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Original filing (PDF)20260317113751NAL0003444672001
STEPHENS & SMITH CONSTRUCTION CO., INC.
Form 5500
FILING_RECEIVED
STEPHENS & SMITH CONSTRUCTION CO. , INC. EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 2
97% in single holdingNo recordkeeper disclosed
Active participants
178
Accounts w/ balance
231
Plan assets (EOY)
$25.3M
Net assets (EOY)
$25.3M
How this plan invests
This plan
9 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Co., Inc. Par of $1/share" is 97% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STEPHENS & SMITH CONSTRUCTION CO., INC..
Plan sponsor
Name
STEPHENS & SMITH CONSTRUCTION CO., INC.
EIN
47-0558429
Address
1542 SOUTH FIRST · LINCOLN, NE · 68502
Phone
(402) 475-8087
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-03-17
Pension benefit codes
2O · ESOP (non-leveraged)
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
BUCKLEY & SITZMAN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST INTERNATIONAL BANK & TRUST | — | FARGO, ND | NONE | $27K | — |
| STERN BROTHERS | — | KANSAS CITY, MO | NONE | $14K | — |
| BUCKLEY & SITZMAN, LLP | — | LINCOLN, NE | NONE | $10K | — |
| UNION BANK & TRUST COMPANY | — | LINCOLN, NE | NONE | $9K | — |
| GREATBANC | — | LISLE, IL | NONE | $5K | — |
Investments
9 direct securities· $24.0M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Co., Inc. Par of $1/share | — | — | $1.9M | $23.3M | 92.0% | |
| Great Banc Trust Company Goldman Sachs - Money Maket Fund - FGTXX | — | — | $354K | $354K | 1.4% | |
| Vanguard Target Retirement 2045 Registered Investment Company | — | — | $90K | $120K | 0.5% | |
| Vanguard Target Retirement 2040 Registered Investment Company | — | — | $55K | $77K | 0.3% | |
| Vanguard Target Retirement 2035 Registered Investment Company | — | — | $45K | $58K | 0.2% | |
| Vanguard Target Retirement 2055 Registered Investment Company | — | — | $43K | $51K | 0.2% | |
| Vanguard Target Retirement 2050 Registered Investment Company | — | — | $34K | $49K | 0.2% | |
| Vanguard Target Retirement 2060 Registered Investment Company | — | — | $16K | $20K | <0.1% | |
| Vanguard Target Retirement 2065 Registered Investment Company | — | — | $14K | $17K | <0.1% |
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