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Original filing (PDF)20251015174906NAL0007097264001
SEQUOIA ONE PEO, LLC
Form 5500
FILING_RECEIVED
SEQUOIA ONE 401(K) PLAN
401(k) retirement plan
Active participants
32,912
Accounts w/ balance
20,083
Plan assets (EOY)
$1.4B
Net assets (EOY)
$1.4B
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 14 bps in Schedule C fees — 182% above peer band of 5 bps.
- 61% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEQUOIA ONE PEO, LLC.
Plan sponsor
Name
SEQUOIA ONE PEO, LLC
EIN
46-4716239
Address
350 W. WASHINGTON STREET · SUITE 301 · TEMPE, AZ · 85288
Phone
(650) 369-0200
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Name
SEQUOIA ONE 401K PLAN COMMITTEE
EIN
46-4716239
City
TEMPE, AZ
Phone
(650) 369-0200
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BPM LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. COMAPNY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $1.9M | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BPM LLP | — | SAN FRANCISCO, CA | AUDITOR | $47K | — |
Investments
38 direct securities· $1.4B(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2055 Fund Mutual fund | — | — | — | $214.3M | 15.3% | |
| Vanguard Target Retirement 2050 Fund Mutual fund | — | — | — | $192.1M | 13.7% | |
| Fidelity 500 Index Fund Mutual fund | — | — | — | $164.5M | 11.8% | |
| Vanguard Target Retirement 2045 Fund Mutual fund | — | — | — | $134.7M | 9.6% | |
| Vanguard Target Retirement 2060 Fund Mutual fund | — | — | — | $123.7M | 8.8% | |
| Vanguard Target Retirement 2040 Fund Mutual fund | — | — | — | $93.6M | 6.7% | |
| Vanguard Target Retirement 2035 Fund Mutual fund | — | — | — | $73.0M | 5.2% | |
| Fidelity Total Market Index Fund Mutual fund | — | — | — | $65.4M | 4.7% | |
| JP Morgan Large Cap Growth Fund Mutual fund | — | — | — | $56.6M | 4.0% | |
| Vanguard Target Retirement 2030 Fund Mutual fund | — | — | — | $36.1M | 2.6% | |
| Vanguard Target Retirement 2065 Fund Mutual fund | — | — | — | $25.6M | 1.8% | |
| Fidelity Total Institutional Index Fund Mutual fund | — | — | — | $20.0M | 1.4% | |
| Fidelity Mid Cap Index Fund Mutual fund | — | — | — | $19.1M | 1.4% | |
| Fidelity Small Cap Index Fund Mutual fund | — | — | — | $18.1M | 1.3% | |
| Vanguard FTSE Social Index Fund Mutual fund | — | — | — | $18.0M | 1.3% | |
| SAGIC Diversified Bond II Guaranteed contract | — | — | — | $17.1M | 1.2% | |
| Dodge & Cox Stock Fund Mutual fund | — | — | — | $14.5M | 1.0% | |
| Fidelity US Bond Index Fund Mutual fund | — | — | — | $13.3M | 1.0% | |
| Vanguard Target Retirement 2025 Fund Mutual fund | — | — | — | $12.6M | 0.9% | |
| American Funds New Perspective Fund Mutual fund | — | — | — | $10.9M | 0.8% | |
| Participant loans 4.25% to 10.50%, with various maturities | — | — | — | $7.9M | 0.6% | |
| Vanguard Target Retirement 2070 Fund Mutual fund | — | — | — | $7.6M | 0.5% | |
| DFA US Targeted Value Fund Mutual fund | — | — | — | $7.3M | 0.5% | |
| MassMutual Mid Cap Growth Fund Mutual fund | — | — | — | $5.6M | 0.4% | |
| BlackRock High Yield Bond Fund Mutual fund | — | — | — | $5.5M | 0.4% | |
| Cohen & Steers Real Estate Fund Mutual fund | — | — | — | $5.3M | 0.4% | |
| PGIM Total Return Mutual fund | — | — | — | $5.0M | 0.4% | |
| Invesco Gold & Special Minerals Fund Mutual fund | — | — | — | $4.6M | 0.3% | |
| Allspring Special Mid Cap Value Fund Mutual fund | — | — | — | $4.5M | 0.3% | |
| American Funds New World R6 Mutual fund | — | — | — | $4.5M | 0.3% | |
| PIMCO Real Return Fund Mutual fund | — | — | — | $4.0M | 0.3% | |
| American Funds EuroPacific Gr Fund Mutual fund | — | — | — | $3.7M | 0.3% | |
| Janus Henderson Triton Fund Mutual fund | — | — | — | $3.1M | 0.2% | |
| Vanguard Target Retirement 2020 Fund Mutual fund | — | — | — | $2.3M | 0.2% | |
| Vanguard Target Retirement Income Fund Mutual fund | — | — | — | $1.9M | 0.1% | |
| MassMutual US Govt Money Mkt Fund Mutual fund | — | — | — | $1.2M | <0.1% | |
| Dreyfus Government Cash Mgmt Institutional Mutual fund | — | — | — | $1.1M | <0.1% | |
| JP Morgan Small Cap Growth R6 Mutual fund | — | — | — | $3K | <0.1% |