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Original filing (PDF)20251015114904NAL0002352419001
ORTHOPEDICS RHODE ISLAND, INC.
Form 5500
FILING_RECEIVED
ORTHOPEDICS RHODE ISLAND, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
462
Accounts w/ balance
751
Plan assets (EOY)
$37.9M
Net assets (EOY)
$37.9M
How this plan invests
This plan
10 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ORTHOPEDICS RHODE ISLAND, INC..
Plan sponsor
Name
ORTHOPEDICS RHODE ISLAND, INC.
EIN
47-2361569
Address
200 CROSSING BLVD., SUITE 310 · WARWICK, RI · 02886
Phone
(401) 777-7000
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SANSIVERI, KIMBALL & CO., LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EWPOWER ANNUITY INSURANCE CO OF AME | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $52K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $34K | — |
| WELLTH ADVISORY SERVICES LLC | — | JOLIET, IL | INVESTMENT ADVISOR | $12K | — |
| OSAIC WEALTH INC | — | JERSEY CITY, NJ | INVESTMENT ADVISOR | $2K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CORNERSTONE RETIREMENT PLAN ADMIN. | — | CRANSTON, RI | CONTRACT ADMIN | $6K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $12K | — |
Investments
21 direct securities · 10 pooled funds· $35.8M(94% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$21.9M
10 holdings
Uncategorized
$13.9M
21 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM RETIREMENT ADV TRST 2030 X PUTNAM INVESTMENTS CIT · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $6.2M | 16.3% | |
| PUTNAM RETIREMENT ADV TRST 2035 X PUTNAM INVESTMENTS CIT · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $5.6M | 14.7% | |
| PUTNAM RETIREMENT ADV TRST 2050 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $2.6M | 6.9% | |
| FIDELITY 500 INDEX Mutual Funds | — | — | — | $2.6M | 6.9% | |
| PUTNAM RETIREMENT ADV TRST 2045 X PUTNAM INVESTMENTS CIT · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $2.0M | 5.3% | |
| FIDELITY TOTAL MARKET INDEX Mutual Funds | — | — | — | $1.7M | 4.6% | |
| PUTNAM RETIREMENT ADV TRST 2055 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 272 | Common Collective Trust | — | — | $1.7M | 4.5% | |
| PUTNAM RETIREMENT ADV TRST 2040 X PUTNAM INVESTMENTS CIT · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $1.7M | 4.4% | |
| AMERICAN FUNDS AMERICAN BALANCED R6 Mutual Funds | — | — | — | $1.4M | 3.7% | |
| FIDELITY TOTAL INTERNATIONAL INDEX Mutual Funds | — | — | — | $1.2M | 3.1% | |
| FIDELITY MID CAP INDEX Mutual Funds | — | — | — | $939K | 2.5% | |
| PUTNAM RETIREMENT ADV TRST 2060 X PUTNAM INVESTMENTS CIT · EIN 27-3616920 / PN 273 | Common Collective Trust | — | — | $844K | 2.2% | |
| AMERICAN FUNDS EUROPACIFIC GR R6 Mutual Funds | — | — | — | $744K | 2.0% | |
| PIONEER BOND K Mutual Funds | — | — | — | $743K | 2.0% | |
| PUTNAM RETIREMENT ADV TRST 2025 X PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $704K | 1.9% | |
| AB LARGE CAP GROWTH ADVISOR Mutual Funds | — | — | — | $645K | 1.7% | |
| AMERICAN FUNDS NEW WORLD R6 Mutual Funds | — | — | — | $638K | 1.7% | |
| FIDELITY US BOND INDEX Mutual Funds | — | — | — | $452K | 1.2% | |
| FIDELITY SMALL CAP INDEX Mutual Funds | — | — | — | $435K | 1.1% | |
| INVESCO GLOBAL Y Mutual Funds | — | — | — | $393K | 1.0% | |
| PUTNAM RETIREMENT ADV TRST MAT X PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $364K | 1.0% | |
| FIDELITY REAL ESTATE INDEX Mutual Funds | — | — | — | $343K | 0.9% | |
| AMERICAN CENTURY SMALL CAP VALUE R6 Mutual Funds | — | — | — | $300K | 0.8% | |
| PIMCO REAL RETURN INSTL Mutual Funds | — | — | — | $262K | 0.7% | |
| AB GLOBAL BOND Z Mutual Funds | — | — | — | $226K | 0.6% | |
| KEY GUARANTEED PORTFOLIO FUND Fixed Annuities | — | — | — | $223K | 0.6% | |
| BLACKROCK MID-CAP GROWTH EQUITY K Mutual Funds | — | — | — | $190K | 0.5% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $179K | 0.5% | |
| VICTORY SYCAMORE ESTABLISHED VALUE R6 Mutual Funds | — | — | — | $176K | 0.5% | |
| PGIM HIGH YIELD Z Mutual Funds | — | — | — | $164K | 0.4% | |
| PRINCIPAL SMALLCAP GROWTH I R6 Mutual Funds | — | — | — | $125K | 0.3% |