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Original filing (PDF)20251001101627NAL0014073584001
RECORDXTECHNOLGIES DBA ONTELLUS
Form 5500
FILING_RECEIVED
ONTELLUS 401(K) PLAN
401(k) retirement plan
Active participants
528
Accounts w/ balance
415
Plan assets (EOY)
$17.5M
Net assets (EOY)
$17.5M
How this plan invests
This plan
19 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RECORDXTECHNOLGIES DBA ONTELLUS.
Plan sponsor
Name
RECORDXTECHNOLGIES DBA ONTELLUS
EIN
47-2853876
Address
910 LOUISIANA ST · STE. 4500 · HOUSTON, TX · 77002
Phone
(713) 335-4502
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HOFFMAN, SHORT, RUBIN, DEWINTER, SA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $10K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | 35-2552359 | — | ADVISOR | $28K | — |
| RELATION WEALTH MANAGEMENT INC | 93-4617010 | — | ADVISOR | $11K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $7K | — |
Investments
12 direct securities · 19 pooled funds· $16.8M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$13.1M
19 holdings
Uncategorized
$3.7M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FLEXPATH+CON 2045 R3 GREAT GRAY TRUST COMPANY · EIN 47-3144367 / PN 236 | Common Collective Trust | — | — | $3.6M | 20.8% | |
| FLEXPATH+CON 2035 R3 GREAT GRAY TRUST COMPANY · EIN 47-3018134 / PN 233 | Common Collective Trust | — | — | $2.8M | 16.2% | |
| FLEXPATH+CON 2055 R3 GREAT GRAY TRUST COMPANY · EIN 47-3216409 / PN 239 | Common Collective Trust | — | — | $2.5M | 14.1% | |
| FID 500 Index 8,934 shares | — | — | — | $1.8M | 10.4% | |
| FLEXPATH+CON RET R3 GREAT GRAY TRUST COMPANY · EIN 47-2916729 / PN 227 | Common Collective Trust | — | — | $1.3M | 7.4% | |
| FLEXPATH+AGR 2035 R3 GREAT GRAY TRUST COMPANY · EIN 47-2987118 / PN 231 | Common Collective Trust | — | — | $715K | 4.1% | |
| GG LRG CAP GR IV R1 GREAT GRAY TRUST COMPANY, LLC. · EIN 38-7289851 / PN 001 | Common Collective Trust | — | — | $694K | 4.0% | |
| FID Mid Cap Index 12,609 shares | — | — | — | $426K | 2.4% | |
| FLEXPATH+MOD 2045 R3 GREAT GRAY TRUST COMPANY · EIN 47-3071639 / PN 001 | Common Collective Trust | — | — | $419K | 2.4% | |
| Flexpath Moderate Ret R3 56 shares 853 JPM Equity Income 11,659 shares | — | — | — | $279K | 1.6% | |
| AF Bond FD Amer 24,208 shares | — | — | — | $270K | 1.5% | |
| MID CAP GROWTH R1 GREAT GRAY TRUST COMPANY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $258K | 1.5% | |
| FID International Index 3,747 shares | — | — | — | $178K | 1.0% | |
| Vanguard Exploer Adm 1,603 shares | — | — | — | $171K | 1.0% | |
| FLEXPATH+MOD 2055 R3 GREAT GRAY TRUST COMPANY · EIN 47-3188067 / PN 001 | Common Collective Trust | — | — | $158K | 0.9% | |
| Am Cent Emerging Markets 15,549 shares | — | — | — | $156K | 0.9% | |
| FLEXPATH+AGR RET R3 GREAT GRAY TRUST COMPANY · EIN 47-2836296 / PN 225 | Common Collective Trust | — | — | $124K | 0.7% | |
| FID Capital and Income 12,165 shares | — | — | — | $123K | 0.7% | |
| INTL EQUITY FEE R2 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $119K | 0.7% | |
| & S Real Estate 7,368 shares | — | — | — | $118K | 0.7% | |
| FLEXPATH+AGR 2055 R3 GREAT GRAY TRUST COMPANY · EIN 47-3170652 / PN 237 | Common Collective Trust | — | — | $111K | 0.6% | |
| AF New Perspect R6 1,745 shares | — | — | — | $108K | 0.6% | |
| FLEXPATH+MOD 2035 R3 GREAT GRAY TRUST COMPANY · EIN 47-3002484 / PN 001 | Common Collective Trust | — | — | $91K | 0.5% | |
| FLEXPATH+AGR 2045 R3 GREAT GRAY TRUST COMPANY · EIN 47-3026996 / PN 234 | Common Collective Trust | — | — | $78K | 0.4% | |
| MID CAP VALUE R1 GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $64K | 0.4% | |
| FID Inflation PR Bond Index 1,893 shares | — | — | — | $17K | <0.1% | |
| Amer Cap World BD R4 726 shares | — | — | — | $11K | <0.1% | |
| FLEXPATH+MOD RET R3 GREAT GRAY TRUST COMPANY · EIN 47-2851418 / PN 001 | Common Collective Trust | — | — | $853 | <0.1% | |
| FLEXPATH+CON 2025 R3 GREAT GRAY TRUST COMPANY · EIN 47-2961375 / PN 230 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH+MOD 2025 R3 GREAT GRAY TRUST COMPANY · EIN 47-2950747 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH+AGR 2025 R3 GREAT GRAY TRUST COMPANY · EIN 47-2935740 / PN 228 | Common Collective Trust | — | — | $0 | <0.1% |