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Original filing (PDF)20250812140938NAL0008255697001
GATESAIR, INC.
Form 5500
FILING_RECEIVED
GATESAIR 401(K) PLAN
401(k) retirement plan
Active participants
155
Accounts w/ balance
199
Plan assets (EOY)
$31.7M
Net assets (EOY)
$31.7M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (18 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GATESAIR, INC..
Plan sponsor
Name
GATESAIR, INC.
EIN
46-4956212
Address
5300 KINGS ISLAND DRIVESUITE 101 · MASON, OH · 45040
Phone
(217) 221-7410
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE MORAN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $15K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $34K | — |
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $10K | — |
Investments
32 direct securities · 1 pooled fund· $31.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$29.7M
32 holdings
Common Collective Trust
$1.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Growth Index Adm | — | — | — | $3.7M | 11.7% | |
| Putnam Investments Putnam Large Cap Value R6 | — | — | — | $3.5M | 11.0% | |
| Fidelity Advisor Total Bond Z | — | — | — | $3.3M | 10.4% | |
| Fidelity 500 Index | — | — | — | $2.8M | 8.8% | |
| Nuveen Lifecycle Index 2030 R6 | — | — | — | $2.4M | 7.6% | |
| PUTNAM STABLE VALUE FUND EMPOWER & ANNUITY INSURANCE CO. · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.9M | 6.1% | |
| Vanguard Wellington Adm | — | — | — | $1.8M | 5.7% | |
| American Funds EuroPacific Gr R6 | — | — | — | $1.6M | 5.2% | |
| Nuveen Lifecycle Index 2035 R6 | — | — | — | $1.2M | 3.7% | |
| Vanguard Total Intl Stock Index Admiral | — | — | — | $1.0M | 3.3% | |
| Columbia Small Cap Value I Instl 3 | — | — | — | $961K | 3.0% | |
| American Funds New World R6 | — | — | — | $826K | 2.6% | |
| Vanguard Selected Value Inv | — | — | — | $819K | 2.6% | |
| Nuveen Lifecycle Index 2025 R6 | — | — | — | $674K | 2.1% | |
| Vanguard High-Yield Corporate Adm | — | — | — | $535K | 1.7% | |
| DWS Reef Real Estate Securities R6 | — | — | — | $514K | 1.6% | |
| Nuveen Lifecycle Index Retirement Inc R6 | — | — | — | $496K | 1.6% | |
| Vanguard Explorer Adm | — | — | — | $451K | 1.4% | |
| Vanguard Shrt-Term Infl-prot Sec Idx Adm | — | — | — | $428K | 1.3% | |
| Nuveen Lifecycle Index 2050 R6 | — | — | — | $386K | 1.2% | |
| Vanguard Mid-Cap Growth Index Admiral | — | — | — | $376K | 1.2% | |
| Nuveen Lifecycle Index 2020 R6 | — | — | — | $308K | 1.0% | |
| Nuveen Lifecycle Index 2040 R6 | — | — | — | $249K | 0.8% | |
| Participants** Participants notes receivable with interest rates ranging from 4.25 percent to 9.50 percent - | — | — | — | $244K | 0.8% | |
| Nuveen Lifecycle Index 2060 R6 | — | — | — | $211K | 0.7% | |
| American Funds American Funds New Perspective R6 | — | — | — | $200K | 0.6% | |
| Fidelity Mid Cap Index | — | — | — | $189K | 0.6% | |
| Hartford World Bond R6 | — | — | — | $150K | 0.5% | |
| Nuveen Lifecycle Index 2055 R6 | — | — | — | $144K | 0.5% | |
| Nuveen Lifecycle Index 2045 R6 | — | — | — | $111K | 0.3% | |
| Fidelity Advisor Strategic Income Z | — | — | — | $67K | 0.2% | |
| Fidelity Small Cap Index | — | — | — | $47K | 0.1% | |
| Nuveen Lifecycle Index 2065 R6 | — | — | — | $8K | <0.1% |
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