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Original filing (PDF)20251016211240NAL0013841986010
CANOPY TAX, INC.
Form 5500
FILING_RECEIVED
CANOPY TAX 401(K) PLAN
401(k) retirement plan
Signals · 1
46% in single holding
Active participants
176
Accounts w/ balance
293
Plan assets (EOY)
$6.0M
Net assets (EOY)
$6.0M
How this plan invests
This plan
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
77
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Vanguard Group Total Stock Index" is 46% of plan.
Helping the score
- Below-peer total fees (24 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CANOPY TAX, INC..
Plan sponsor
Name
CANOPY TAX, INC.
EIN
46-5164530
Address
10355 SOUTH JORDAN GATEWAY · SUITE 500 · SOUTH JORDAN, UT · 840953908
Phone
(855) 616-7305
Industry
Professional & Technical Servicessee all
Plan administrator
Name
GUIDELINE RK, LLC
EIN
30-1418950
City
BURLINGAME, CA
Phone
(888) 228-3491
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TANNER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GUIDELINE, INC. | 47-4474775 | — | RECORDKEEPER | $8K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS | 27-3188744 | — | ADVISOR | $7K | — |
Investments
23 direct securities· $6.0M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Total Stock Index | — | — | — | $2.8M | 46.0% | |
| Vanguard Funds Developed Markets | — | — | — | $1.1M | 17.6% | |
| Vanguard Group Bond Index | — | — | — | $634K | 10.5% | |
| Vanguard Emerging Markets Stk | — | — | — | $592K | 9.8% | |
| Vanguard Vangard Group Specialized Dividend Retirement | — | — | — | $272K | 4.5% | |
| Vanguard Funds Total International Bond Index | — | — | — | $215K | 3.6% | |
| Vanguard Information Technology | — | — | — | $114K | 1.9% | |
| Vanguard Group Index 500 Admiral | — | — | — | $80K | 1.3% | |
| Vanguard Group Growth Index Adm | — | — | — | $59K | 1.0% | |
| Notes receivable from participants Notes receivable from participants with interest rates of 8.50% ‐ 9.50%, maturing through 2027 ‐0‐ | — | — | — | $44K | 0.7% | |
| Vanguard Group Mid Cap Index | — | — | — | $37K | 0.6% | |
| Vanguard Group Small Cap Value | — | — | — | $27K | 0.5% | |
| Vanguard Group Small Cap Index | — | — | — | $20K | 0.3% | |
| Vanguard Group Total International Stock Index | — | — | — | $10K | 0.2% | |
| Vanguard Group Mid‐Cap Value Index | — | — | — | $8K | 0.1% | |
| Vanguard Group Value Index Adm | — | — | — | $8K | 0.1% | |
| Vanguard Group Mid‐Cap Growth Index Admiral | — | — | — | $6K | 0.1% | |
| Vanguard Short‐Term Inflation | — | — | — | $6K | <0.1% | |
| Vanguard Telecom Services Index | — | — | — | $4K | <0.1% | |
| Vanguard Group Large Cap Index | — | — | — | $4K | <0.1% | |
| Vanguard International Equity Index | — | — | — | $3K | <0.1% | |
| Vanguard Long Term Government | — | — | — | $3K | <0.1% | |
| Vanguard Specialized DIV Dividend Apprec Index ADM | — | — | — | $2K | <0.1% |