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Original filing (PDF)20250929050146NAL0010919441001
POTENTIS CAPITAL LLC
Form 5500
FILING_RECEIVED
POTENTIS CAPITAL LLC
401(k) retirement plan
Active participants
138
Accounts w/ balance
133
Plan assets (EOY)
$1.9M
Net assets (EOY)
$1.9M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (12 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for POTENTIS CAPITAL LLC.
Plan sponsor
Name
POTENTIS CAPITAL LLC
EIN
46-4431459
Address
1 E BROWARD BLVD STE 300W · FT LAUDERDALE, FL · 33301
Phone
(201) 470-9366
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $2K | — |
Investments
28 direct securities · 1 pooled fund· $1.9M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$1.8M
28 holdings
Common Collective Trust
$44K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $235K | 12.2% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $222K | 11.5% | |
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $194K | 10.1% | |
| FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $163K | 8.5% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $151K | 7.8% | |
| FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $142K | 7.4% | |
| FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $137K | 7.1% | |
| FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $88K | 4.6% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $64K | 3.3% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $57K | 2.9% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $55K | 2.9% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $44K | 2.3% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $35K | 1.8% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $34K | 1.7% | |
| FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $32K | 1.7% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $31K | 1.6% | |
| FID FREEDOM INDEX 2030 PREMIER | Registered Investment Companies | — | — | $30K | 1.5% | |
| ISHARES RUSSELL 1000 LRG CAP K | Registered Investment Companies | — | — | $23K | 1.2% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $18K | 0.9% | |
| FID FREEDOM INDEX 2020 PREMIER | Registered Investment Companies | — | — | $15K | 0.8% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $15K | 0.8% | |
| FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $14K | 0.7% | |
| FID FREE INDX 2015 PREM | Registered Investment Companies | — | — | $13K | 0.7% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $13K | 0.7% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $13K | 0.7% | |
| FID FREEDOM INDEX INC PREMIER | Registered Investment Companies | — | — | $12K | 0.6% | |
| ISHARES MSCI TOTAL INTL IDX K | Registered Investment Companies | — | — | $8K | 0.4% | |
| FID FREEDOM INDEX 2010 PREMIER | Registered Investment Companies | — | — | $3K | 0.1% | |
| NUVEEN SMALLCAP BLEND INDEX R6 | Registered Investment Companies | — | — | $3K | 0.1% |
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