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Original filing (PDF)20250922130541NAL0002148675001
ROCHESTER REGIONAL HEALTH
Form 5500
FILING_RECEIVED
ROCHESTER REGIONAL HEALTH 401(K) DEFINED CONTRIBUTION PLAN
401(k) retirement plan
Active participants
2,156
Accounts w/ balance
2,479
Plan assets (EOY)
$92.5M
Net assets (EOY)
$92.5M
How this plan invests
This plan
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (10 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCHESTER REGIONAL HEALTH.
Plan sponsor
Name
ROCHESTER REGIONAL HEALTH
EIN
47-1234999
Address
100 KINGS HIGHWAY SOUTH · BUILDING C · ROCHESTER, NY · 14617
Phone
(585) 922-1100
Industry
Health Care & Social Assistancesee all
Plan administrator
Name
CHIEF FINANCIAL OFFICER
EIN
47-1234999
City
ROCHESTER, NY
Phone
(585) 922-1100
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FREED MAXICK, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FID INV INST OPS CO | 04-2647786 | — | RECORDKEEPER | $74K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | INV. ADVISOR | $17K | — |
Investments
23 direct securities· $92.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Fund | — | — | — | $12.5M | 13.5% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $11.5M | 12.4% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $10.7M | 11.6% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $8.4M | 9.1% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $6.9M | 7.4% | |
| Fidelity 500 Index Fund | — | — | — | $6.7M | 7.3% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $6.2M | 6.7% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $5.6M | 6.0% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $4.4M | 4.7% | |
| JPMorgan U.S. Equity Fund R6 | — | — | — | $3.5M | 3.8% | |
| Vanguard Target Retirement 2015 Fund | — | — | — | $2.8M | 3.0% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $2.7M | 3.0% | |
| Vanguard VANG Federal Money Market Fund | — | — | — | $2.7M | 2.9% | |
| Fidelity Extended Market Index Fund | — | — | — | $1.7M | 1.9% | |
| Fidelity Total International Index Fund | — | — | — | $1.2M | 1.3% | |
| PGIM Total Return Bond Fund R6 | — | — | — | $1.1M | 1.2% | |
| Eaton Vance Eaton Vance Atlanta Capital SMID R6 | — | — | — | $1.1M | 1.2% | |
| Rochester Regional Health 401(k) Interest rates ranging from 4.25% to 9.50% | — | — | — | $943K | 1.0% | |
| Hartford International Hartford International Opportunities HLS Fund IA | — | — | — | $762K | 0.8% | |
| Vanguard Total Bond Market Index Fund Institutional | — | — | — | $585K | 0.6% | |
| Fidelity Inflation Protection Bonds Index | — | — | — | $151K | 0.2% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $89K | <0.1% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $31K | <0.1% |