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Original filing (PDF)20251014120722NAL0001322035001
W-S INDUSTRIAL SERVICES, INC.
Form 5500
FILING_RECEIVED
W-S INDUSTRIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
129
Accounts w/ balance
122
Plan assets (EOY)
$7.0M
Net assets (EOY)
$7.0M
How this plan invests
This plan
51 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 68 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for W-S INDUSTRIAL SERVICES, INC..
Plan sponsor
Name
W-S INDUSTRIAL SERVICES, INC.
EIN
47-0770315
Address
533 S MAIN STREET · COUNCIL BLUFFS, IA · 51503
Phone
(712) 366-8886
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FRANKEL, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | — | RECORDKEEPER | $21K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWSQUARE CAPITAL, LLC | 27-1238163 | — | ADVISOR | $22K | — |
| NATIONWIDE LIFE INSURANCE COMPANY | 31-4156830 | — | ADVISORY | $774 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT PLANS, INC | — | OMAHA, NE | TPA | $4K | — |
Investments
51 direct securities· $7.0M(100% of reported assets)
Uncategorized
$5.9M
50 holdings
Mutual Funds
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Victory Portfolios Victory Sycamore Established Value I | — | — | — | $1.6M | 23.5% | |
| Putnam Investment Funds Putnam Large Cap Growth Y | Mutual Funds | — | — | $1.1M | 16.1% | |
| Thackrey Funds TIAA-CREF Lifecycle Index 2030 Fund | — | — | — | $559K | 8.0% | |
| State Street Global Advisors State Street Balanced Index Fund - Class K | — | — | — | $527K | 7.5% | |
| Fidelity Concord Street Trust Fidelity 500 Index | — | — | — | $439K | 6.3% | |
| Thackrey Funds TIAA-CREF Lifecycle Index 2035 Fund | — | — | — | $317K | 4.5% | |
| Thackrey Funds TIAA-CREF Lifecycle Index 2040 Fund | — | — | — | $301K | 4.3% | |
| Thackrey Funds TIAA-CREF Lifecycle Index 2025 Fund | — | — | — | $251K | 3.6% | |
| Thackrey Funds TIAA-CREF Lifecycle Index Ret Inc Instl | — | — | — | $243K | 3.5% | |
| Investment Contract * Nationwide Fixed Select Option | — | — | — | $179K | 2.5% | |
| DFA Investment Dimensions Group Inc. DFA International Large Cap Growth | — | — | — | $159K | 2.3% | |
| Nationwide Mutual Funds Nationwide Geneva Small Cap Gr Instl Svc | — | — | — | $109K | 1.6% | |
| Thackrey Funds TIAA-CREF Lifecycle Index 2060 Fund | — | — | — | $91K | 1.3% | |
| Cohen & Steers Realty Income Funds Inc Cohen & Steers Real Estate Securities I | — | — | — | $87K | 1.2% | |
| Federated Institutional Trust Federated Hermes Instl High Yield Bd IS | — | — | — | $81K | 1.2% | |
| Thackrey Funds TIAA-CREF Lifecycle Index 2050 Fund | — | — | — | $67K | 1.0% | |
| Fidelity Fixed Income Trust Fidelity US Bond Index | — | — | — | $57K | 0.8% | |
| Principal Financial Group Principal MidCap Fund Class R6 | — | — | — | $50K | 0.7% | |
| Dodge & Cox Funds Dodge & Cox International Stock I | — | — | — | $46K | 0.6% | |
| Goldman Sachs Trust II Goldman Sachs GQG Ptnrs Intl Opps R6 | — | — | — | $45K | 0.6% | |
| Fidelity Concord Street Trust Fidelity International Index | — | — | — | $43K | 0.6% | |
| Alger Institutional Funds Alger Focus Equity Y | — | — | — | $41K | 0.6% | |
| Nationwide Mutual Funds Nationwide Loomis All Cap Gr R6 | — | — | — | $41K | 0.6% | |
| American Century ETF Trust Avantis U.S. Large Cap Value Fund | — | — | — | $39K | 0.6% | |
| JP Morgan JPMorgan Large Cap Growth Fund | — | — | — | $38K | 0.5% | |
| JP Morgan JPMorgan Equity Income R5 | — | — | — | $36K | 0.5% | |
| American Century ETF Trust Avantis Emerging Markets Equity Fund Instl Class | — | — | — | $35K | 0.5% | |
| PGIM Investments PGIM Total Return Bond R6 | — | — | — | $30K | 0.4% | |
| Thackrey Funds TIAA-CREF Lifecycle Index 2045 Fund | — | — | — | $30K | 0.4% | |
| Blackrock High Yield Bond K | — | — | — | $28K | 0.4% | |
| Blackrock Strategic Income Opps Instl 939 Alliance Bernstein Cap Fund, Inc. AB Small Cap Growth Advisor | — | — | — | $28K | 0.4% | |
| MFS Investment Management MFS Mid Cap Growth Fund Class R6 | — | — | — | $22K | 0.3% | |
| Diamond Hill Funds Diamond Hill Mid Cap I | — | — | — | $22K | 0.3% | |
| Vanguard International Growth Adm 8 Vanguard Total Intl Bond Index Adm 81 Vanguard Windsor Adm | — | — | — | $21K | 0.3% | |
| Fidelity Fixed Income Trust Fidelity Inflation-Prot Bd Index | — | — | — | $21K | 0.3% | |
| Principal Financial Group Principal Global Real Estate Sec R6 | — | — | — | $20K | 0.3% | |
| PIMCO Investments LLC distributor PIMCO Total Return Bond R6 81 PIMCO Investments LLC distributor PIMCO Real Return Instl | — | — | — | $18K | 0.3% | |
| Advisors Inner Circle Fund III Legal & General Commodity Strategy Fund - Instl | — | — | — | $18K | 0.3% | |
| Vanguard GNMA Adm | — | — | — | $18K | 0.3% | |
| Thackrey Funds TIAA-CREF Lifecycle Index 2055 Fund | — | — | — | $15K | 0.2% | |
| Vanguard Explorer Adm | — | — | — | $13K | 0.2% | |
| American Century ETF Trust Avantis U.S. Small Cap Value Fund | — | — | — | $13K | 0.2% | |
| Alliance Bernstein Cap Fund, Inc. AB Global Bond Fund Class Z | — | — | — | $12K | 0.2% | |
| Blackrock Total Return Fund | — | — | — | $11K | 0.2% | |
| Artisan Funds Inc Artisan International Value Fund | — | — | — | $3K | <0.1% | |
| Federated Institutional Trust Federated Hermes Government Obligations Fund | — | — | — | $2K | <0.1% | |
| Capital World Bond Fund Inc. American Funds New World R6 | — | — | — | $2K | <0.1% | |
| Blackrock 80/20 Target Allocation Instl | — | — | — | $2K | <0.1% | |
| Vanguard Total Intl Stock Index Adm 75 Vanguard Total Stock Mkt Idx Adm | — | — | — | $2K | <0.1% | |
| Baird Core Plus Bond Fund | — | — | — | $2K | <0.1% | |
| Allspring As Special Mid Cap Value Inst | — | — | — | $2K | <0.1% |