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Original filing (PDF)20250611092238NAL0015806641001
CONSTELLIS LLC
Form 5500
FILING_RECEIVED
CONSTELLIS 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 78.8 mo
Active participants
2,710
Accounts w/ balance
1,194
Plan assets (EOY)
$38.7M
Net assets (EOY)
$38.7M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
65
Knocking points off
- Filed 78.8 months past the 10.5-month grace window.
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
- Only 44% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CONSTELLIS LLC.
Plan sponsor
Name
CONSTELLIS LLC
EIN
47-3297412
Address
850 PUDDIN RIDGE DR · MOYOCK, NC · 27958
Phone
(252) 435-1943
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2017-01-01
Tax period
2017-12-31
Filed
2025-06-11
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LERROSARBEY, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $82K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP LLC | 33-0818667 | — | INVESTMENT ADVISORY | $57K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
33 direct securities · 1 pooled fund· $38.3M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$37.3M
33 holdings
Common Collective Trust
$964K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2045 Fund - Investor | — | — | — | $3.7M | 9.5% | |
| Shares Vanguard Target Retirement 2030 Fund - Investor | — | — | — | $3.6M | 9.4% | |
| Shares Vanguard 500 Index Fund - Admiral Shares | — | — | — | $3.4M | 8.8% | |
| Vanguard Target Retirement 2050 Fund - Investor | — | — | — | $3.3M | 8.5% | |
| Shares Vanguard Target Retirement 2025 Fund - Investor | — | — | — | $2.8M | 7.2% | |
| Shares Vanguard Target Retirement 2035 Fund - Investor | — | — | — | $2.4M | 6.3% | |
| Shares Vanguard Target Retirement 2040 Fund - Investor | — | — | — | $2.3M | 5.9% | |
| Shares Charles Schwab Institutional Personal Choice Retirement Account (Self-Directed) | — | — | — | $1.9M | 5.0% | |
| MFS Growth Fund - Class R6 | — | — | — | $1.9M | 5.0% | |
| Vanguard Target Retirement 2020 Fund - Investor | — | — | — | $1.4M | 3.7% | |
| Shares Transamerica International Equity - Class I2 | — | — | — | $1.2M | 3.1% | |
| Diamond Hill Diamond Hill Small-Mid Cap Fund - Class Y | — | — | — | $1.0M | 2.7% | |
| Participant Loans Interest rates range from 3.25% to 5.00% | — | — | — | $1.0M | 2.7% | |
| FEDERATED CAPITAL PRESERVATION ISP FEDERATED · EIN 22-2712853 / PN 000 | Common Collective Trust | — | — | $964K | 2.5% | |
| Vanguard Mid Cap Index Fund - Admiral Shares | — | — | — | $924K | 2.4% | |
| Legg Mason/Western Asset Western Asset Core Bond Fund - Class IS | — | — | — | $841K | 2.2% | |
| MFS Value Fund - Class R6 | — | — | — | $743K | 1.9% | |
| Invesco Developing Markets Fund - Class R6 | — | — | — | $711K | 1.8% | |
| Hartford MidCap HLS Fund - Class IA | — | — | — | $682K | 1.8% | |
| Dimensional Fund Advisors DFA Global Real Estate Securities Portfolio | — | — | — | $549K | 1.4% | |
| BlackRock High Yield Bond Fund - Class K | — | — | — | $498K | 1.3% | |
| Vanguard Target Retirement 2055 Fund - Investor | — | — | — | $488K | 1.3% | |
| Shares Vanguard Total International Stock Index Fund - | — | — | — | $476K | 1.2% | |
| Admiral Shares Vanguard Target Retirement Income Fund - | — | — | — | $332K | 0.9% | |
| Investor Shares Vanguard Small Cap Index Fund - Admiral Shares | — | — | — | $287K | 0.7% | |
| Vanguard Target Retirement 2060 Fund - Investor | — | — | — | $205K | 0.5% | |
| Shares Pioneer Strategic Income Fund - Class K | — | — | — | $179K | 0.5% | |
| Vanguard Target Retirement 2015 Fund - Investor | — | — | — | $156K | 0.4% | |
| Shares Eagle Small Cap Growth Fund - Class R6 | — | — | — | $69K | 0.2% | |
| Delaware Small Cap Value Fund - Class R6 | — | — | — | $60K | 0.2% | |
| Vanguard Total Bond Market Index Fund - Admiral | — | — | — | $35K | <0.1% | |
| State Street Bank & Trust Co. Non-interest Bearing Cash | — | — | — | $31K | <0.1% | |
| Shares Legg Mason Legg Mason BW Global Opportunities Bond Fund - | — | — | — | $10K | <0.1% | |
| Class IS * State Street Bank & Trust Co. Interest Bearing Cash | — | — | — | $7K | <0.1% |