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Original filing (PDF)20251015194157NAL0010991106001
ROIVANT SCIENCES, INC.
Form 5500
FILING_RECEIVED
ROIVANT SCIENCES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
783
Accounts w/ balance
1,209
Plan assets (EOY)
$115.4M
Net assets (EOY)
$115.4M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 22 bps in Schedule C fees — 115% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROIVANT SCIENCES, INC..
Plan sponsor
Name
ROIVANT SCIENCES, INC.
EIN
46-5630757
Address
151 W 42ND STREET · 15TH FLOOR · NEW YORK, NY · 10036
Phone
(646) 876-2751
Industry
Manufacturingsee all
Plan administrator
Name
PACE FIDUCIARY SERVICES, LLC
EIN
82-3334300
City
RIDGEWOOD, NJ
Phone
—
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $92K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 20-8764829 | — | INVESTMENT ADVISOR | $66K | — |
| KESTRA ADVISORY SERVICES, LLC | 35-2552359 | — | INVESTMENT ADVISOR | $32K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDO USA, P.C. | 13-5381590 | — | AUDITOR | $59K | — |
Investments
34 direct securities· $114.7M(99% of reported assets)
Uncategorized
$114.2M
33 holdings
Mutual Funds
$557K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $14.8M | 12.8% | |
| Fidelity Freedom Index 2050 Fund; Institutional Premium | — | — | — | $12.5M | 10.8% | |
| Fidelity Freedom Index 2045 Fund; Institutional Premium | — | — | — | $12.0M | 10.4% | |
| Fidelity Freedom Index 2040 Fund; Institutional Premium | — | — | — | $10.4M | 9.0% | |
| Fidelity Freedom Index 2055 Fund; Institutional Premium | — | — | — | $10.2M | 8.9% | |
| Fidelity Large Cap Growth Index Fund | — | — | — | $10.1M | 8.7% | |
| Fidelity Freedom Index 2035 Fund; Institutional Premium | — | — | — | $7.8M | 6.7% | |
| Fidelity Freedom Index 2060 Fund; Institutional Premium | — | — | — | $5.3M | 4.6% | |
| Fidelity Freedom Index 2030 Fund; Institutional Premium | — | — | — | $5.0M | 4.3% | |
| Fidelity Total Market Index Fund | — | — | — | $4.5M | 3.9% | |
| Money Market Fund * Fidelity Government Money Market Fund; K6 | — | — | — | $3.5M | 3.0% | |
| Fidelity Freedom Index 2025 Fund; Institutional Premium | — | — | — | $2.6M | 2.3% | |
| Fidelity Mid Cap Growth Index Fund | — | — | — | $2.0M | 1.8% | |
| Fidelity Small Cap Growth Index Fund | — | — | — | $1.7M | 1.5% | |
| Fidelity Large Cap Value Index Fund | — | — | — | $1.6M | 1.4% | |
| American Funds American Funds New Perspective Fund; R-6 | — | — | — | $1.5M | 1.3% | |
| Fidelity Small Cap Value Index Fund | — | — | — | $1.2M | 1.0% | |
| R-6 American Funds American Funds American Balanced Fund; R-6 | — | — | — | $1.2M | 1.0% | |
| Fidelity Total International Index Fund | — | — | — | $1.0M | 0.9% | |
| PGIM High Yield Fund; R6 | — | — | — | $901K | 0.8% | |
| Fidelity Mid Cap Value Index Fund | — | — | — | $859K | 0.7% | |
| American Funds American Funds The Bond Fund of America; R-6 | Mutual Funds | — | — | $557K | 0.5% | |
| Fidelity Select Gold Portfolio | — | — | — | $508K | 0.4% | |
| Fidelity Emerging Markets Index Fund | — | — | — | $473K | 0.4% | |
| Fidelity Real Estate Investment Portfolio | — | — | — | $464K | 0.4% | |
| Fidelity Short-Term Bond Index Fund | — | — | — | $460K | 0.4% | |
| American Funds American Funds Capital World Growth and Income Fund; | — | — | — | $399K | 0.3% | |
| Fidelity U.S. Sustainability Index Fund | — | — | — | $376K | 0.3% | |
| Fidelity Freedom Index Retirement Fund; Institutional | — | — | — | $322K | 0.3% | |
| Premium * Fidelity Freedom Index 2020 Fund; Institutional Premium | — | — | — | $221K | 0.2% | |
| Fidelity Mid Cap Index Fund | — | — | — | $175K | 0.2% | |
| Fidelity Small Cap Index Fund | — | — | — | $48K | <0.1% | |
| Columbia Dividend Income Fund; Institutional 3 | — | — | — | $21K | <0.1% | |
| Fidelity Freedom Index 2065 Fund; Institutional Premium | — | — | — | $17K | <0.1% |
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