Original filing (PDF)20260310045616NAL0003656499001

RICK DURAN INS AND FIN SVCS INC.

Name: RICK DURAN INS AND FIN SVCS INC. — RICK DURAN INS AND FIN SVCS 401(K) PLAN, Form 5500 (2024)
Creator: RICK DURAN INS AND FIN SVCS INC.

Form 5500-SF

FILING_RECEIVED

RICK DURAN INS AND FIN SVCS 401(K) PLAN

401(k) retirement plan

Signals · 1

Late filing · 3.8 mo

Active participants

Accounts w/ balance

Plan assets (EOY)

$324K

Net assets (EOY)

$324K

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off

Filed 3.8 months past the 10.5-month grace window.

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for RICK DURAN INS AND FIN SVCS INC..

Plan sponsor

Name

RICK DURAN INS AND FIN SVCS INC.

EIN

46-5212597all filings

Address

15 S MAIN STREET · SUITE F · MARLBORO, NJ · 07746

Phone

(732) 845-1400

Industry

Insurance Agencies & Brokerages· Finance & Insurancesee all

Plan administrator

Name

GUIDELINE RK, LLC

EIN

30-1418950

City

BURLINGAME, CA

Phone

(888) 228-3491

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2026-03-10

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

Small plans don't disclose service providers

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