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Original filing (PDF)20251009052152NAL0006531025001
FORGE GLOBAL, INC
Form 5500
FILING_RECEIVED
FORGE GLOBAL 401(K) PLAN
401(k) retirement plan
Signals · 1
47% in single holding
Active participants
290
Accounts w/ balance
392
Plan assets (EOY)
$19.1M
Net assets (EOY)
$19.1M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
77
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "STATE ST EQUITY 500 INDEX K" is 47% of plan.
Helping the score
- Below-peer total fees (7 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FORGE GLOBAL, INC.
Plan sponsor
Name
FORGE GLOBAL, INC
EIN
46-4770272
Address
4 EMBARCADERO CENTER · FL 15 · SAN FRANCISCO, CA · 94111
Phone
(415) 881-1612
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GUIDELINE INC. | 47-4474775 | — | RECORD KEEPER | $13K | — |
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $1K | — |
Investments
24 direct securities · 1 pooled fund· $18.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$18.7M
24 holdings
Common Collective Trust
$126K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $8.8M | 46.2% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $2.8M | 14.9% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $2.3M | 12.1% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $1.5M | 7.7% | |
| AMF GROWTH FUND OF AMERICA R6 | Registered Investment Companies | — | — | $861K | 4.5% | |
| BLACKROCK TOTAL RETURN K | Registered Investment Companies | — | — | $775K | 4.1% | |
| PRI REAL ESTATE SECURITIES R6 | Registered Investment Companies | — | — | $768K | 4.0% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $214K | 1.1% | |
| GS INFLATION PROTECTED SEC R6 | Registered Investment Companies | — | — | $139K | 0.7% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $130K | 0.7% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $126K | 0.7% | |
| FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $101K | 0.5% | |
| T. ROWE PRICE DIVIDEND GR I | Registered Investment Companies | — | — | $66K | 0.3% | |
| MFS TOTAL RETURN - R6 405 REGISTERED INVESTMENT COMPANY VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $64K | 0.3% | |
| JPMORGAN EQUITY INCOME FUND R6 | Registered Investment Companies | — | — | $27K | 0.1% | |
| FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $15K | <0.1% | |
| FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $14K | <0.1% | |
| FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $10K | <0.1% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $9K | <0.1% | |
| FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $7K | <0.1% | |
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $7K | <0.1% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $6K | <0.1% | |
| T ROWE PRICE OVERSEAS STOCK 802 REGISTERED INVESTMENT COMPANY DFA COMMODITY STRAT PORT INST | Registered Investment Companies | — | — | $5K | <0.1% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $3K | <0.1% | |
| FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $2K | <0.1% |
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