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Original filing (PDF)20250916085422NAL0001805233001
WORKIVA INC.
Form 5500
FILING_RECEIVED
WORKIVA 401(K) PLAN
401(k) retirement plan
Active participants
2,169
Accounts w/ balance
2,435
Plan assets (EOY)
$188.7M
Net assets (EOY)
$188.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
55 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WORKIVA INC..
Plan sponsor
Name
WORKIVA INC.
EIN
47-2509828
Address
2900 UNIVERSITY BOULEVARD · AMES, IA · 50010
Phone
(888) 275-3125
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
UHY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $17K | — |
Investments
51 direct securities · 2 pooled funds· $308.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$305.6M
51 holdings
Common Collective Trust
$2.4M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Mutual fund | — | — | — | $49.5M | 26.3% | |
| VANGUARD 500 INDEX FUND MUTUAL FUNDS | — | — | $19.8M | $28.3M | 15.0% | |
| VANGUARD 500 INDEX FUND GM MUTUAL FUNDS | — | — | $14.0M | $21.2M | 11.2% | |
| PGIM Total Return Bond Fund Mutual fund | — | — | — | $18.6M | 9.8% | |
| PGIM TOTAL RTRN BOND BD R6 GM MUTUAL FUNDS | — | — | $19.6M | $17.9M | 9.5% | |
| Vanguard Mid-Cap Index Fund Mutual fund | — | — | — | $16.3M | 8.6% | |
| BlackRock LifePath Index 2060 Fund Mutual fund | — | — | — | $12.2M | 6.5% | |
| Vanguard Small-Cap Index Fund Mutual fund | — | — | — | $11.9M | 6.3% | |
| VANGUARD MID CAP INDEX FD GM MUTUAL FUNDS | — | — | $9.8M | $11.7M | 6.2% | |
| MFS International Intrinsic Value Fund Mutual fund | — | — | — | $8.7M | 4.6% | |
| BlackRock LifePath Index 2055 Fund Mutual fund | — | — | — | $8.4M | 4.4% | |
| Vanguard International Growth Fund Mutual fund | — | — | — | $8.2M | 4.4% | |
| BlackRock LifePath Index 2050 Fund Mutual fund | — | — | — | $7.8M | 4.1% | |
| MFS INTRNTL INTRINSIC VL R6 GM MUTUAL FUNDS | — | — | $8.3M | $7.2M | 3.8% | |
| VANGUARD INTL GRWT ADM CL S GM MUTUAL FUNDS | — | — | $7.7M | $7.1M | 3.8% | |
| VANGUARD SMALL CAP INSTL GM MUTUAL FUNDS | — | — | $5.5M | $6.7M | 3.5% | |
| BlackRock LifePath Index 2045 Fund Mutual fund | — | — | — | $6.2M | 3.3% | |
| Vanguard Total International Stock Index Fund Mutual fund | — | — | — | $6.2M | 3.3% | |
| VANGUARD SMALL CAP IND INSTL MUTUAL FUNDS | — | — | $4.4M | $5.2M | 2.8% | |
| American Funds New World Fund Mutual fund | — | — | — | $5.0M | 2.7% | |
| Nuveen Large Cap Growth Index R6 Mutual fund | — | — | — | $4.9M | 2.6% | |
| VANGUARD MID CAP INDEX FD MUTUAL FUNDS | — | — | $3.9M | $4.6M | 2.4% | |
| AMERICAN NEW WORLD FUND GM MUTUAL FUNDS | — | — | $4.2M | $4.4M | 2.3% | |
| BlackRock LifePath Index 2040 Fund Mutual fund | — | — | — | $3.2M | 1.7% | |
| VANGUARD TOTAL BD MRK IDX ADM MUTUAL FUNDS | — | — | $2.6M | $2.5M | 1.3% | |
| Columbia Dividend Income Fund Mutual fund | — | — | — | $2.1M | 1.1% | |
| PUTNAM STABLE VALUE FUND CLASS 20 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $2.0M | 1.1% | |
| BlackRock LifePath Index 2035 Fund Mutual fund | — | — | — | $1.8M | 1.0% | |
| Vanguard Real Estate Index Fund Mutual fund | — | — | — | $1.6M | 0.8% | |
| MFS INTRNTL INTRINSIC VL FD R6 MUTUAL FUNDS | — | — | $1.7M | $1.5M | 0.8% | |
| MFS Mid Cap Growth Fund Mutual fund | — | — | — | $1.2M | 0.6% | |
| VANGUARD INTL GRWT FD ADM CLAS MUTUAL FUNDS | — | — | $1.2M | $1.1M | 0.6% | |
| BlackRock LifePath Index 2030 Fund Mutual fund | — | — | — | $1.1M | 0.6% | |
| Non-interest-bearing cash Non-interest-bearing cash 350 * Participants Notes receivable (rates range from 5.25% to 10.50%) | — | — | — | $1.1M | 0.6% | |
| LOAN FUND LOANS | — | — | $1.1M | $1.1M | 0.6% | |
| PUTNAM STABLE VALUE FUND 20 GM COMMON / COLLECTIVE TRUSTS | — | — | $1.0M | $1.0M | 0.5% | |
| PUTNAM STABLE VALUE FUND 20 COMMON / COLLECTIVE TRUSTS | — | — | $1.0M | $1.0M | 0.5% | |
| Vanguard Small Cap Growth Index Adm Fund Mutual fund | — | — | — | $840K | 0.4% | |
| Vanguard Inflation-Protected Securities Fund Mutual fund | — | — | — | $830K | 0.4% | |
| First Eagle Global Fund Mutual fund | — | — | — | $764K | 0.4% | |
| PGIM TOTAL RETURN BOND BD R6 MUTUAL FUNDS | — | — | $764K | $692K | 0.4% | |
| MFS Mid Cap Value Fund Mutual fund | — | — | — | $673K | 0.4% | |
| Franklin Small Cap Value Fund Mutual fund | — | — | — | $671K | 0.4% | |
| AMERICAN NEW WORLD FUND MUTUAL FUNDS | — | — | $590K | $621K | 0.3% | |
| VanEck CM Commodity Index Fund Mutual fund | — | — | $600K | $578K | 0.3% | |
| Vanguard FTSE Social Index Fund Mutual fund | — | — | — | $464K | 0.2% | |
| BlackRock LifePath Index Retirement Fund Mutual fund | — | — | — | $397K | 0.2% | |
| COLUMBIA TR STBL HI QT ADMIN50 COMMON / COLLECTIVE TRUSTS | — | — | $352K | $375K | 0.2% | |
| COLUMBIA TRUST STABLE HI QUALITY IN AMERIPRISE TRUST COMPANY · EIN 87-2295015 / PN 036 | Common Collective Trust | — | — | $375K | 0.2% | |
| BlackRock LifePath Index 2065 Fund Mutual fund | — | — | — | $375K | 0.2% | |
| BLF FedFund Money market fund | — | — | — | $27K | <0.1% | |
| BLF FEDFUND MONEY MARKET | — | — | $26K | $26K | <0.1% | |
| ACCRUED INCOME ACCRUED INCOME | — | — | $1K | $1K | <0.1% |