Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE PATRIOT FINANCIAL GROUP, LLC | 90-0138117 | — | INVESTMENT ADVISORY | — | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $49K | — |
| WELLS THOMAS, LLC | 26-0228640 | — | CONTRACT ADMINISTRATOR | $23K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Investment Contract * Principal Life Insurance Company Principal Fixed Income Guaranteed Option |
| — |
| — |
| — |
| $539K |
| 20.3% |
| s * Principal Life Insurance Company Principal Core Fixed Income Fund | Pooled Separate Accounts | — | — | $503K | 18.9% |
| PRIN CORE FIX INC SEPT ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $503K | 18.9% |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $361K | 13.5% |
| American Funds 3,985 shrs American Funds New World Fund | Mutual Funds | — | $4K | $355K | 13.3% |
| MFS Investment Management 4,466 shrs MFS Value Fund | — | — | $4K | $229K | 8.6% |
| Invesco Funds Group 3,684 shrs Invesco Small Cap Value Fund | — | — | $4K | $97K | 3.6% |
| American Century Investments 3,376 shrs American Century Small Cap Growth Fund | — | — | $3K | $80K | 3.0% |
| Participant Loans Rates Range from 4.25% to 9.5% | Participant loans | — | — | $68K | 2.6% |
| Principal Life Insurance Company Principal Mid Cap S&P 400 Index Fund | — | — | — | $62K | 2.3% |
| PRIN MIDCAP S&P 400 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $62K | 2.3% |
| PRIN SMCAP S&P 600 INDEX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $62K | 2.3% |
| Pimco Funds 4,551 shrs Pimco Stock Plus ABS Retirement Fund | — | — | $5K | $59K | 2.2% |
| Principal Life Insurance Company Principal Large Cap S&P 500 Index Fund | — | — | — | $59K | 2.2% |
| PRIN LGCP S&P 500 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $59K | 2.2% |
| Nuveen 1,048 shrs Nuveen Mid-Cap Value Fund | — | — | $1K | $58K | 2.2% |
| Blackrock Funds 451 shrs BlackRock LifePath Index 2060 K | — | — | — | $11K | 0.4% |
| PN: 001 (a) Identity of (b) Relationship to (c) Description of transaction (d) Amount Party Plan, Employer In Interest or other Party In Interest Christopher Stango Plan participant Vested portion of participant’s | — | — | — | $7K | 0.3% |
| Blackrock Funds 118 shrs BlackRock LifePath Index 2030 K | — | — | — | $2K | <0.1% |
