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Original filing (PDF)20251010094727NAL0012254176001
KNOWLTON TECHNOLOGIES, LLC
Form 5500
FILING_RECEIVED
KNOWLTON TECHNOLOGIES, LLC UNION PLAN
401(k) retirement plan
Active participants
105
Accounts w/ balance
121
Plan assets (EOY)
$7.2M
Net assets (EOY)
$7.2M
How this plan invests
This plan
9 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KNOWLTON TECHNOLOGIES, LLC.
Plan sponsor
Name
KNOWLTON TECHNOLOGIES, LLC
EIN
47-1424475
Address
213 FACTORY STREET · WATERTOWN, NY · 136012748
Phone
(315) 782-0600
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2T · Default investment account (QDIA)
2G · Total participant-directed accounts
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CROWLEY & HALLORAN, CPAS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | 06-1050034 | — | RECORD KEEPER | $3K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JW COLE SERVICES, INC | 65-1040717 | — | BROKER ADVISOR | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BPAS SERVICES, LLC | 16-1616474 | — | CONTRACT ADMIN | $0 | — |
| LIFETIME BENEFIT SOLUTIONS | 16-1171765 | — | CONTRACT ADMIN | $0 | — |
Investments
17 direct securities · 9 pooled funds· $9.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.2M
17 holdings
Common Collective Trust
$3.4M
6 holdings
Pooled Separate Account
$1.9M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Great Gray Index Select Moderate Retire Fund CL I | — | — | $1.3M | $1.3M | 17.8% | |
| INDEXSELECT MOD RETIRE FUND CL I GREAT GRAY · EIN 81-4430771 / PN 305 | Common Collective Trust | — | — | $1.3M | 17.8% | |
| INDEXSELECT MODERATE 2035 FUND CL I GREAT GRAY · EIN 81-4457845 / PN 307 | Common Collective Trust | — | $904K | $921K | 12.7% | |
| INDEXSELECT MODERATE 2045 FUND CL I GREAT GRAY · EIN 81-4470950 / PN 308 | Common Collective Trust | — | $882K | $904K | 12.5% | |
| COR PLAN BOND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | — | $893K | 12.3% | |
| Empower Annuity Insurance Company Core Plus Bond/PGIM Fund | — | — | $912K | $893K | 12.3% | |
| COLUMBIA DIV VALUE EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $713K | $719K | 9.9% | |
| American Funds American Funds Europacific GR R6 | — | — | $556K | $517K | 7.2% | |
| Invesco Discovery R6 | — | — | $318K | $327K | 4.5% | |
| MassMutual General Account | — | — | $276K | $293K | 4.1% | |
| Allspring Funds Allspring Special Mid Cap Value R6 | — | — | $293K | $269K | 3.7% | |
| T. ROWE US MID CAP GRW EQUITY EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $254K | $263K | 3.6% | |
| Franklin Templeton Franklin Smal Cap Value R6 | — | — | $248K | $240K | 3.3% | |
| INDEXSELECT MODERATE 2055 FUND CL I GREAT GRAY · EIN 81-4484368 / PN 309 | Common Collective Trust | — | $194K | $199K | 2.7% | |
| Invesco Developing Markets R6 | — | — | $142K | $138K | 1.9% | |
| Vanguard 500 Index Admiral | — | — | $113K | $119K | 1.6% | |
| Great Gray Index Select Aggressive 2055 Fund CL I | — | — | $50K | $49K | 0.7% | |
| INDEXSELECT AGG 2055 FUND CL I GREAT GRAY · EIN 81-4418048 / PN 304 | Common Collective Trust | — | — | $49K | 0.7% | |
| Empower Annuity Insurance Company E I Fixed Account - Series Class VI | — | — | $32K | $32K | 0.4% | |
| Vanguard Total Bond Market Index Admiral | — | — | $32K | $31K | 0.4% | |
| Oakmark Equity and Income R6 | — | — | $11K | $11K | 0.2% | |
| Vanguard Total Intl Stock Index Admiral | — | — | $9K | $8K | 0.1% | |
| Vanguard Small Cap Index Adm | — | — | $5K | $5K | <0.1% | |
| Vanguard Mid Cap Index Admiral | — | — | $4K | $4K | <0.1% | |
| Great Gray Index Select Moderate 2065 Fund CL I | — | — | $2K | $2K | <0.1% | |
| INDEXSELECT MOD 2065 FUND CL I GREAT GRAY · EIN 38-7275306 / PN 775 | Common Collective Trust | — | — | $2K | <0.1% |