Back to filter
Original filing (PDF)20251009084241NAL0006305489001
3 HEARTS LLC
Form 5500
FILING_RECEIVED
3 HEARTS LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
98% in single holding~232 bps in Sched C fees
Active participants
84
Accounts w/ balance
102
Plan assets (EOY)
$197K
Net assets (EOY)
$197K
How this plan invests
This plan
1 pooled trust
Schedule D
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Ameritas Life Insurance Corp" is 98% of plan.
- 232 bps in Schedule C fees — modestly above peer band of 158 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for 3 HEARTS LLC.
Plan sponsor
Name
3 HEARTS LLC
DBA
HOME INSTEAD SENIOR CARE
EIN
47-3665958
Address
1409 W O EZELL BLVD · SPARTANBURG, SC · 29301
Phone
(864) 699-9525
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ROCHE, SCHOLZ, ROCHE & WALSH, LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | 47-0098400 | — | BUNDLED RECORDKEEPER | $5K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STADION MONEY MANAGEMENT, LLC | 45-1564286 | — | MANAGED ACCOUNT PROVIDER | $41 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL INVEST. MGMT, INC | 36-3429599 | — | 3(21) FIDUCIARY | $29 | — |
Investments
2 direct securities · 1 pooled fund· $393K(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$201K
2 holdings
Pooled Separate Account
$192K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Ameritas Life Insurance Corp | — | — | — | $197K | 100.0% | |
| AMERITAS SEPARATE ACCOUNT G AMERITAS LIFE INSURANCE CORP · EIN 47-0098400 / PN 003 | Pooled Separate Account | — | — | $192K | 97.6% | |
| Loans | — | — | — | $4K | 2.2% |
Related plans
Other plans using AMERITAS LIFE INSURANCE CORP.
AMERITAS HOLDING COMPANY
AMERITAS 401(K) RETIREMENT PLAN
$821.8M · 2,458 participants
HEALTHEQUITY RETIREMENT SERVICES, LLC
RETIREMENT INCOME SECURITY PLAN
$649.1M
ATLAS TECHNICAL CONSULTANTS, LLC
ATLAS TECHNICAL CONSULTANTS 401(K) PLAN
$326.2M · 3,506 participants
TANDEM MANAGEMENT, LLC
TANDEM HR, LLC 401(K) PLAN
$309.9M · 9,352 participants
TANDEM HR, LLC
TANDEM HR, LLC 401(K) PLAN
$285.3M · 9,692 participants
ALPHASTAFF GROUP, INC.
ALPHASTAFF RETIREMENT SAVINGS PLAN
$252.3M · 7,291 participants
Similar-size Health Care & Social Assistance plans
SERVING SENIORS CARE
SERVING SENIORS CARE RETIREMENT PLAN
$197K · 39 participants
EVEREST SOLUTIONS INC.
EVEREST SOLUTIONS INC.
$197K · 42 participants
FRESH START TRANSITIONAL HOMES
FRESH START TRANSITIONAL HOME 401 PLAN
$197K · 41 participants
NEW BEGINNINGS FOR EXCEPTIONAL PEOPLE, INC.
NEW BEGINNINGS FOR EXCEPTIONAL PEOPLE 401(K) PLAN
$196K · 29 participants
IJN HEALTH SYSTEMS LLC
IJN HEALTH SYSTEMS LLC - 401(K)
$196K · 109 participants
A&D CARE CORP
A&D CARE CORP 401(K) PLAN
$196K · 4 participants
Large plans in South Carolina
MICHELIN NORTH AMERICA, INC. C/O RETIREMENT MANAGER
MICHELIN 401(K) SAVINGS PLAN
$4.5B · 15,068 participants
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC
THE SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC MULTIPLE EMPLOYER PENSION PLAN
$3.7B · 1,489 participants
SAVANNAH RIVER NUCLEAR SOLUTIONS
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC MASTER TRUST
$3.7B
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC
THE SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC DEFINED CONTRIBUTION PLAN
$2.8B · 9,871 participants
MICHELIN NORTH AMERICA, INC
MICHELIN RETIREMENT PLAN
$2.2B · 3,464 participants
PRISMA HEALTH
PRISMA HEALTH RETIREMENT SAVINGS PLAN
$2.2B · 32,659 participants