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Original filing (PDF)20251010193300NAL0004881747001
AUDITBOARD, INC.
Form 5500
FILING_RECEIVED
AUDITBOARD, INC. 401(K) PLAN
401(k) retirement plan
Active participants
704
Accounts w/ balance
704
Plan assets (EOY)
$41.4M
Net assets (EOY)
$41.4M
How this plan invests
This plan
8 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUDITBOARD, INC..
Plan sponsor
Name
AUDITBOARD, INC.
EIN
47-1299245
Address
12900 PARK PLAZA DR. · STE 200 · CERRITOS, CA · 90703
Phone
(877) 769-5444
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $69K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BALDWIN GROUP WEALTH ADVISORS | 47-5476782 | — | ADVISOR | $74K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $16K | — |
Investments
25 direct securities · 8 pooled funds· $41.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$37.5M
25 holdings
Common Collective Trust
$3.9M
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fid 500 Index Mutual fund | — | — | — | $8.5M | 20.5% | |
| Blkrk Lp Idx 2055 K Mutual fund | — | — | — | $8.1M | 19.6% | |
| Blkrk Lp Idx 2050 K Mutual fund | — | — | — | $6.1M | 14.7% | |
| Blkrk Lp Idx 2060 K Mutual fund | — | — | — | $3.4M | 8.3% | |
| Blkrk Lp Idx 2045 K Mutual fund | — | — | — | $2.4M | 5.8% | |
| Blkrk Lp Idx 2040 K Mutual fund | — | — | — | $1.6M | 3.8% | |
| LARGE CAP GRTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $1.3M | 3.2% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $1.2M | 2.8% | |
| Fid Intl Index Mutual fund | — | — | — | $1.0M | 2.5% | |
| Blkrk Lp Idx 2035 K Mutual fund | — | — | — | $1.0M | 2.5% | |
| Fid Mid Cap Idx Mutual fund | — | — | — | $934K | 2.3% | |
| Blkrk Lp Idx 2065 K Mutual fund | — | — | — | $800K | 1.9% | |
| Fid Sm Cap Idx Mutual fund | — | — | — | $731K | 1.8% | |
| Jpm Core Plus Bnd R6 Mutual fund | — | — | — | $561K | 1.4% | |
| Af New Perspect R6 Mutual fund | — | — | — | $498K | 1.2% | |
| Fid US Bond Idx Mutual fund | — | — | — | $484K | 1.2% | |
| INTL GROWTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $419K | 1.0% | |
| Dlwr Emrg Mkts R6 Mutual fund | — | — | — | $419K | 1.0% | |
| STABLE VALUE FUND R1 GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $365K | 0.9% | |
| AC SMALL CAP VALUE GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126250 / PN 554 | Common Collective Trust | — | — | $251K | 0.6% | |
| Pif Real Est Sec R6 Mutual fund | — | — | — | $227K | 0.6% | |
| with various maturities through August * Notes receivable from participants 2034 - | — | — | — | $206K | 0.5% | |
| MID CAP GROWTH II R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7304118 / PN 001 | Common Collective Trust | — | — | $204K | 0.5% | |
| Blkrk Lp Idx 2030 K Mutual fund | — | — | — | $173K | 0.4% | |
| MID CAP VALUE R1 GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $130K | 0.3% | |
| Pif High Yield R6 Mutual fund | — | — | — | $116K | 0.3% | |
| Dodge & Cox Stock X Mutual fund | — | — | — | $69K | 0.2% | |
| Af Infl Linked Bd R6 Mutual fund | — | — | — | $47K | 0.1% | |
| Blkrk Lp Idx Rtmt K Mutual fund | — | — | — | $36K | <0.1% | |
| Calvert Equity R6 Mutual fund | — | — | — | $20K | <0.1% | |
| MFS New Discovery R6 Mutual fund | — | — | — | $15K | <0.1% | |
| Pimco Income Inst Mutual fund | — | — | — | $10K | <0.1% | |
| MID CAP GROWTH R1 GREAT GRAY TRUST COMPANY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $0 | <0.1% |
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