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Original filing (PDF)20251015142945NAL0002569219001
HOPEWAY FOUNDATION
Form 5500
FILING_RECEIVED
HOPEWAY FOUNDATION 401(K) PLAN
401(k) retirement plan
Signals · 2
~82 bps in Sched C feesNo recordkeeper disclosed
Active participants
151
Accounts w/ balance
154
Plan assets (EOY)
$6.0M
Net assets (EOY)
$6.0M
How this plan invests
This plan
23 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 82 bps in Schedule C fees — 57% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOPEWAY FOUNDATION.
Plan sponsor
Name
HOPEWAY FOUNDATION
EIN
46-4510365
Address
1717 SHARON ROAD WEST · CHARLOTTE, NC · 282105663
Phone
(980) 859-2118
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MELISSA G. CRITCHER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST CITIZENS BANK AND TRUST COMPA | 56-0223230 | — | INVESTMENT ADVISORY | $8K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $41K | — |
Investments
25 direct securities · 23 pooled funds· $6.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.7M
25 holdings
Common Collective Trust
$346K
12 holdings
Pooled Separate Account
$0
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK LFPTH INDX 2035 K FD | — | — | — | $1.4M | 23.2% | |
| BLACKROCK LFPTH INDX 2030 K FD | — | — | — | $1.0M | 17.1% | |
| BLACKROCK LFPTH IND RTRMT K FD | — | — | — | $772K | 12.9% | |
| BLACKROCK LFPTH IDX 2060 K FD | — | — | — | $571K | 9.6% | |
| BLACKROCK LFPTH IDX 2065 K FD | — | — | — | $462K | 7.7% | |
| VANGUARD 500 INDEX ADMIRAL FD | — | — | — | $378K | 6.3% | |
| BAIRD AGGREGATE BOND INST FUND | — | — | — | $318K | 5.3% | |
| AB US LG CP GR CIT W SRS P1 GREAT GRAY TRUST COMPANY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $201K | 3.4% | |
| VANGUARD TTL BD MKT IDX ADM FD | — | — | — | $145K | 2.4% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $145K | 2.4% | |
| BLACKROCK ADV INTL K FUND | — | — | — | $141K | 2.4% | |
| VANGUARD TL STK MKT IDX ADM FD | — | — | — | $100K | 1.7% | |
| BLACKROCK LFPTH INDX 2045 K FD | — | — | — | $74K | 1.2% | |
| MFS MID CAP VALUE R6 FUND | — | — | — | $62K | 1.0% | |
| BLACKROCK LFPTH INDX 2040 K FD | — | — | — | $60K | 1.0% | |
| VANGUARD SM CAP INDEX ADM FUND | — | — | — | $59K | 1.0% | |
| VANGUARD EQUITY-INC ADM FUND | — | — | — | $48K | 0.8% | |
| PRINCIPAL STABLE VALUE Z FUND | — | — | — | $38K | 0.6% | |
| MACQUARIE EMERGING MARKETS R6 | — | — | — | $35K | 0.6% | |
| BLACKROCK LFPTH INDX 2050 K FD | — | — | — | $30K | 0.5% | |
| BLACKROCK LFPTH INDX 2055 K FD | — | — | — | $20K | 0.3% | |
| VANGUARD MID CAP INDEX ADM FD | — | — | — | $9K | 0.1% | |
| GS INTL SC INSIGHTS R6 FD | — | — | — | $1K | <0.1% | |
| GOLDMAN SACHS FIN SQ GOV R6 FD | — | — | — | $639 | <0.1% | |
| BLACKROCK MD-CP GR EQ K FD | — | — | — | $324 | <0.1% | |
| FED HERMES MDT SMCP CORE R6 FD | — | — | — | $319 | <0.1% | |
| VGD TTL INTL STK IDX ADM FD | — | — | — | $318 | <0.1% | |
| PRIN MIDCAP GROWTH SEP ACCT-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 021 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LGCAP S&P 500 INDEX SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN MIDCAP VALUE I SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SMCAP S&P 600 INDEX SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN MIDCAP S&P 400 IDX SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SMALLCAP GROWTH I SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LARGECAP GROWTH I SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SMALLCAP VALUE II SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2020 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2025 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2030 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2035 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2040 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2045 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2050 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2055 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN EQUITY INCOME SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN INTL EQUITY INDEX SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN BOND MARKET INDEX SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2060 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HY 2065 CIT Z45 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $0 | <0.1% |
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