Back to filter
Original filing (PDF)20251015125839NAL0006328528001
CDK GLOBAL II LLC
Form 5500
FILING_RECEIVED
CDK GLOBAL 401(K) PLAN
401(k) retirement plan
Signals · 2
32% in single holdingNo recordkeeper disclosed
Active participants
3,154
Accounts w/ balance
4,901
Plan assets (EOY)
$735.5M
Net assets (EOY)
$735.5M
How this plan invests
This plan
20 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Party Rate of Interest, Collateral, Par or Maturity Value Cost Current Value Collective Trusts - Including the Stable Value Fund State Street State Street S&P 500 Index Sl Class II N/R" is 32% of plan.
- 9 bps in Schedule C fees — 52% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CDK GLOBAL II LLC.
Plan sponsor
Name
CDK GLOBAL II LLC
EIN
46-5743146
Address
11809 DOMAIN DRIVE · AUSTIN, TX · 78758
Phone
(847) 397-1700
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2U · Association Retirement Plan
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | 84-0467907 | — | NONE | $267K | — |
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $221K | — |
| MERCER (US) INC MERCER INVESTMENTS | — | CHICAGO, IL | NONE | $181K | — |
| CHARLES SCHWAB & CO, INC | 94-1737782 | — | NONE | $474 | — |
Investments
9 direct securities · 20 pooled funds· $755.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$719.9M
20 holdings
Uncategorized
$35.9M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST S&P 500 INDX SL CL II SSGA · EIN 04-0025081 / PN 078 | Common Collective Trust | — | — | $234.4M | 31.9% | |
| STATE ST TARGET RET 2030 SL CL IV SSGA · EIN 32-6528132 / PN 023 | Common Collective Trust | — | — | $72.9M | 9.9% | |
| MERCER SMALL MID CAP STOCK MERCER FUNDS · EIN 81-3183567 / PN 011 | Common Collective Trust | — | — | $57.0M | 7.7% | |
| STATE ST TARGET RET 2040 SL CL IV SSGA · EIN 32-6528132 / PN 025 | Common Collective Trust | — | — | $54.1M | 7.4% | |
| INVESCO STABLE VALUE TRUST CL B1 INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $36.9M | 5.0% | |
| STATE ST TARGET RET 2020 SL CL IV SSGA · EIN 32-6528132 / PN 021 | Common Collective Trust | — | — | $29.9M | 4.1% | |
| STATE ST TARGET RET 2025 SL CL IV SSGA · EIN 32-6528132 / PN 022 | Common Collective Trust | — | — | $28.5M | 3.9% | |
| MERCER INTERNATIONAL STOCK MERCER FUNDS · EIN 81-3158100 / PN 010 | Common Collective Trust | — | — | $27.5M | 3.7% | |
| MERCER DIVERSIFIED BOND MERCER FUNDS · EIN 81-3188218 / PN 009 | Common Collective Trust | — | — | $26.5M | 3.6% | |
| STATE ST TARGET RET 2035 SL CL IV SSGA · EIN 32-6528132 / PN 024 | Common Collective Trust | — | — | $25.4M | 3.4% | |
| STATE ST RUSSELL SMALL/MID IDX SL C SSGA · EIN 32-6528132 / PN 019 | Common Collective Trust | — | — | $20.3M | 2.8% | |
| State Street State Street Global Allcap Eq Ex-US Index Sl Class II N/R | — | — | — | $20.2M | 2.7% | |
| STATE ST GBL ALLCP EQ EX-US IDX SL SSGA · EIN 90-0337987 / PN 444 | Common Collective Trust | — | — | $20.2M | 2.7% | |
| STATE ST US BND INDX SL CL XIV SSGA · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $19.2M | 2.6% | |
| STATE ST TARGET RET 2050 SL CL IV SSGA · EIN 32-6528132 / PN 027 | Common Collective Trust | — | — | $17.5M | 2.4% | |
| STATE ST TARGET RET 2045 SL CL IV SSGA · EIN 32-6528132 / PN 026 | Common Collective Trust | — | — | $17.2M | 2.3% | |
| STATE ST TARGET RET 2055 SL CL IV SSGA · EIN 32-6528132 / PN 028 | Common Collective Trust | — | — | $12.9M | 1.8% | |
| STATE ST TARGET RET INCOME SL CL IV SSGA · EIN 32-6528132 / PN 030 | Common Collective Trust | — | — | $11.7M | 1.6% | |
| Participant Loans Notes receivable from participants with interest rates $0 | — | — | — | $8.1M | 1.1% | |
| STATE ST TARGET RET 2060 SL CL IV SSGA · EIN 32-6528132 / PN 029 | Common Collective Trust | — | — | $6.3M | 0.9% | |
| Self-Directed Brokerage Accounts Schwab Brokerage Link - Common Stock N/R | — | — | — | $2.3M | 0.3% | |
| Schwab Brokerage Link - Unit Investment Trusts N/R | — | — | — | $1.9M | 0.3% | |
| Schwab Brokerage Link - Cash and Cash Equivalents N/R | — | — | — | $1.6M | 0.2% | |
| STATE ST TARGET RET 2065 SL CL IV SSGA · EIN 32-6528132 / PN 045 | Common Collective Trust | — | — | $1.5M | 0.2% | |
| Schwab Brokerage Link - Mutual Funds N/R | — | — | — | $1.4M | 0.2% | |
| Schwab Brokerage Link - Corporate Debt Instruments N/R | — | — | — | $300K | <0.1% | |
| Schwab Brokerage Link - Preferred Stock N/R | — | — | — | $113K | <0.1% | |
| Schwab Brokerage Link - U.S. Government Securities N/R | — | — | — | $25K | <0.1% | |
| MERCER LARGE CAP STOCK MERCER FUNDS · EIN 81-3153346 / PN 012 | Common Collective Trust | — | — | $0 | <0.1% |