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Original filing (PDF)20251008155514NAL0003413523001
SELF FINANCIAL, INC.
Form 5500
FILING_RECEIVED
SELF FINANCIAL, INC. 401(K) PLAN
401(k) retirement plan
Active participants
299
Accounts w/ balance
330
Plan assets (EOY)
$17.3M
Net assets (EOY)
$17.3M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (5 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SELF FINANCIAL, INC..
Plan sponsor
Name
SELF FINANCIAL, INC.
EIN
47-3596202
Address
901 EAST 6TH STREET SUITE 400 · AUSTIN, TX · 78702
Phone
(515) 822-4928
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $4K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | — | IRVINE, CA | INVESTMENT MGMT | $5K | — |
Investments
26 direct securities · 1 pooled fund· $17.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.1M
26 holdings
Common Collective Trust
$265K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TARGET RETIREMENT 2040 INV Mutual fund | — | — | — | $2.8M | 15.9% | |
| VANGUARD TARGET RETIREMENT 2050 INV Mutual fund | — | — | — | $2.7M | 15.6% | |
| VANGUARD 500 INDEX ADM Mutual fund | — | — | — | $2.5M | 14.6% | |
| VANGUARD TARGET RETIREMENT 2055 INV Mutual fund | — | — | — | $2.3M | 13.3% | |
| VANGUARD TARGET RETIREMENT 2045 INV Mutual fund | — | — | — | $1.4M | 8.2% | |
| VANGUARD TARGET RETIREMENT INCOME INV Mutual fund | — | — | — | $1.1M | 6.3% | |
| VANGUARD TARGET RETIREMENT 2060 INV Mutual fund | — | — | — | $675K | 3.9% | |
| VANGUARD TARGET RETIREMENT 2030 INV Mutual fund | — | — | — | $525K | 3.0% | |
| JPMORGAN CORE BOND R6 Mutual fund | — | — | — | $466K | 2.7% | |
| VANGUARD TOTAL INTL STOCK INDEX ADM Mutual fund | — | — | — | $384K | 2.2% | |
| VANGUARD SMALL CAP INDEX ADM Mutual fund | — | — | — | $272K | 1.6% | |
| VANGUARD MID CAP INDEX FUND ADM Mutual fund | — | — | — | $267K | 1.5% | |
| VANGUARD TARGET RETIREMENT 2035 INV Mutual fund | — | — | — | $265K | 1.5% | |
| COLUMBIA TRUST STABLE INCOME ADMN 0 COLUMBIA CT OR SVF · EIN 87-2323648 / PN 017 | Common Collective Trust | — | — | $265K | 1.5% | |
| MFS GROWTH R6 Mutual fund | — | — | — | $257K | 1.5% | |
| T. ROWE PRICE OVERSEAS STOCK I Mutual fund | — | — | — | $226K | 1.3% | |
| VANGUARD REAL ESTATE INDEX ADM Mutual fund | — | — | — | $203K | 1.2% | |
| PUTNAM LARGE CAP VALUE R6 Mutual fund | — | — | — | $185K | 1.1% | |
| VICTORY SYCAMORE ESTABLISHED VALUE R6 Mutual fund | — | — | — | $152K | 0.9% | |
| BLACKROCK INFLATION PROTECTED BOND K Mutual fund | — | — | — | $74K | 0.4% | |
| With varying maturity dates through 2029 and interest rates ranging from * Notes receivable from participants 5.75% to 9.50% | — | — | — | $68K | 0.4% | |
| AB SMALL CAP GROWTH Z Mutual fund | — | — | — | $57K | 0.3% | |
| MACQUARIE MID CAP GROWTH R6 Mutual fund | — | — | — | $55K | 0.3% | |
| VANGUARD TARGET RETIREMENT 2025 INV Mutual fund | — | — | — | $49K | 0.3% | |
| ALLSPRING SPECIAL SMALL CAP VALUE R6 Mutual fund | — | — | — | $37K | 0.2% | |
| VANGUARD TARGET RETIREMENT 2070 INV Mutual fund | — | — | — | $24K | 0.1% | |
| VANGUARD TARGET RETIREMENT 2065 INV Mutual fund | — | — | — | $24K | 0.1% |
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