How big is Chartwell Operations LLC's plan?

Chartwell Operations LLC's plan reported $7.2M in assets and 265 participants for 2024.

Original filing (PDF)20251010143051NAL0004331459001

Chartwell Operations LLC

Name: Chartwell Operations LLC — Chartwell Operations LLC, Form 5500 (2024)
Creator: Chartwell Operations LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Chartwell Operations LLC Multiple Employer 401(k) Plan

401(k) retirement plan · Chartwell Operations LLC's Chartwell Operations LLC Multiple Employer 401(k) Plan held $7.2M in plan assets for 265 participants in 2024.

Signals · 4

Non-clean audit opinion26% in single holdingCorrective distributions issuedNo recordkeeper disclosed

Active participants

265

Accounts w/ balance

232

Plan assets (EOY)

$7.2M

Net assets (EOY)

$7.2M

People on this filing

Jack Goldenberg signed Chartwell Operations LLC's 2024 Form 5500 as plan administrator.

Jack Goldenberg — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Chartwell Operations LLC's EIN is 46-5273721.

EIN 46-5273721

Plan number 001

Plan year 2024

ACK ID 20251010143051NAL0004331459001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Chartwell Operations LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Chartwell Operations LLC's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CHARTWELL OPERATIONS LLC.

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How this plan invests

This plan

34 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Auditor issued a qualified / adverse / disclaimer opinion.

Plan sponsor

Name

CHARTWELL OPERATIONS LLC

EIN

all filings

Address

5319 16TH AVENUE · SUITE B · BROOKLYN, NY · 11204

Phone

(845) 268-5000

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
RPG CONSULTANTS	13-4077182	HEWLETT, NY	NONE	$31K	—
SMITH BROTHERS FINANCIAL, LLC	—	GLASTONBURY, CT	NONE	$12K	—

Investments

34 direct securities· $6.9M(97% of reported assets)

Mutual Funds

$3.8M

20 holdings

Common Collective Trusts

$2.7M

9 holdings

Other securities

$459K

5 holdings

					% of plan
Vanguard 500 Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.8M	25.3%
American Funds 2035 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$931K	13.0%
American Funds 2025 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$615K	8.6%
American Funds 2030 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$602K	8.4%
Vanguard Extended Market Index Fund Mutual Fund	Common Collective Trusts	—	—	$596K	8.3%
T. Rowe Price Blue Chip Growth Fund Mutual Fund	Other securities	—	—	$352K	4.9%
American Funds 2020 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$292K	4.1%
Vanguard US Growth Fund Mutual Fund	Mutual Funds	—	—	$285K	4.0%
American Funds 2040 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$255K	3.6%
American Funds 2045 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$252K	3.5%
Vanguard Mid-Cap Value Index Fund Mutual Fund	Common Collective Trusts	—	—	$145K	2.0%
Vanguard Small Cap Value Index Fund Mutual Fund	Common Collective Trusts	—	—	$110K	1.5%
American Funds 2015 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$89K	1.2%
American Funds 2050 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$85K	1.2%
American Funds 2060 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$70K	1.0%
and collateralized by participant's vested balance.	Other securities	—	—	$64K	0.9%
DFA Inflation Prot Securities Mutual Fund 827 Vanguard Balanced Index Adm Mutual Fund	Mutual Funds	—	—	$53K	0.7%
American Funds American Balanced Fund Class R6 Mutual Fund	Mutual Funds	—	—	$46K	0.6%
American Funds 2010 Target Date Retirement Fund Mutual Fund	Mutual Funds	—	—	$45K	0.6%
Vanguard Small-Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$43K	0.6%
Vanguard High-Yield Corp Fund Mutual Fund	Mutual Funds	—	—	$39K	0.5%
JPMorgan Small Cap Growth Fund Mutual Fund	Other securities	—	—	$35K	0.5%
MFS Mid Cap Growth Fund Mutual Fund	Mutual Funds	—	—	$31K	0.4%
American Funds New Perspctv R6 Mutual Fund	Mutual Funds	—	—	$25K	0.4%
Vanguard Total Bond Market Index Fund Mutual Fund	Common Collective Trusts	—	—	$19K	0.3%
Vanguard Wellesley Inc Admiral Mutual Fund	Mutual Funds	—	—	$17K	0.2%
Vanguard Equity-Income Fund Mutual Fund	Mutual Funds	—	—	$13K	0.2%
John Hancock Funds Strategic Income Opps Fund Class R6 Mutual Fund 789 John Hancock Bond Fund Class R6 Mutual Fund	Other securities	—	—	$5K	<0.1%
Vanguard Total Intl Stock Index Fund Mutual Fund 396 Vanguard Intl Growth Fund Mutual Fund	Common Collective Trusts	—	—	$5K	<0.1%
DFA Intermd Gov Fixed Income Mutual Fund	Mutual Funds	—	—	$3K	<0.1%
Vanguard Real Estate Index Fund Mutual Fund	Common Collective Trusts	—	—	$3K	<0.1%
Macquarie Systemic Emerging Markets Mutual Fund	Other securities	—	—	$2K	<0.1%
DFA International Core Equity Portfolio Mutual Fund	Mutual Funds	—	—	$2K	<0.1%
Vanguard Total Intl Bond Index Fund Mutual Fund	Common Collective Trusts	—	—	$1K	<0.1%