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Original filing (PDF)20251007173123NAL0002853043001
VERITONE, INC.
Form 5500
FILING_RECEIVED
VERITONE, INC. 401(K) PLAN
401(k) retirement plan
Active participants
323
Accounts w/ balance
441
Plan assets (EOY)
$29.9M
Net assets (EOY)
$29.9M
How this plan invests
This plan
3 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VERITONE, INC..
Plan sponsor
Name
VERITONE, INC.
EIN
47-1161641
Address
5291 CALIFORNIA AVENUE · SUITE 350 · IRVINE, CA · 92617
Phone
(714) 376-5699
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $46K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BALDWIN GROUP WEALTH ADVISORS | 47-5476782 | — | ADVISOR | $65K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $11K | — |
Investments
29 direct securities · 3 pooled funds· $29.7M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$27.6M
29 holdings
Common Collective Trust
$2.1M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2055 Fund Asset Allocation Mutual Fund | — | — | — | $4.0M | 13.4% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $3.6M | 12.0% | |
| Fidelity Freedom Index 2050 Fund Asset Allocation Mutual Fund | — | — | — | $3.1M | 10.4% | |
| Fidelity Freedom Index 2045 Fund Asset Allocation Mutual Fund | — | — | — | $2.7M | 9.1% | |
| Fidelity Freedom Index 2030 Fund Asset Allocation Mutual Fund | — | — | — | $2.5M | 8.2% | |
| Fidelity Freedom Index 2060 Fund Asset Allocation Mutual Fund | — | — | — | $1.9M | 6.4% | |
| Fidelity Freedom Index 2035 Fund Asset Allocation Mutual Fund | — | — | — | $1.9M | 6.3% | |
| Fidelity Freedom Index 2040 Fund Asset Allocation Mutual Fund | — | — | — | $1.6M | 5.3% | |
| LARGE CAP GRTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $1.1M | 3.6% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $767K | 2.6% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $715K | 2.4% | |
| Dodge & Cox Stock Fund Mutual Fund | — | — | — | $646K | 2.2% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $517K | 1.7% | |
| Dodge & Cox Income Fund Mutual Fund | — | — | — | $503K | 1.7% | |
| INTL GROWTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $500K | 1.7% | |
| American Funds New World Fund Mutual Fund | — | — | — | $498K | 1.7% | |
| Fidelity Freedom Index 2065 Fund Asset Allocation Mutual Fund | — | — | — | $491K | 1.6% | |
| MFS Massachusetts Investors Growth Stock Fund Mutual Fund | — | — | — | $391K | 1.3% | |
| MFS Mid Cap Growth Fund Mutual Fund | — | — | — | $347K | 1.2% | |
| JPMorgan Equity Income Fund Mutual Fund | — | — | — | $294K | 1.0% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $286K | 1.0% | |
| Fidelity U.S. Bond Index Fund Mutual Fund | — | — | — | $255K | 0.9% | |
| Fidelity Freedom Index 2025 Fund Asset Allocation Mutual Fund | — | — | — | $197K | 0.7% | |
| Allspring Special Small Cap Value Fund Mutual Fund | — | — | — | $192K | 0.6% | |
| Victory Sycamore Established Value Fund Mutual Fund | — | — | — | $182K | 0.6% | |
| Pioneer Fundamental Small Cap Growth Fund Mutual Fund | — | — | — | $162K | 0.5% | |
| Fidelity Freedom Index Income Fund Mutual Fund | — | — | — | $153K | 0.5% | |
| Pioneer Fundamental Real Estate Securities Fund Mutual Fund | — | — | — | $134K | 0.4% | |
| Investments MassMutual High Yield Fund Mutual Fund | — | — | — | $65K | 0.2% | |
| Fidelity Freedom Index 2020 Fund Asset Allocation Mutual Fund | — | — | — | $36K | 0.1% | |
| Fidelity Freedom Index 2015 Fund Asset Allocation Mutual Fund | — | — | — | $10K | <0.1% | |
| PIMCO Income Institutional Fund Mutual Fund | — | — | — | $2K | <0.1% |