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Original filing (PDF)20250826090540NAL0008348353001
ZYMEWORKS BIOPHARMACEUTICALS INC.
Form 5500
FILING_RECEIVED
ZYMEWORKS BIOPHARMACEUTICALS 401(K) PLAN
401(k) retirement plan
Active participants
76
Accounts w/ balance
163
Plan assets (EOY)
$12.2M
Net assets (EOY)
$12.2M
How this plan invests
This plan
17 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 72 bps in Schedule C fees — 150% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ZYMEWORKS BIOPHARMACEUTICALS INC..
Plan sponsor
Name
ZYMEWORKS BIOPHARMACEUTICALS INC.
EIN
47-2569713
Address
—
Phone
(206) 237-1030
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-26
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SCOTT MILLER CPA AND ASSOCIATES, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RELIANCE TRUST | 25-1838406 | — | CUSTODIAN | $166 | — |
Recordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $68K | — |
| STANCORP FINANCIAL GROUP | 93-1253576 | — | RECORDKEEPER | $5K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HUB INTERNATIONAL MIDWEST LIMITED | 35-0672425 | — | INVESTMENT ADVISOR | $11K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DEFINITI LLC | 85-0833363 | THE WOODLANDS, TX | CONTRACT ADMIN | $4K | — |
Investments
26 direct securities · 17 pooled funds· $12.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.2M
26 holdings
Common Collective Trust
$0
16 holdings
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds 2040 Target Date Retirement Fund R6 | — | — | — | $2.7M | 22.2% | |
| American Funds American Funds 2045 Target Date Retirement Fund R6 | — | — | — | $2.1M | 17.4% | |
| American Funds American Funds 2035 Target Date Retirement Fund R6 | — | — | — | $1.5M | 12.4% | |
| American Funds American Funds 2050 Target Date Retirement Fund R6 | — | — | — | $1.3M | 10.4% | |
| American Funds American Funds 2055 Target Date Retirement Fund R6 | — | — | — | $1.2M | 9.9% | |
| American Funds American Funds 2025 Target Date Retirement Fund R6 | — | — | — | $1.0M | 8.3% | |
| American Funds American Funds 2030 Target Date Retirement Fund R6 | — | — | — | $936K | 7.7% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $378K | 3.1% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $177K | 1.4% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $138K | 1.1% | |
| American Funds American Funds 2060 Target Date Retirement Fund R6 | — | — | — | $133K | 1.1% | |
| Hood River Capital Management Hood River Small-Cap Growth Fund Retirement | — | — | — | $109K | 0.9% | |
| American Funds American Funds 2020 Target Date Retirement Fund R6 | — | — | — | $86K | 0.7% | |
| Franklin Templeton Investments Putnam Large Cap Value Fund R6 | — | — | — | $78K | 0.6% | |
| American Century Investments American Century Ultra Fund R6 | — | — | — | $67K | 0.6% | |
| T. Rowe Price T. Rowe Price Mid-Cap Value Fund I | — | — | — | $57K | 0.5% | |
| JPMorgan Mid Cap Growth Fund R6 | — | — | — | $55K | 0.4% | |
| Dimensional Fund Advisors DFA U.S. Small Cap Value Portfolio Institutional | — | — | — | $45K | 0.4% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $35K | 0.3% | |
| American Funds American Funds New Perspective Fund R6 | — | — | — | $25K | 0.2% | |
| American Funds American Funds The Bond Fund of America R6 | — | — | — | $18K | 0.2% | |
| PIMCO Income Fund Institutional | — | — | — | $17K | 0.1% | |
| Standard Insurance Company Standard Stable Asset D | — | — | — | $7K | <0.1% | |
| American Funds American Funds New World R6 | — | — | — | $5K | <0.1% | |
| Empower Annuity Insurance Company of America Key Guaranteed Portfolio Fund | — | — | — | $4K | <0.1% | |
| MFS International Diversification Fund R6 | — | — | — | $3K | <0.1% | |
| PUTNAM RETIREMENT ADV. 2045 FUND XA PUTNAM INVESTMENTS · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV. 2035 FUND XA PUTNAM INVESTMENTS · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $0 | <0.1% | |
| LORD ABBETT SM CAP GROW TRUST II LH GREAT GRAY · EIN 38-4139856 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV. 2030 FUND XA PUTNAM INVESTMENTS · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $0 | <0.1% | |
| CORE PLUS BOND FUND FEE CLASS R1 GREAT GRAY · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $0 | <0.1% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV. MAT. FUND XA PUTNAM INVESTMENTS · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $0 | <0.1% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV. 2025 FUND XA PUTNAM INVESTMENTS · EIN 26-1384344 / PN 263 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV. 2050 FUND XA PUTNAM INVESTMENTS · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV. 2040 FUND XA PUTNAM INVESTMENTS · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV. 2060 FUND XA PUTNAM INVESTMENTS · EIN 47-5459433 / PN 273 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV. 2055 FUND XA PUTNAM INVESTMENTS · EIN 27-3616920 / PN 272 | Common Collective Trust | — | — | $0 | <0.1% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $0 | <0.1% | |
| FRANKLIN SM CAP VALUE GG TST CIT R GREAT GRAY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM RETIREMENT ADV 2065 FUND XA PUTNAM INVESTMENTS · EIN 85-3582370 / PN 277 | Common Collective Trust | — | — | $0 | <0.1% | |
| SEPARATE ACCOUNT A STANDARD INSURANCE COMPANY · EIN 93-0242990 / PN 005 | Pooled Separate Account | — | — | $0 | <0.1% |
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