Dennis Schardt signed Exchange Company's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Exchange Company's EIN is 47-0635346.
Download the official 2024 Form 5500 (PDF) for Exchange Company from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Exchange Company's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $70K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ASSOCIATES LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Lord Abbett Sht Drtn Inc R6 Fund Mutual Fund | Mutual Funds | — | — | $2.9M | 17.1% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $1.9M | 11.1% | |
| Am Fds Grth Fd of Am R6 Fund Mutual Fund | Other securities | — | — | $1.2M | 7.3% | |
| PIMCO Total Return Instl Fund Mutual Fund | Mutual Funds | — | — | $1.0M | 6.1% | |
| Templeton Growth Adv Fund Mutual Fund 992 Vanguard Ttl Bd Mkt Idx Adm Fund Mutual Fund | Common Collective Trusts | — | — | $728K | 4.3% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $724K | 4.3% | |
| Invesco Dividend Income Y Fund Mutual Fund | Mutual Funds | — | — | $596K | 3.5% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $556K | 3.3% | |
| PRIN MDCP S&P 400 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $450K | 2.7% | |
| DWS CROCI Equity Div A Fund Mutual Fund | Other securities | — | — | $412K | 2.4% | |
| Vanguard Tl Stk Mkt Inx Adm Fund Mutual Fund | Mutual Funds | — | — | $392K | 2.3% | |
| PRIN SMCP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $391K | 2.3% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $391K | 2.3% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $384K | 2.3% | |
| American Funds NewWorld R6 Mutual Fund | Mutual Funds | — | — | $376K | 2.2% | |
| Am Fds EuroPacific Grth R6 Fund Mutual Fund | Other securities | — | — | $363K | 2.1% | |
| DFA US SmallCap ValueIi Fund Mutual Fund | Mutual Funds | — | — | $358K | 2.1% | |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $358K | 2.1% | |
| NB Mid Cap Grwth R6 Fund Mutual Fund | Other securities | — | — | $341K | 2.0% | |
| DFA US Vector Eq Prtf Inst Fund Mutual Fund | Mutual Funds | — | — | $340K | 2.0% | |
| Fidelity Adv New Insights Z Fd Mutual Fund | Mutual Funds | — | — | $311K | 1.8% | |
| Davis New York Venture Y Fund Mutual Fund | Other securities | — | — | $269K | 1.6% | |
| American Funds SMCAP Wld R6 Fund Mutual Fund | Mutual Funds | — | — | $269K | 1.6% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $262K | 1.5% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $205K | 1.2% | |
| MORLEY STABLE VALUE FUND PRINCIPAL LIFE INSURANCE COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $175K | 1.0% | |
| Morley Capital Management Collective Investment Trust | Common Collective Trusts | — | — | $175K | 1.0% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $175K | 1.0% | |
| Alger Small Cap Focus Z Fund Mutual Fund | Other securities | — | — | $155K | 0.9% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $152K | 0.9% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $149K | 0.9% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $113K | 0.7% | |
| Notes receivable from participants Maturing 2025 to 2034, interest rates of 4.50% to 9.50% | Bonds / Notes | — | — | $99K | 0.6% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $98K | 0.6% | |
| Fidelity Adv Lev Co Stk I Fund Mutual Fund | Mutual Funds | — | — | $80K | 0.5% | |
| Invesco Disc Large Cap A Mutual Fund | Mutual Funds | — | — | $61K | 0.4% | |
| Russell Short Dur Bond S Fund Mutual Fund | Other securities | — | — | $37K | 0.2% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $32K | 0.2% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $32K | 0.2% | |
| Am FdCap Wld Gth and In R6 Fund Mutual Fund | Other securities | — | — | $31K | 0.2% | |
| Russell Intnl Dev Mkts S Fund Mutual Fund | Other securities | — | — | $25K | 0.1% | |
| American Funds AMCAP R6 Fund Mutual Fund | Mutual Funds | — | — | $7K | <0.1% | |
| Russell Strategic Bond S Fund Mutual Fund | Other securities | — | — | $5K | <0.1% | |
| PRIN BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $2K | <0.1% | |
| PRIN LIFETIME HYBR 2010 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PINION, LLC | 48-0567703 | — | CONTRACT ADMINISTRATOR | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS LLP | 44-0160260 | — | ACCOUNTANT | $13K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH INC | 42-1445429 | — | OTHER SERVICES | $0 | — |
