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Original filing (PDF)20260120115911NAL0004952770001
EMBROKER INC.
Form 5500
FILING_RECEIVED
EMBROKER 401K PLAN
401(k) retirement plan
Signals · 2
Late filing · 2.1 mo35% in single holding
Active participants
83
Accounts w/ balance
118
Plan assets (EOY)
$4.9M
Net assets (EOY)
$4.9M
How this plan invests
This plan
20 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
92
Concentration risk
82
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.1 months past the 10.5-month grace window.
- Top holding "MyCompass Ind Mod 2045 Fd R Common Collective Trust" is 35% of plan.
Helping the score
- Below-peer total fees (10 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EMBROKER INC..
Plan sponsor
Name
EMBROKER INC.
EIN
47-3262955
Address
5214 F DIAMOND HEIGHTS BOULEVARD, U · SAN FRANCISCO, CA · 94131
Phone
(773) 905-4621
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-20
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DSR CPA & CONSULTANTS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERIVICE PROVIDER | $5K | — |
| NFP RETIREMENT INC | 33-0905143 | — | SERVICE PROVIDER | $0 | — |
Investments
14 direct securities · 20 pooled funds· $5.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$4.2M
20 holdings
Uncategorized
$865K
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MYCOMPASS INDEX MODERATE 2045 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097334 / PN 480 | Common Collective Trust | — | — | $1.7M | 35.0% | |
| MYCOMPASS INDEX MODERATE 2055 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097335 / PN 481 | Common Collective Trust | — | — | $1.2M | 23.7% | |
| MYCOMPASS INDEX MODERATE 2035 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097333 / PN 479 | Common Collective Trust | — | — | $695K | 14.1% | |
| MYCOMPASS INDEX MODERATE 2065 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271385 / PN 766 | Common Collective Trust | — | — | $343K | 6.9% | |
| S Str Equity 500 Index Fd K Registered Investment Company | — | — | — | $338K | 6.8% | |
| JPMorgan LgCp Grw Fnd R6 Registered Investment Company | — | — | — | $124K | 2.5% | |
| LARGE CAP VALUE FUND - FEE CLASS I1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $71K | 1.4% | |
| Fidelity Small Cap Grw K6 Fnd Registered Investment Company | — | — | — | $53K | 1.1% | |
| Fidelity Mid Cap Idx Fd Registered Investment Company | — | — | — | $49K | 1.0% | |
| Hartfd Intl Opport Fd R6 Registered Investment Company | — | — | — | $49K | 1.0% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $45K | 0.9% | |
| MyCompass Ind Cns 2055 F R Common Collective Trust ** 333 * MyCompass Ind Cns Ret Fd R Common Collective Trust | — | — | — | $44K | 0.9% | |
| MYCOMPASS INDEX CONSERVATIVE RETIRE GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097336 / PN 482 | Common Collective Trust | — | — | $44K | 0.9% | |
| MyCompass Ind Mod Ret Fd R Common Collective Trust | — | — | — | $42K | 0.9% | |
| MYCOMPASS INDEX MODERATE RETIREMENT GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097331 / PN 477 | Common Collective Trust | — | — | $42K | 0.9% | |
| State Str Glbl Eq ex US Ind K Registered Investment Company | — | — | — | $40K | 0.8% | |
| Nuveen Core Plus Bd Fd R6 Registered Investment Company | — | — | — | $35K | 0.7% | |
| Voya Fixed Account (4450) Insurance Company General Account | — | — | — | $32K | 0.6% | |
| State Street Aggr Bd Indx K Registered Investment Company | — | — | — | $27K | 0.5% | |
| Fidelity Sm Cp Ind Fd Registered Investment Company | — | — | — | $19K | 0.4% | |
| MYCOMPASS INDEX AGGRESSIVE 2045 FUN GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097329 / PN 475 | Common Collective Trust | — | — | $14K | 0.3% | |
| Participants Loans (8.50% to 10.50%) | — | — | — | $9K | 0.2% | |
| MYCOMPASS INDEX CONSERVATIVE 2035 F GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097338 / PN 484 | Common Collective Trust | — | — | $6K | 0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $3K | <0.1% | |
| MYCOMPASS INDEX CONSERVATIVE 2055 F GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097340 / PN 486 | Common Collective Trust | — | — | $333 | <0.1% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $0 | <0.1% |
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