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Original filing (PDF)20251014131148NAL0001397859001
NAUTO INC.
Form 5500
FILING_RECEIVED
NAUTO 401(K) PLAN
401(k) retirement plan
Active participants
81
Accounts w/ balance
129
Plan assets (EOY)
$7.3M
Net assets (EOY)
$7.3M
How this plan invests
This plan
11 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NAUTO INC..
Plan sponsor
Name
NAUTO INC.
EIN
47-3272789
Address
1259 REAMWOOD AVENUE · SUNNYVALE, CA · 94089
Phone
(608) 807-7620
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $11K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD D JONES AND CO | 43-0345811 | — | NONE | $15K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $3K | — |
Investments
27 direct securities · 11 pooled funds· $14.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.2M
27 holdings
Pooled Separate Account
$7.0M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $7.0M | 96.8% | |
| American United Life Insurance Company Fidelity 500 Index | — | — | — | $1.6M | 21.9% | |
| American United Life Insurance Company Vanguard Target Retirement 2050 Fund | — | — | — | $630K | 8.7% | |
| American United Life Insurance Company Vanguard Target Retirement 2040 Fund | — | — | — | $612K | 8.4% | |
| American United Life Insurance Company Vanguard Target Retirement 2055 Fund | — | — | — | $603K | 8.3% | |
| American United Life Insurance Company Vanguard Target Retirement 2045 Fund | — | — | — | $568K | 7.8% | |
| American United Life Insurance Company Vanguard Target Retirement 2035 Fund | — | — | — | $541K | 7.4% | |
| American United Life Insurance Company Fidelity US Sustainability | — | — | — | $485K | 6.7% | |
| American United Life Insurance Company Vanguard Target Retirement 2030 Fund | — | — | — | $460K | 6.3% | |
| American United Life Insurance Company American Funds Washington Mutual R6 Fund | — | — | — | $374K | 5.1% | |
| American United Life Insurance Company Vanguard Target Retirement 2060 Fund | — | — | — | $324K | 4.5% | |
| American United Life Insurance Company Fidelity Adv Int Cap App Z | — | — | — | $276K | 3.8% | |
| American United Life Insurance Company Jan Hen Enterprise N | — | — | — | $208K | 2.9% | |
| American United Life Insurance Company AUL Stable Value Account | — | — | — | $138K | 1.9% | |
| American United Life Insurance Company Fed Herm Kauf Smallcap IS | — | — | — | $101K | 1.4% | |
| American United Life Insurance Company Frost Total Return Bond Inst | — | — | — | $75K | 1.0% | |
| American United Life Insurance Company Vanguard Target Retirement 2020 Fund | — | — | — | $60K | 0.8% | |
| Participant Loans to participants, bearing interest from 4.25% to 9.25% | — | — | — | $56K | 0.8% | |
| American United Life Insurance Company DFA Real Estate Securities I | — | — | — | $45K | 0.6% | |
| American United Life Insurance Company Goldmen Sachs Money Mkt Gvt R6 | — | — | — | $20K | 0.3% | |
| American United Life Insurance Company Vanguard Target Retirement 2025 Fund | — | — | — | $17K | 0.2% | |
| American United Life Insurance Company Vanguard Equity-Income Adm | — | — | — | $14K | 0.2% | |
| American United Life Insurance Company Baird Short-Term Bond Inst | — | — | — | $12K | 0.2% | |
| American United Life Insurance Company Fidelity SM Cap Index | — | — | — | $10K | 0.1% | |
| American United Life Insurance Company Amerfds Bond FD of America R6 | — | — | — | $9K | 0.1% | |
| American United Life Insurance Company Vanguard Selected Value Inv | — | — | — | $5K | <0.1% | |
| American United Life Insurance Company Vanguard Target Retirement 2065 Fund | — | — | — | $2K | <0.1% | |
| American United Life Insurance Company DFA US Large Cap Growth I | — | — | — | $1K | <0.1% | |
| PRIN LIFETIME 2020 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 076 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 077 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 078 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 079 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2025 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 111 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2035 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 112 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 113 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 114 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2060 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 130 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 173 | Pooled Separate Account | — | — | $0 | <0.1% |