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Original filing (PDF)20251002111445NAL0000359729001
STEPHENS AND SMITH CONSTRUCTION
Form 5500
FILING_RECEIVED
STEPHENS AND SMITH CONSTRUCTION 401(K) PLAN
401(k) retirement plan
Active participants
224
Accounts w/ balance
223
Plan assets (EOY)
$13.1M
Net assets (EOY)
$13.1M
How this plan invests
This plan
1 pooled trust
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STEPHENS AND SMITH CONSTRUCTION.
Plan sponsor
Name
STEPHENS AND SMITH CONSTRUCTION
EIN
47-0558429
Address
1542 SOUTH FIRST · LINCOLN, NE · 68502
Phone
(402) 475-8087
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BUCKLEY & SITZMAN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JULY BUSINESS SERVICES LLC | 74-2715820 | WACO, TX | RECORDKEEPER | $15K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | — | LINCOLN, NE | NONE | $27K | — |
| MATRIX FINANCIAL SOLUTIONS, INC. | 20-1591048 | — | NONE | $0 | — |
Investments
21 direct securities · 1 pooled fund· $13.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.7M
21 holdings
Common Collective Trust
$293K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Large Cap Growth Mutual Fund | — | — | — | $2.6M | 19.9% | |
| Washington Mutual Fund | — | — | — | $2.0M | 14.9% | |
| New Perspective Mutual Fund | — | — | — | $1.2M | 9.4% | |
| American Balanced Mutual Fund | — | — | — | $940K | 7.2% | |
| 500 Index Admiral Mutual Fund | — | — | — | $699K | 5.3% | |
| EuroPacific Mutual Fund | — | — | — | $649K | 5.0% | |
| Mid Cap Mutual Fund | — | — | — | $645K | 4.9% | |
| Choice 2045 Mutual Fund | — | — | — | $504K | 3.8% | |
| Choice 2055 Mutual Fund | — | — | — | $490K | 3.7% | |
| Aggressive Mutual Fund | — | — | — | $412K | 3.1% | |
| Mid Cap Index Mutual Fund | — | — | — | $397K | 3.0% | |
| Small Cap Index Mutual Fund | — | — | — | $377K | 2.9% | |
| Choice 2035 Mutual Fund | — | — | — | $339K | 2.6% | |
| Participant Loans Variable interest rates: 4.25% to 9.5% | — | — | — | $323K | 2.5% | |
| GALLIARD STABLE RETURN C GALLIARD CAPITAL MANAGEMENT · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $293K | 2.2% | |
| Galliard Stable Return CCT | — | — | — | $285K | 2.2% | |
| Small Cap Value Index Mutual Fund | — | — | — | $236K | 1.8% | |
| Conservative Mutual Fund | — | — | — | $184K | 1.4% | |
| Moderate Mutual Fund | — | — | — | $142K | 1.1% | |
| Core Plus Bond Mutual Fund | — | — | — | $133K | 1.0% | |
| Choice 2025 Mutual Fund | — | — | — | $117K | 0.9% | |
| Choice in Retirement Mutual Fund | — | — | — | $76K | 0.6% |
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