |
| American Funds AF NEW WORLD R6 | — | — | — | $37K | 0.2% | |
| American Funds AF INFL LINKED BD R6 | — | — | — | $35K | 0.2% | |
| Cohen & Steers C&S INST REALTY SHS | — | — | — | $30K | 0.2% | |
| Fidelity FID FDM IDX 2020 IPR | — | — | — | $20K | 0.1% | |
| Fidelity FID FDM IDX INC IPR | — | — | — | $16K | <0.1% | |
| Fidelity FID INTL BOND INDEX | — | — | — | $9K | <0.1% |
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