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Original filing (PDF)20250918151038NAL0001550177001
SONNEN, INC.
Form 5500
FILING_RECEIVED
SONNEN, INC. 401(K) PLAN
401(k) retirement plan
Active participants
106
Accounts w/ balance
171
Plan assets (EOY)
$6.2M
Net assets (EOY)
$6.2M
How this plan invests
This plan
40 pooled trusts
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 75 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SONNEN, INC..
Plan sponsor
Name
SONNEN, INC.
EIN
47-3043045
Address
1578 LITTON DRIVE · STONE MOUNTAIN, GA · 30083
Phone
(310) 853-2404
Industry
Utilitiessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3J · U.S. plan covering Puerto Rico residents
Audit & trust (Schedule H)
Auditor
SMITH AND HOWARD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE COMPANY | 39-0989781 | — | RECORDKEEPER | $39K | — |
| ERISA SERVICES OF GEORGIA. LLC | 83-4452620 | — | RECORDKEEPER | $6K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL, INC. | 36-3194849 | — | INVESTMENT ADVISORY-PLAN | $1K | — |
Investments
2 direct securities · 40 pooled funds· $6.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$6.0M
40 holdings
Uncategorized
$189K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRANSAMERICA LIFEGOAL 2045 WITH BLK TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 680 | Pooled Separate Account | — | — | $929K | 14.9% | |
| STATE STREET RUSSELL LG CAP GR INDE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 122 | Pooled Separate Account | — | — | $849K | 13.7% | |
| TRANSAMERICA LIFEGOAL 2055 WITH BLK TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 682 | Pooled Separate Account | — | — | $764K | 12.3% | |
| TRANSAMERICA LIFEGOAL 2050 WITH BLK TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 681 | Pooled Separate Account | — | — | $624K | 10.0% | |
| TRANSAMERICA LIFEGOAL 2060 WITH BLK TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 822 | Pooled Separate Account | — | — | $609K | 9.8% | |
| TRANSAMERICA LIFEGOAL 2040 WITH BLK TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 679 | Pooled Separate Account | — | — | $303K | 4.9% | |
| TRANSAMERICA LIFEGOAL 2035 WITH BLK TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 678 | Pooled Separate Account | — | — | $267K | 4.3% | |
| TRANSAMERICA PARTNERS STCK INDEX RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 587 | Pooled Separate Account | — | — | $218K | 3.5% | |
| TRANSAMERICA LIFEGOAL 2030 WITH BLA TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 677 | Pooled Separate Account | — | — | $185K | 3.0% | |
| Notes Receivable from Participants * Participant loans Interest rates range from 5.25% to 10.50% 0 | — | — | — | $104K | 1.7% | |
| TRANSAMERICA LIFEGOAL 2025 WITH BLA TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 676 | Pooled Separate Account | — | — | $87K | 1.4% | |
| Fully Benefit Responsive Investment Contract * Transamerica Stable Value Core Option | — | — | — | $85K | 1.4% | |
| STATE STREET RUSSELL LRG CAP VAL IN TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 120 | Pooled Separate Account | — | — | $78K | 1.3% | |
| MFS MASSACHUSETTS INVSTRS GROWTH ST TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 897 | Pooled Separate Account | — | — | $78K | 1.2% | |
| BLACKROCK CORE BOND RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 197 | Pooled Separate Account | — | — | $74K | 1.2% | |
| AMERICAN FUNDS AMERICAN MUTUAL RET TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 754 | Pooled Separate Account | — | — | $69K | 1.1% | |
| FEDERATED HERMES INSTL HIGH YLD BD TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 032 | Pooled Separate Account | — | — | $68K | 1.1% | |
| AMERICAN FUNDS NEW WORLD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 628 | Pooled Separate Account | — | — | $66K | 1.1% | |
| PIMCO STOCKSPLUS(R) ABSOLUTE RETURN TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 045 | Pooled Separate Account | — | — | $63K | 1.0% | |
| LORD ABBETT INC RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 121 | Pooled Separate Account | — | — | $53K | 0.9% | |
| AMERICAN FUNDS NEW PERSPECTIVE RET TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 828 | Pooled Separate Account | — | — | $51K | 0.8% | |
| STATE STREET S&P MID CAP INDEX RET TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 036 | Pooled Separate Account | — | — | $48K | 0.8% | |
| BLACKROCK MID-CAP GROWTH EQUITY RET TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 099 | Pooled Separate Account | — | — | $45K | 0.7% | |
| TRANSAMERICA INTL STOCK RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 201 | Pooled Separate Account | — | — | $44K | 0.7% | |
| PGIM GLOBAL REAL ESTATE RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 125 | Pooled Separate Account | — | — | $43K | 0.7% | |
| MFS INTERNATIONAL DIVERSIFICATION R TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 124 | Pooled Separate Account | — | — | $43K | 0.7% | |
| ALLSPRING SPECIAL SM CAP VAL RET OP TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 945 | Pooled Separate Account | — | — | $42K | 0.7% | |
| INVESCO INTERNATIONAL DIVERSIFIED R TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 043 | Pooled Separate Account | — | — | $41K | 0.7% | |
| STATE STREET RUSSELL SM CAP VAL IND TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 046 | Pooled Separate Account | — | — | $40K | 0.6% | |
| T. ROWE PRICE INTRNTL DISCOVERY RET TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 930 | Pooled Separate Account | — | — | $40K | 0.6% | |
| STATE STREET RUSSELL SM CAP GR INDE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 121 | Pooled Separate Account | — | — | $40K | 0.6% | |
| MFS MID CAP VALUE RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 911 | Pooled Separate Account | — | — | $33K | 0.5% | |
| DFA U.S. SM CAP PORT RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 725 | Pooled Separate Account | — | — | $25K | 0.4% | |
| TRANSAMERICA EMERG MARKETS DEBT RET TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 786 | Pooled Separate Account | — | — | $24K | 0.4% | |
| JANUS HENDERSON TRITON RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 834 | Pooled Separate Account | — | — | $19K | 0.3% | |
| TRANSAMERICA HI YLD BD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 790 | Pooled Separate Account | — | — | $16K | 0.3% | |
| TRANSAMERICA LIFEGOAL RET WITH BLAC TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 683 | Pooled Separate Account | — | — | $15K | 0.2% | |
| ALLSPRING COMMON STCK RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 129 | Pooled Separate Account | — | — | $12K | 0.2% | |
| DFA INTERNATIONAL SMALL CAP VALUE P TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 723 | Pooled Separate Account | — | — | $11K | 0.2% | |
| VICTORY TRIVALENT INTERNTL SMLL-CAP TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 127 | Pooled Separate Account | — | — | $10K | 0.2% | |
| BLACKROCK HEALTH SCNCS OPPS RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 860 | Pooled Separate Account | — | — | $1K | <0.1% | |
| TRANSAMERICA LIFEGOAL 2065 WITH BLK TRANSAMERICA LIFE INC CO · EIN 39-0989781 / PN 000 | Pooled Separate Account | — | — | $177 | <0.1% |
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