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Original filing (PDF)20251014125738NAL0002966833001
TRIALSPARK, INC.
Form 5500
FILING_RECEIVED
FORMATION BIO 401(K) PLAN
401(k) retirement plan
Signals · 2
No auditor on file38% in single holding
Active participants
136
Accounts w/ balance
148
Plan assets (EOY)
$8.4M
Net assets (EOY)
$8.4M
How this plan invests
This plan
15 pooled trusts
Schedule D
15 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
81
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- No independent qualified public accountant (IQPA) named.
- Top holding "[DFE: T. ROWE PRICE RETIREMENT BLEND SELECT TRUST 2055 (extraction pending)]" is 38% of plan.
Helping the score
- Below-peer total fees (7 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRIALSPARK, INC..
Plan sponsor
Name
TRIALSPARK, INC.
EIN
47-1134239
Address
16 EAST 34TH STREET, 10TH FLOOR · NEW YORK, NY · 10016
Phone
(646) 867-2932
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-07-08
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $3K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THREE BELL CAPITAL LLC | — | SAN FRANCISCO, CA | INVESTMENT ADVISOR | $3K | — |
Investments
15 pooled funds· $7.2M(86% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY TRUST · EIN 38-7271349 / PN 743 | Common Collective Trust | — | — | $2.8M | 32.9% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY TRUST · EIN 38-7271350 / PN 744 | Common Collective Trust | — | — | $2.2M | 26.4% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY TRUST · EIN 38-7271348 / PN 742 | Common Collective Trust | — | — | $918K | 10.9% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY TRUST · EIN 38-7271347 / PN 741 | Common Collective Trust | — | — | $497K | 5.9% | |
| FIXED INCOME ALLOCATION I1 GREAT GRAY TRUST · EIN 38-4126269 / PN 573 | Common Collective Trust | — | — | $184K | 2.2% | |
| LARGE CAP GROWTH FUND II FEE CLASS GREAT GRAY TRUST · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $126K | 1.5% | |
| BLACKROCK RUSSELL 1000 INDEX 1 BLACKROCK FUNDS - COLLECTIVE TRUSTS · EIN 20-3802223 / PN 002 | Common Collective Trust | — | — | $120K | 1.4% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY TRUST · EIN 38-7271351 / PN 745 | Common Collective Trust | — | — | $115K | 1.4% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY TRUST · EIN 38-7271346 / PN 740 | Common Collective Trust | — | — | $103K | 1.2% | |
| BLACKROCK MSCI ACWI EX-U.S. INDEX R GREAT GRAY TRUST · EIN 81-1950980 / PN 013 | Common Collective Trust | — | — | $57K | 0.7% | |
| LARGE CAP VALUE I1 GREAT GRAY TRUST · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $37K | 0.4% | |
| BLACKROCK U.S. TIPS INDEX 1 BLACKROCK FUNDS - COLLECTIVE TRUSTS · EIN 38-4116835 / PN 510 | Common Collective Trust | — | — | $21K | 0.2% | |
| BLACKROCK DEVELOPED REAL ESTATE 1 BLACKROCK FUNDS - COLLECTIVE TRUSTS · EIN 20-3802223 / PN 000 | Common Collective Trust | — | — | $20K | 0.2% | |
| BLACKROCK RUSSELL 2000 INDEX FUND R GREAT GRAY TRUST · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $11K | 0.1% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY TRUST · EIN 38-7271345 / PN 739 | Common Collective Trust | — | — | $4K | <0.1% |
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