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Original filing (PDF)20251015105324NAL0002280019001
RESONANT SCIENCES, LLC
Form 5500
FILING_RECEIVED
RESONANT SCIENCES, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
135
Accounts w/ balance
163
Plan assets (EOY)
$17.9M
Net assets (EOY)
$17.9M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 45 bps in Schedule C fees — 55% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RESONANT SCIENCES, LLC.
Plan sponsor
Name
RESONANT SCIENCES, LLC
EIN
47-1991500
Address
3975 RESEARCH BOULEVARD · DAYTON, OH · 45430
Phone
(937) 470-3591
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $30K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROTHSCHILD INVESTMENT CORPORATION | — | CHICAGO, IL | INVESTMENT ADVISOR | $33K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION PERFORMANCE INC. | 36-4136186 | JOLIET, IL | CONTRACT ADMIN | $5K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGT | $13K | — |
Investments
30 direct securities· $15.6M(87% of reported assets)
Uncategorized
$14.9M
28 holdings
Guaranteed Income / GIC
$536K
1 holding
Mutual Funds
$113K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral | — | — | — | $1.9M | 10.6% | |
| American Funds 2035 Target Date Retirement Fund R6 | — | — | — | $1.7M | 9.4% | |
| American Funds 2040 Target Date Retirement Fund R6 | — | — | — | $1.6M | 8.7% | |
| Vanguard High Dividend Yield Index Adm | — | — | — | $1.2M | 6.9% | |
| American Funds 2050 Target Date Retirement Fund R6 | — | — | — | $972K | 5.4% | |
| American Funds 2060 Target Date Retirement Fund R6 | — | — | — | $776K | 4.3% | |
| Vanguard Short-term Investment - Grade Adm | — | — | — | $720K | 4.0% | |
| T Rowe Price Science/Technology Fund | — | — | — | $627K | 3.5% | |
| Vanguard Small Cap Index Adm | — | — | — | $588K | 3.3% | |
| American Funds Europacific GR R6 | — | — | — | $577K | 3.2% | |
| * Empower Annuity Insurance Key Guaranteed Portfolio Fund Company of America | Guaranteed Income / GIC | — | — | $536K | 3.0% | |
| American Funds New Perspective R6 | — | — | — | $519K | 2.9% | |
| Vanguard Federal Money Market Inv | — | — | — | $501K | 2.8% | |
| American Funds 2045 Target Date Retirement Fund R6 | — | — | — | $480K | 2.7% | |
| American Funds Growth Fund of America R6 | — | — | — | $462K | 2.6% | |
| Doubleline Total Return Bond I | — | — | — | $314K | 1.8% | |
| American Funds 2030 Target Date Retirement Fund R6 | — | — | — | $308K | 1.7% | |
| Dimensional Fund Advisors Emerging Markets Core Equity I | — | — | — | $299K | 1.7% | |
| American Funds Fundamental Investors R6 | — | — | — | $277K | 1.5% | |
| American Funds 2025 Target Date Retirement Fund R6 | — | — | — | $248K | 1.4% | |
| Vanguard Mid Cap Index Fund – Admiral | — | — | — | $247K | 1.4% | |
| Janus Henderson Enterprise N | — | — | — | $162K | 0.9% | |
| Vanguard Small Cap Growth Index Admiral | — | — | — | $157K | 0.9% | |
| Alliance Bernstein Global Bond Z | Mutual Funds | — | — | $113K | 0.6% | |
| PGIM Global Real Estate Z | — | — | — | $105K | 0.6% | |
| Lord Abbett High Yield R6 | — | — | — | $77K | 0.4% | |
| Participant Loans 4.25% to 9.50%, maturing through April 2029 - | — | — | — | $57K | 0.3% | |
| T Rowe Price International Discovery I | — | — | — | $40K | 0.2% | |
| American Funds 2055 Target Date Retirement Fund R6 | — | — | — | $25K | 0.1% | |
| Vanguard Utilities Index Adm | — | — | — | $12K | <0.1% |
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