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Original filing (PDF)20251015145407NAL0002608595001
SAXTON & STUMP, LLC
Form 5500
FILING_RECEIVED
SAXTON & STUMP, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed11 service providers
Active participants
155
Accounts w/ balance
214
Plan assets (EOY)
$21.5M
Net assets (EOY)
$21.5M
How this plan invests
This plan
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAXTON & STUMP, LLC.
Plan sponsor
Name
SAXTON & STUMP, LLC
EIN
47-3639234
Address
280 GRANITE RUN DRIVE · STE. 300 · LANCASTER, PA · 17601
Phone
(717) 556-1000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BROWN PLUS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FULTON BANK | — | LANCASTER, PA | NONE | $79K | — |
| APPLIED FINANCE ADVISORS LLC | — | SAN ANTONIO, TX | NONE | $0 | — |
| FEDERATED INVESTMENT MANAGEMENT COM | 25-1111467 | — | NONE | $0 | — |
| FULLER & THALER ASSET MANAGEMENT IN | — | SAN MATEO, CA | NONE | $0 | — |
| GOLDMAN SACHS ASSET MANAGEMENT, L.P | 13-4019460 | — | NONE | $0 | — |
| GQG PARTNERS LLC | — | KANSAS CITY, MO | NONE | $0 | — |
| J.P. MORGAN INVESTMENT MANAGEMENT, | 13-2624428 | — | NONE | $0 | — |
| LORD, ABBETT & CO LLC | — | JERSEY CITY, NJ | NONE | $0 | — |
| NATIONWIDE FUND ADVISORS | — | COLUMBUS, OH | NONE | $0 | — |
| PACIFIC INVESTMENT MANAGEMENT COMPA | 95-2632339 | — | NONE | $0 | — |
| T. ROWE PRICE ASSOCIATES, INC. | 52-2264646 | — | NONE | $0 | — |
Investments
33 direct securities· $19.6M(91% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T Rowe Price Retirement 2030 Fund I Mutual fund | — | — | — | $2.8M | 12.9% | |
| Vanguard 500 Index Fund Adm Mutual fund | — | — | — | $2.7M | 12.4% | |
| T Rowe Price Retirement 2040 Fund I Mutual fund | — | — | — | $1.8M | 8.4% | |
| JPMorgan Large Cap Growth Fund R6 Mutual fund | — | — | — | $1.5M | 6.9% | |
| T Rowe Price Retirement 2050 Fund I Mutual fund | — | — | — | $1.2M | 5.8% | |
| T Rowe Price Retirement 2035 Fund I Mutual fund | — | — | — | $1.2M | 5.5% | |
| T Rowe Price Retirement 2045 Fund I Mutual fund | — | — | — | $1.1M | 5.2% | |
| Federated Hermes Total Return Bond Fund Mutual fund | — | — | — | $980K | 4.5% | |
| T Rowe Price Retirement 2020 Fund I Mutual fund | — | — | — | $932K | 4.3% | |
| T Rowe Price Retirement 2055 Fund I Mutual fund | — | — | — | $706K | 3.3% | |
| Vanguard Mid Cap Index Fund Adm Mutual fund | — | — | — | $658K | 3.1% | |
| T Rowe Price Retirement 2060 Fund I Mutual fund | — | — | — | $467K | 2.2% | |
| GS GQG Partners International Opportunities Fund Mutual fund | — | — | — | $424K | 2.0% | |
| T Rowe Price Retirement 2025 Fund I Mutual fund | — | — | — | $390K | 1.8% | |
| Vanguard Small Cap Index Fund Adm Mutual fund | — | — | — | $389K | 1.8% | |
| GQG Partners Emerging Markets Equity Fund Mutual fund | — | — | — | $288K | 1.3% | |
| JPMorgan Mid Cap Growth Fund R6 Mutual fund | — | — | — | $266K | 1.2% | |
| Applied Finance Select Fund Mutual fund | — | — | — | $219K | 1.0% | |
| Vanguard Total Bond Market Index Fund Adm Mutual fund | — | — | — | $196K | 0.9% | |
| Vanguard Small Cap Value Index Fund Adm Mutual fund | — | — | — | $174K | 0.8% | |
| Vanguard Developed Markets Index Fund Adm Mutual fund | — | — | — | $164K | 0.8% | |
| Lord Abbett Short Duration Income Fund R6 Mutual fund | — | — | — | $159K | 0.7% | |
| PIMCO International Bond Fund Mutual fund | — | — | — | $148K | 0.7% | |
| Goldman Sachs International Small Cap Insights Fund Mutual fund | — | — | — | $142K | 0.7% | |
| Federated Hermes Instl High Yield Bond Fund Mutual fund | — | — | — | $131K | 0.6% | |
| Fuller & Thaler Behavioral Mid-Cap Value Fund R6 Mutual fund | — | — | — | $103K | 0.5% | |
| Goldman Sachs Financial Square Government Fund Money market fund | — | — | — | $99K | 0.5% | |
| Nationwide Geneva Small Cap Growth Fund Mutual fund | — | — | — | $94K | 0.4% | |
| Vanguard Inflation-Protected Securities Fund Adm Mutual fund | — | — | — | $68K | 0.3% | |
| Goldman Sachs Financial Square Treasury Fund Money market fund | — | — | — | $46K | 0.2% | |
| Goldman Sachs Absolute Return Tracker Fund R6 Mutual fund | — | — | — | $40K | 0.2% | |
| T Rowe Price Retirement 2015 Fund I Mutual fund | — | — | — | $12K | <0.1% | |
| T Rowe Price Retirement 2010 Fund I Mutual fund | — | — | — | $6K | <0.1% |