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Original filing (PDF)20251014141209NAL0004204400001
IMMUTA, INC.
Form 5500
FILING_RECEIVED
IMMUTA, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
163
Accounts w/ balance
191
Plan assets (EOY)
$14.5M
Net assets (EOY)
$14.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "VANG TARGET RET 2040 100,166 shares" is 30% of plan.
- 43 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IMMUTA, INC..
Plan sponsor
Name
IMMUTA, INC.
EIN
47-1877648
Address
25 THOMSON PLACE 4TH FLOOR · BOSTON, MA · 02210
Phone
(800) 655-0982
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
TAWNEY, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $28K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TWELVE POINTS WEALTH MANAGEMENT LL | 46-5061538 | — | ADVISOR | $33K | — |
Investments
29 direct securities · 3 pooled funds· $14.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$14.0M
29 holdings
Common Collective Trust
$479K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANG TARGET RET 2040 100,166 shares | — | — | $100K | $4.3M | 29.8% | |
| VANG TARGET RET 2055 41,376 shares | — | — | $41K | $2.3M | 15.9% | |
| VANG TARGET RET 2045 60,490 shares | — | — | $60K | $1.8M | 12.4% | |
| VANG TARGET RET 2060 31,018 shares | — | — | $31K | $1.6M | 11.0% | |
| VANG TARGET RET 2050 29,899 shares | — | — | $30K | $1.5M | 10.3% | |
| FID 500 INDEX 4,158 shares | — | — | $4K | $849K | 5.8% | |
| VANG TARGET RET 2035 13,853 shares | — | — | $14K | $332K | 2.3% | |
| JPM LG CAP GROWTH R6 3,394 shares | — | — | $3K | $284K | 2.0% | |
| RETIREMENT ADVOCATE FUNDS MOD AGGR MATRIX TRUST COMPANY · EIN 75-3182674 / PN 221 | Common Collective Trust | — | $26K | $254K | 1.7% | |
| VANG TARGET RET 2065 7,276 shares | — | — | $7K | $245K | 1.7% | |
| RETIREMENT ADVOCATE FUNDS AGGRESSIV MATRIX TRUST COMPANY · EIN 75-3182674 / PN 222 | Common Collective Trust | — | $23K | $220K | 1.5% | |
| VANG TARGET RET 2030 4,326 shares | — | — | $4K | $164K | 1.1% | |
| Participant Loan Interest rates 7.50% to 9.50% | — | — | — | $82K | 0.6% | |
| IS R MID-CAP IDX K 5,211 shares | — | — | $5K | $77K | 0.5% | |
| FID INTL INDEX 1,556 shares | — | — | $2K | $74K | 0.5% | |
| VANG TARGET RET 2025 3,845 shares | — | — | $4K | $72K | 0.5% | |
| IS R SM/MD-CAP IDX K 4,092 shares | — | — | $4K | $69K | 0.5% | |
| PIM RAE US I 5,115 shares | — | — | $5K | $67K | 0.5% | |
| APEX CAP Preservation Inc I 1,728 shares | — | — | $2K | $47K | 0.3% | |
| MFS INTL DIVRSN R6 1,715 shares | — | — | $2K | $39K | 0.3% | |
| GS ABS RTN TRKR R6 3,176 shares | — | — | $3K | $32K | 0.2% | |
| FID US BOND IDX 2,969 shares | — | — | $3K | $30K | 0.2% | |
| FID INTL SMALL CAP 794 shares | — | — | — | $24K | 0.2% | |
| BLKRK REAL ESTATE IS 819 shares | — | — | — | $12K | <0.1% | |
| THORNBURG STR INC R6 700 shares | — | — | — | $8K | <0.1% | |
| FID EMRG MKTS IDX 601 shares | — | — | — | $6K | <0.1% | |
| Retirement Advocate Moderate Conservative CIT Class 1 505 shares | — | — | — | $5K | <0.1% | |
| TP RET ADV MOD CRV I MATRIX TRUST COMPANY · EIN 75-3182674 / PN 219 | Common Collective Trust | — | — | $5K | <0.1% | |
| INVS GOLD SPL MIN R6 177 shares | — | — | — | $5K | <0.1% | |
| LS INFL PRO SEC N 410 shares | — | — | — | $4K | <0.1% | |
| VANG TARGET RET INC 241 shares | — | — | — | $3K | <0.1% | |
| JHANCOCK BOND R6 215 shares | — | — | — | $3K | <0.1% |
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