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Original filing (PDF)20250728100454NAL0001833649001
NORFOLK IRON & METAL COMPANY
Form 5500
FILING_RECEIVED
NIM 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
818
Accounts w/ balance
963
Plan assets (EOY)
$78.0M
Net assets (EOY)
$78.0M
How this plan invests
This plan
4 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — modestly above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORFOLK IRON & METAL COMPANY.
Plan sponsor
Name
NORFOLK IRON & METAL COMPANY
EIN
47-0460089
Address
3001 N VICTORY RD · NORFOLK, NE · 687010833
Phone
(402) 371-1810
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| D A DAVIDSON & CO INC | 81-0139474 | — | INVESTMENT ADVISORY | $55K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $104K | — |
Investments
24 direct securities · 4 pooled funds· $78.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$72.2M
24 holdings
Pooled Separate Account
$4.8M
3 holdings
Common Collective Trust
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2040R6 Fd | — | — | — | $7.4M | 9.5% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2050R6 Fd | — | — | — | $6.3M | 8.0% | |
| Fidelity Investments Mutual Fund Fidelity 500 Index Fund | — | — | — | $6.2M | 7.9% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2030R6 Fd | — | — | — | $5.6M | 7.1% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2025R6 Fd | — | — | — | $5.3M | 6.8% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2035R6 Fd | — | — | — | $5.3M | 6.8% | |
| Vanguard Mutual Fund Vanguard Equity- Inc Adm Fund | — | — | — | $5.1M | 6.5% | |
| Vanguard Mutual Fund Vanguard Growth Index Adm Fund | — | — | — | $5.0M | 6.5% | |
| MFS Investment Management Mutual Fund MFS Intl Growth R6 Fund | — | — | — | $4.8M | 6.2% | |
| Vanguard Mutual Fund Vanguard Sm Cap Index Adm Fund | — | — | — | $4.0M | 5.1% | |
| PRIN MIDCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 020 | Pooled Separate Account | — | — | $3.5M | 4.5% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2045R6 Fd | — | — | — | $3.3M | 4.2% | |
| The American Funds Mutual Fund Am Fds Bd Fd Of Am R6 Fd | — | — | — | $3.0M | 3.9% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2055R6 Fd | — | — | — | $2.1M | 2.7% | |
| Notes Receivable From Participants Maturing 2025-2029, interest rates of 5.25%-10.50% | — | — | — | $1.9M | 2.4% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2060R6 Fd | — | — | — | $1.8M | 2.3% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2020R6 Fd | — | — | — | $1.4M | 1.8% | |
| Vanguard Mutual Fund Vanguard Wellington Admiral Fund | — | — | — | $1.3M | 1.7% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2065R6 Fd | — | — | — | $1.1M | 1.4% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $1.1M | 1.3% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $876K | 1.1% | |
| Vanguard Mutual Fund Vanguard Mid Cap Index Adm Fd | — | — | — | $508K | 0.7% | |
| PIMCO Funds Mutual Fund Pimco Income Institutional Fd | — | — | — | $490K | 0.6% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $382K | 0.5% | |
| BlackRock Mutual Fund BlackRock Emerg Markets K Fund | — | — | — | $207K | 0.3% | |
| American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2010R6 Fd 157 American Funds Service Company Mutual Fund Am Fds Trgt Dte Rtm 2015R6 Fd | — | — | — | $50K | <0.1% | |
| (E) | — | — | $50K | $6K | <0.1% | |
| American Funds Service Company Mutual Fund American Funds 2070 TDR R6 Fund | — | — | — | $6K | <0.1% |