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Original filing (PDF)20251015154847NAL0005041825001
SANTEE SIOUX NATION
Form 5500
FILING_RECEIVED
COLLABORATIVE RETIREMENT TRUST
401(k) retirement plan
Signals · 2
~81 bps in Sched C feesNo recordkeeper disclosed
Active participants
286
Accounts w/ balance
104
Plan assets (EOY)
$1.4M
Net assets (EOY)
$1.4M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 81 bps in Schedule C fees — 57% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- Only 36% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SANTEE SIOUX NATION.
Plan sponsor
Name
SANTEE SIOUX NATION
EIN
47-0533471
Address
425 FRAZIER AVE N. · SUITE 2 · NIOBRABRA, NE · 68760
Phone
(407) 857-2302
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
COLLABORATIVE OFFICE SERVICES, LLC
EIN
84-3755476
City
RENO, NV
Phone
(203) 622-2000
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
WALKER & ARMSTRONG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BELPOINTE ASSET MANAGEMENT | 56-2641678 | RENI, NV | NONE | $7K | — |
| KTRADE | — | PLYMOUTH, IN | NONE | $5K | — |
| KTRADE | — | PLYMOUTH, IN | NONE | $0 | — |
Investments
32 direct securities· $1.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Strategic Income Opportunities Fund Mutual Fund 774 Goldman Sachs Large Cap Growth Insights Fund Mutual Fund | — | — | — | $181K | 12.6% | |
| American Funds American Mutual Fund Mutual Fund | — | — | — | $166K | 11.5% | |
| Vanguard Equity Income Fund Mutual Fund | — | — | — | $121K | 8.4% | |
| Vanguard Mid-Cap Index Fund Mutual Fund | — | — | — | $96K | 6.6% | |
| Vanguard Growth Index Fund Mutual Fund | — | — | — | $94K | 6.5% | |
| Putnam Small Cap Growth Fund Mutual Fund | — | — | — | $90K | 6.3% | |
| MFS International Intrinsic Value Fund Mutual Fund | — | — | — | $87K | 6.1% | |
| JPMorgan International Equity Fund Mutual Fund | — | — | — | $86K | 5.9% | |
| JPMorgan Mid Cap Equity Fund Mutual Fund | — | — | — | $84K | 5.8% | |
| Vanguard Intermediate-Term Treasury Fund Mutual Fund | — | — | — | $55K | 3.8% | |
| American Funds New World Fund Mutual Fund | — | — | — | $47K | 3.2% | |
| Vanguard 500 Index Fund Mutual Fund | — | — | — | $44K | 3.1% | |
| Loomis Sayles Investment Grade Bond Fund Mutual Fund | — | — | — | $39K | 2.7% | |
| Participant Loans Interest rate 7.5% to 10.5% | — | — | — | $34K | 2.3% | |
| Reliance MetLife Stable Value Fund Mutual Fund | — | — | — | $25K | 1.7% | |
| Lord Abbett Bond Debenture Fund Mutual Fund | — | — | — | $24K | 1.7% | |
| PIMCO International Bond Fund Mutual Fund | — | — | — | $23K | 1.6% | |
| Vanguard Small-Cap Index Fund Mutual Fund | — | — | — | $22K | 1.5% | |
| Vanguard FTSE All-World Ex-US Index Fund Mutual Fund | — | — | — | $21K | 1.5% | |
| BlackRock High Yield Bond Portfolio Fund Mutual Fund | — | — | — | $20K | 1.4% | |
| Vanguard Dividend Appreciation Index Fund Mutual Fund | — | — | — | $19K | 1.3% | |
| Loomis Sayles Strategic Income Fund Mutual Fund | — | — | — | $10K | 0.7% | |
| Vanguard Value Index Fund Mutual Fund | — | — | — | $9K | 0.6% | |
| Goldman Sachs Emerging Markets Equity Fund Mutual Fund | — | — | — | $9K | 0.6% | |
| JPMorgan Limited Duration Bond Fund Mutual Fund | — | — | — | $8K | 0.5% | |
| Vanguard High-Yield Corporate Fund Mutual Fund | — | — | — | $7K | 0.5% | |
| Vanguard Short-Term Corporate Bond Index Fund Mutual Fund | — | — | — | $7K | 0.5% | |
| Vanguard Intermediate-Term Corporate Bond Idx Fund Mutual Fund | — | — | — | $4K | 0.2% | |
| Vanguard Short-Term Treasury Fund Mutual Fund | — | — | — | $4K | 0.2% | |
| Vanguard Short-Term Federal Fund Mutual Fund | — | — | — | $3K | 0.2% | |
| Catalyst Buffered Shield Fund Mutual Fund 265 Schwab 1000 Index Fund Mutual Fund | — | — | — | $2K | 0.1% | |
| Vanguard Inflation-Protected Securities Fund Mutual Fund | — | — | — | $1K | <0.1% |
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