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Original filing (PDF)20251014150925NAL0001591443001
COCKROACH LABS, INC.
Form 5500
FILING_RECEIVED
COCKROACH LABS 401(K) PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
361
Accounts w/ balance
348
Plan assets (EOY)
$28.7M
Net assets (EOY)
$28.7M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Party Rate of Interest, Collateral, Par or Maturity Value Cost Current Value Mutual Funds Fidelity Fidelity 500 Index N/R" is 26% of plan.
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COCKROACH LABS, INC..
Plan sponsor
Name
COCKROACH LABS, INC.
EIN
47-3157689
Address
125 W 25TH ST FLOOR 11 · NEW YORK, NY · 10001
Phone
(917) 833-1314
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $35K | — |
Investments
29 direct securities· $28.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party Rate of Interest, Collateral, Par or Maturity Value Cost Current Value Mutual Funds Fidelity 500 Index N/R | — | — | — | $7.5M | 26.2% | |
| Fidelity Freedom Index 2055 Institutional Premium N/R | — | — | — | $3.7M | 13.0% | |
| Fidelity Freedom Index 2050 Institutional Premium N/R | — | — | — | $3.6M | 12.7% | |
| Fidelity Freedom Index 2060 Institutional Premium N/R | — | — | — | $2.7M | 9.5% | |
| Fidelity Freedom Index 2040 Institutional Premium N/R | — | — | — | $1.9M | 6.8% | |
| Fidelity Freedom Index 2045 Institutional Premium N/R | — | — | — | $1.5M | 5.1% | |
| Fidelity Large Cap Growth Index N/R | — | — | — | $1.3M | 4.4% | |
| Fidelity Freedom Index 2035 Institutional Premium N/R | — | — | — | $1.1M | 3.8% | |
| Fidelity Freedom Index 2030 Institutional Premium N/R | — | — | — | $591K | 2.1% | |
| Fidelity Small Cap Index N/R | — | — | — | $580K | 2.0% | |
| Fidelity International Index N/R | — | — | — | $578K | 2.0% | |
| Putnam Large Cap Value R6 N/R | — | — | — | $481K | 1.7% | |
| Fidelity Mid Cap Index N/R | — | — | — | $398K | 1.4% | |
| Fidelity Freedom Index 2065 Institutional Premium N/R | — | — | — | $377K | 1.3% | |
| Fidelity US Bond Index N/R | — | — | — | $331K | 1.2% | |
| MFS International Equity R6 N/R | — | — | — | $252K | 0.9% | |
| Federated Hermes Federated Hermes Government Obligations Advisor N/R | — | — | — | $231K | 0.8% | |
| American Century American Century Small Cap Growth R6 N/R | — | — | — | $195K | 0.7% | |
| American Century American Century High Income R6 N/R | — | — | — | $174K | 0.6% | |
| American Funds American Funds New World R6 N/R | — | — | — | $174K | 0.6% | |
| Fidelity Freedom Index 2025 Institutional Premium N/R | — | — | — | $169K | 0.6% | |
| JP Morgan JP Morgan Mid Cap Growth R6 N/R | — | — | — | $163K | 0.6% | |
| Principal MidCap Value I R6 N/R | — | — | — | $131K | 0.5% | |
| Fidelity Inflation-Protected Bond Index Fund N/R | — | — | — | $131K | 0.5% | |
| American Funds American Funds Bond Fund of America R6 N/R | — | — | — | $94K | 0.3% | |
| Participant Loans Notes receivable from participants, with interest rates $0 | — | — | — | $89K | 0.3% | |
| Cohen & Steers Cohen & Steers Institutional Realty Shares N/R | — | — | — | $83K | 0.3% | |
| PIMCO Rae US Small Institutional N/R | — | — | — | $57K | 0.2% | |
| Fidelity Freedom Index 2010 Institutional Premium N/R | — | — | — | $19K | <0.1% |