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Original filing (PDF)20251010143051NAL0004331459001
CHARTWELL OPERATIONS LLC
Form 5500
FILING_RECEIVED
CHARTWELL OPERATIONS LLC MULTIPLE EMPLOYER 401(K) PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
265
Accounts w/ balance
232
Plan assets (EOY)
$7.2M
Net assets (EOY)
$7.2M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard 500 Index Fund Mutual Fund" is 26% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CHARTWELL OPERATIONS LLC.
Plan sponsor
Name
CHARTWELL OPERATIONS LLC
EIN
46-5273721
Address
5319 16TH AVENUE · SUITE B · BROOKLYN, NY · 11204
Phone
(845) 268-5000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
TRACHTENBERG & PAUKER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RPG CONSULTANTS | 13-4077182 | HEWLETT, NY | NONE | $31K | — |
| SMITH BROTHERS FINANCIAL, LLC | — | GLASTONBURY, CT | NONE | $12K | — |
Investments
34 direct securities· $6.9M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Mutual Fund | — | — | — | $1.8M | 25.3% | |
| American Funds 2035 Target Date Retirement Fund Mutual Fund | — | — | — | $931K | 13.0% | |
| American Funds 2025 Target Date Retirement Fund Mutual Fund | — | — | — | $615K | 8.6% | |
| American Funds 2030 Target Date Retirement Fund Mutual Fund | — | — | — | $602K | 8.4% | |
| Vanguard Extended Market Index Fund Mutual Fund | — | — | — | $596K | 8.3% | |
| T. Rowe Price Blue Chip Growth Fund Mutual Fund | — | — | — | $352K | 4.9% | |
| American Funds 2020 Target Date Retirement Fund Mutual Fund | — | — | — | $292K | 4.1% | |
| Vanguard US Growth Fund Mutual Fund | — | — | — | $285K | 4.0% | |
| American Funds 2040 Target Date Retirement Fund Mutual Fund | — | — | — | $255K | 3.6% | |
| American Funds 2045 Target Date Retirement Fund Mutual Fund | — | — | — | $252K | 3.5% | |
| Vanguard Mid-Cap Value Index Fund Mutual Fund | — | — | — | $145K | 2.0% | |
| Vanguard Small Cap Value Index Fund Mutual Fund | — | — | — | $110K | 1.5% | |
| American Funds 2015 Target Date Retirement Fund Mutual Fund | — | — | — | $89K | 1.2% | |
| American Funds 2050 Target Date Retirement Fund Mutual Fund | — | — | — | $85K | 1.2% | |
| American Funds 2060 Target Date Retirement Fund Mutual Fund | — | — | — | $70K | 1.0% | |
| and collateralized by participant's vested balance. | — | — | — | $64K | 0.9% | |
| DFA Inflation Prot Securities Mutual Fund 827 Vanguard Balanced Index Adm Mutual Fund | — | — | — | $53K | 0.7% | |
| American Funds American Balanced Fund Class R6 Mutual Fund | — | — | — | $46K | 0.6% | |
| American Funds 2010 Target Date Retirement Fund Mutual Fund | — | — | — | $45K | 0.6% | |
| Vanguard Small-Cap Index Fund Mutual Fund | — | — | — | $43K | 0.6% | |
| Vanguard High-Yield Corp Fund Mutual Fund | — | — | — | $39K | 0.5% | |
| JPMorgan Small Cap Growth Fund Mutual Fund | — | — | — | $35K | 0.5% | |
| MFS Mid Cap Growth Fund Mutual Fund | — | — | — | $31K | 0.4% | |
| American Funds New Perspctv R6 Mutual Fund | — | — | — | $25K | 0.4% | |
| Vanguard Total Bond Market Index Fund Mutual Fund | — | — | — | $19K | 0.3% | |
| Vanguard Wellesley Inc Admiral Mutual Fund | — | — | — | $17K | 0.2% | |
| Vanguard Equity-Income Fund Mutual Fund | — | — | — | $13K | 0.2% | |
| John Hancock Funds Strategic Income Opps Fund Class R6 Mutual Fund 789 John Hancock Bond Fund Class R6 Mutual Fund | — | — | — | $5K | <0.1% | |
| Vanguard Total Intl Stock Index Fund Mutual Fund 396 Vanguard Intl Growth Fund Mutual Fund | — | — | — | $5K | <0.1% | |
| DFA Intermd Gov Fixed Income Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Real Estate Index Fund Mutual Fund | — | — | — | $3K | <0.1% | |
| Macquarie Systemic Emerging Markets Mutual Fund | — | — | — | $2K | <0.1% | |
| DFA International Core Equity Portfolio Mutual Fund | — | — | — | $2K | <0.1% | |
| Vanguard Total Intl Bond Index Fund Mutual Fund | — | — | — | $1K | <0.1% |
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