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Original filing (PDF)20251013093901NAL0001635040001
PHILLIPS MANUFACTURING CO.
Form 5500
FILING_RECEIVED
PHILLIPS MANUFACTURING COMPANY 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
291
Accounts w/ balance
269
Plan assets (EOY)
$15.2M
Net assets (EOY)
$15.2M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 46 bps in Schedule C fees — 60% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHILLIPS MANUFACTURING CO..
Plan sponsor
Name
PHILLIPS MANUFACTURING CO.
EIN
47-0760712
Address
4949 SOUTH 30TH STREET · OMAHA, NE · 68107
Phone
(402) 935-9202
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS, INC. | 06-1397347 | — | INVESTMENT ADVISORY | $18K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $38K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLANTE & MORAN, PLLC | 38-1357951 | — | ACCOUNTANT | $15K | — |
Investments
25 direct securities · 1 pooled fund· $15.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$14.6M
25 holdings
Common Collective Trust
$607K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan SmartRetirement 2025 Fund | — | — | — | $2.6M | 17.0% | |
| JPMorgan SmartRetirement 2030 Fund | — | — | — | $2.1M | 13.9% | |
| JPMorgan SmartRetirement 2040 Fund | — | — | — | $1.9M | 12.5% | |
| JPMorgan SmartRetirement 2035 Fund | — | — | — | $1.4M | 9.3% | |
| JPMorgan SmartRetirement 2045 Fund | — | — | — | $1.2M | 7.7% | |
| JPMorgan SmartRetirement Income Fund | — | — | — | $1.0M | 6.8% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $607K | 4.0% | |
| MFS Investment Management MFS Value Fund | — | — | — | $563K | 3.7% | |
| JPMorgan SmartRetirement 2055 Fund | — | — | — | $518K | 3.4% | |
| JPMorgan SmartRetirement 2020 Fund | — | — | — | $464K | 3.1% | |
| T. Rowe Price Funds T. Rowe Price Small-Cap Stock Fund Inc. | — | — | — | $430K | 2.8% | |
| Vanguard Group Vanguard 500 Index Fund | — | — | — | $396K | 2.6% | |
| JPMorgan SmartRetirement 2060 Fund | — | — | — | $394K | 2.6% | |
| Vanguard Group Vanguard Mid-Cap Index Fund | — | — | — | $372K | 2.5% | |
| JPMorgan SmartRetirement 2050 Fund | — | — | — | $305K | 2.0% | |
| Participants Participant notes receivable with interest rates from 3.25 to 8.50 percent - | — | — | — | $287K | 1.9% | |
| Allspring Global Investments Allspring Core Bond Fund | — | — | — | $163K | 1.1% | |
| JPMorgan Large Cap Growth Fund | — | — | — | $135K | 0.9% | |
| Dimensional Fund Advisors DFA International Value Portfolio | — | — | — | $123K | 0.8% | |
| Victory Sycamore Victory Sycamore Small Company Opportunity Fund | — | — | — | $84K | 0.6% | |
| MFS Investment Management MFS International Growth Fund | — | — | — | $59K | 0.4% | |
| JPMorgan SmartRetirement 2065 Fund | — | — | — | $34K | 0.2% | |
| (E) | — | — | — | $34K | 0.2% | |
| T. Rowe Price Funds T. Rowe International - Equity Index Fund | — | — | — | $22K | 0.1% | |
| Vanguard Group Vanguard Real Estate Index Fund | — | — | — | $14K | <0.1% | |
| MFS Investment Management MFS International New Discovery Fund | — | — | — | $6K | <0.1% |
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