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Original filing (PDF)20251012161000NAL0000146787001
LUMENTUM OPERATIONS LLC
Form 5500
FILING_RECEIVED
LUMENTUM 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
559
Accounts w/ balance
1,172
Plan assets (EOY)
$271.5M
Net assets (EOY)
$271.5M
How this plan invests
This plan
23 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LUMENTUM OPERATIONS LLC.
Plan sponsor
Name
LUMENTUM OPERATIONS LLC
EIN
47-3844837
Address
1001 RIDDER PARK DRIVE · SAN JOSE, CA · 95131
Phone
(408) 546-5483
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T ROWE PRICE RPS INC | — | BALTIMORE, MD | NONE | $67K | — |
| SAGEVIEW ADVISORY GROUP LLC | — | IRVINE, CA | NONE | $35K | — |
Investments
7 direct securities · 23 pooled funds· $271.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$225.9M
23 holdings
Uncategorized
$45.4M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. ROWE PRICE RETIREMENT 2030 TRUST T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $34.9M | 12.9% | |
| T. ROWE PRICE RETIREMENT 2035 TRUST T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $31.6M | 11.6% | |
| T. ROWE PRICE RETIREMENT 2025 TRUST T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $29.7M | 10.9% | |
| SS S&P 500 INDEX FUND STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 388 | Common Collective Trust | — | — | $27.0M | 9.9% | |
| T. ROWE PRICE RETIREMENT 2040 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $23.1M | 8.5% | |
| JPMorgan Large Cap Growth Fund Class R6 Mutual Fund | — | — | — | $21.7M | 8.0% | |
| TRP STABLE VALUE COMMON TRUST FUND T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $18.8M | 6.9% | |
| T. Rowe Price Communications & Technology Fund Mutual Fund | — | — | — | $14.4M | 5.3% | |
| T. ROWE PRICE RETIREMENT 2045 TRUST T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $11.1M | 4.1% | |
| T. ROWE PRICE RETIREMENT 2050 TRUST T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $8.9M | 3.3% | |
| MFS MID CAP GROWTH FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $8.4M | 3.1% | |
| T. ROWE PRICE RETIREMENT 2020 TRUST T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $7.8M | 2.9% | |
| PUTNAM LARGE CAP VALUE TRUST PUTNAM FIDUCIARY TRUST COMPANY, LLC · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $6.1M | 2.2% | |
| DFA US Small Cap Institutional Fund Mutual Fund | — | — | — | $3.6M | 1.3% | |
| T. ROWE PRICE RETIREMENT 2055 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $3.1M | 1.2% | |
| T. ROWE PRICE RETIREMENT 2015 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $3.1M | 1.1% | |
| JOHN HANCOCK CORE FIXED IN TR JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 004 | Common Collective Trust | — | — | $2.9M | 1.1% | |
| T. ROWE PRICE RETIREMENT 2060 TRUST T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $2.4M | 0.9% | |
| Vanguard Inflation-Protected Securities Fund Mutual Fund | — | — | — | $2.2M | 0.8% | |
| American Funds Europacific Growth R6 Fund Mutual Fund | — | — | — | $1.9M | 0.7% | |
| SS US BOND INDEX SEC LENDING SF CK STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 462 | Common Collective Trust | — | — | $1.7M | 0.6% | |
| with maturities through May 2044 0 | — | — | — | $1.6M | 0.6% | |
| SS RUSSELL SMALL/MID CAP IND FUND STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 388 | Common Collective Trust | — | — | $1.4M | 0.5% | |
| T. ROWE PRICE RETIREMENT 2065 TRUST T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $1.0M | 0.4% | |
| WTC-CIF II WORLD BOND (SERIES 2) WELLINGTON TRUST COMPANY, NA · EIN 04-6913417 / PN 135 | Common Collective Trust | — | — | $927K | 0.3% | |
| T. ROWE PRICE RETIREMENT 2010 TRUST T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $752K | 0.3% | |
| SSG ALL CAP EQ-EX-US INDX NL SF CK STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 456 | Common Collective Trust | — | — | $629K | 0.2% | |
| VIRTUS COLLECTIVE INV TRUST II SEI TRUST COMPANY · EIN 27-6148636 / PN 109 | Common Collective Trust | — | — | $408K | 0.2% | |
| T. ROWE PRICE RETIREMENT 2005 TRUST T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $118K | <0.1% | |
| T. Rowe Price Government Money Market Mutual Fund | — | — | — | $21K | <0.1% |
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