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Original filing (PDF)20250813102511NAL0004824355001
CAPSULE CORP
Form 5500
FILING_RECEIVED
CAPSULE 401(K) PLAN
401(k) retirement plan
Signals · 1
28% in single holding
Active participants
1,471
Accounts w/ balance
2,150
Plan assets (EOY)
$18.4M
Net assets (EOY)
$18.0M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Total Stock Market ETF "" is 28% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPSULE CORP.
Plan sponsor
Name
CAPSULE CORP
EIN
47-3047195
Address
113 W. 25TH STREET · NEW YORK, NY · 10001
Phone
(212) 675-3900
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-13
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BETTERMENT FOR BUSINESS, LLC | 47-4872674 | NEW YORK, NY | RECORDKEEPER | $62K | — |
Investments
39 direct securities· $18.3M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market ETF " | — | — | — | $5.1M | 27.7% | |
| Vanguard FTSE Developed Markets " | — | — | — | $4.0M | 21.9% | |
| Schwab U.S. Mid-Cap ETF " ** 105 SPDR MSCI USA Gender Diversity " ** 1 SPDR Portfolio S&P 500 ETF " | — | — | — | $2.7M | 14.4% | |
| Vanguard Large-Cap ETF - DNQ " ** 1 Vanguard FTSE Emerging Markets " | — | — | — | $1.5M | 8.0% | |
| iShares Core Total US Bond Market ETF Exchange-traded fund | — | — | — | $1.2M | 6.7% | |
| SPDR Portfolio S&P 400 Mid Cap " | — | — | — | $937K | 5.1% | |
| SPDR Portfolio S&P 600 Small Cap ETF " | — | — | — | $705K | 3.8% | |
| Goldman Sachs ActiveBeta US Large Cap Equity " | — | — | — | $359K | 1.9% | |
| Vanguard Total International Bond ETF " | — | — | — | $272K | 1.5% | |
| iShares Emerging Markets USD Bond ETF " | — | — | — | $243K | 1.3% | |
| Goldman Sachs TreasuryAccess 01 Year ETF " | — | — | — | $224K | 1.2% | |
| Vanguard Value ETF " | — | — | — | $189K | 1.0% | |
| Vanguard Mid-Cap Value ETF " | — | — | — | $168K | 0.9% | |
| Vanguard Small-Cap Stock ETF " ** 27 Vanguard Small-Cap Value ETF " | — | — | — | $151K | 0.8% | |
| Goldman Sachs ActiveBeta International Equity " | — | — | — | $87K | 0.5% | |
| iShares 0-5 Year TIPS Bond ETF " | — | — | — | $75K | 0.4% | |
| iShares Core S&P Total U.S. Stock Market ETF " ** 51 JPMorgan Ultra-Short Income " | — | — | — | $67K | 0.4% | |
| SPDR S&P Kensho New Economies Composite ETF " | — | — | — | $58K | 0.3% | |
| Goldman Sachs ActiveBeta Europe Equity ETF " | — | — | — | $55K | 0.3% | |
| iShares ESG Aware MSCI USA ETF " | — | — | — | $39K | 0.2% | |
| Goldman Sachs ActiveBeta Emerging Markets Equity " | — | — | — | $33K | 0.2% | |
| Goldman Sachs ActiveBeta US Small Cap Equity ETF " | — | — | — | $25K | 0.1% | |
| iShares ESG Aware MSCI EAFE ETF " | — | — | — | $21K | 0.1% | |
| Tidal Trust III " ** 1 Invesco Emerging Markets Sovereign Debt ETF " ** 25 Invesco QQQ Trust " | — | — | — | $16K | <0.1% | |
| Goldman Sachs ActiveBeta Japan Equity ETF " | — | — | — | $16K | <0.1% | |
| Vanguard Short-Term Inflation-Protected Securities ETF " | — | — | — | $13K | <0.1% | |
| Goldman Sachs Access High Yield Corporate Bond ETF " ** 103 Goldman Sachs Access Investment Grade Corporate Bond ETF " | — | — | — | $11K | <0.1% | |
| Goldman Sachs Access U.S. Aggregate Bond ETF " | — | — | — | $11K | <0.1% | |
| Vanguard Dividend Appreciation ETF " | — | — | — | $9K | <0.1% | |
| iShares ESG Aware MSCI EM ETF " | — | — | — | $8K | <0.1% | |
| Schwab U.S. REIT ETF " | — | — | — | $7K | <0.1% | |
| Vanguard LongTerm Government Bond " | — | — | — | $6K | <0.1% | |
| TCW Transform 500 ETF " | — | — | — | $5K | <0.1% | |
| iShares ESG Aware U.S. Aggregate Bond ETF " | — | — | — | $4K | <0.1% | |
| iShares ESG Aware MSCI USA Small-Cap ETF " | — | — | — | $4K | <0.1% | |
| iShares iBoxx $ Investment Grade Corporate Bond ETF " ** 366 iShares National AMT-Free Muni Bond ETF " | — | — | — | $2K | <0.1% | |
| Schwab U.S. Broad Market ETF " | — | — | — | $2K | <0.1% | |
| Goldman Sachs Access Inflation Protected USD Bond ETF " ** 273 Xtrackers USD High Yield Corporate Bond " ** 998 iShares Core MSCI EAFE ETF " ** 637 iShares Core MSCI Emerging Markets ETF " | — | — | — | $2K | <0.1% | |
| iShares ESG Aware USD Corporate Bond ETF " | — | — | — | $1K | <0.1% |