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Original filing (PDF)20251015175025NAL0002719155001
HERB PHARM, LLC
Form 5500
FILING_RECEIVED
HERB PHARM, LLC SAVINGS PLAN
401(k) retirement plan
Active participants
184
Accounts w/ balance
281
Plan assets (EOY)
$7.1M
Net assets (EOY)
$7.1M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HERB PHARM, LLC.
Plan sponsor
Name
HERB PHARM, LLC
EIN
47-3470089
Address
20260 WILLIAMS HWY · WILLIAMS, OR · 97544
Phone
(541) 846-6262
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
3B · Covers self-employed individuals
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
DELAP LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREEN VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UNITED PLANNER'S FINANCIAL SERVICES | — | SCOTTSDALE, AZ | INVESTMENT ADVISOR | $24K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROFESSIONAL BENEFIT SERVICES INC | — | SALEM, OR | CONTRACT ADMIN | $8K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
25 direct securities· $6.7M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Great Gray Trust Company, LLC (Great Gray) Great Gray Trust American Funds 2035 I | — | — | — | $1.2M | 17.3% | |
| Great Gray Great Gray Trust American Funds 2040 I | — | — | — | $1.1M | 15.3% | |
| Great Gray Great Gray Trust American Funds 2020 I | — | — | — | $783K | 11.1% | |
| Great Gray Great Gray Trust American Funds 2045 I | — | — | — | $637K | 9.0% | |
| Great Gray Great Gray Trust American Funds 2030 I | — | — | — | $586K | 8.3% | |
| Great Gray Great Gray Trust American Funds 2025 I | — | — | — | $431K | 6.1% | |
| Great Gray Great Gray Trust American Funds 2055 I | — | — | — | $421K | 5.9% | |
| Fidelity Management Trust Fidelity Total Market Index Fund | — | — | — | $298K | 4.2% | |
| Company (FMTC) Great Gray Great Gray Trust American Funds 2050 I | — | — | — | $240K | 3.4% | |
| FMTC Fidelity 500 Index Fund | — | — | — | $236K | 3.3% | |
| FMTC Fidelity Advisor Total Intl Equity Fund Z | — | — | — | $138K | 1.9% | |
| Empower Annuity Insurance EI Fixed Account - Series Class I | — | — | — | $104K | 1.5% | |
| Company of America Hartford Funds Hartford Dividend And Growth R6 | — | — | — | $100K | 1.4% | |
| FMTC Fidelity Advisor Global Commodity Stk Fund Z ** 1 * Participant loans Notes receivable from participants, with maturity dates ranging from July 2025 to March 2028 and interest rates of 4.25% to 10.50% - | — | — | — | $90K | 1.3% | |
| Great Gray Great Gray Trust American Funds 2060 I | — | — | — | $69K | 1.0% | |
| Capital Group Companies, Inc. American Funds Bond Fund Of Amer R6 | — | — | — | $63K | 0.9% | |
| State Street Global Advisors State Street S&P MidCap Index Sl Cl XIV | — | — | — | $54K | 0.8% | |
| Massachusetts Financial Services MFS Global Real Estate R6 | — | — | — | $39K | 0.6% | |
| Capital Group Companies, Inc. American Funds American Hi Inc Tr R6 | — | — | — | $31K | 0.4% | |
| Massachusetts Financial Services MFS Massachusetts Investors Gr Stk R6 | — | — | — | $26K | 0.4% | |
| American Century Investment American Century Small Cap Growth R6 | — | — | — | $17K | 0.2% | |
| Services, Inc. Great Gray Great Gray Trust American Funds 2065 I | — | — | — | $16K | 0.2% | |
| T. Rowe Price Group, Inc. T. Rowe Price Health Sciences I | — | — | — | $5K | <0.1% | |
| BlackRock Advisors LLC Blackrock Strategic Income Opps K | — | — | — | $5K | <0.1% | |
| Prudential Investments, LLC PGIM Jennison International Opps R6 | — | — | — | $3K | <0.1% |