How big is Heller Capital Group, LLC's plan?

Heller Capital Group, LLC's plan reported $7.8M in assets and 120 participants for 2023.

Original filing (PDF)20241014084025NAL0026837873001

Heller Capital Group, LLC

Name: Heller Capital Group, LLC — Heller Capital Group, Form 5500 (2023)
Creator: Heller Capital Group, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Heller Capital Group, LLC 401(k) Plan

401(k) retirement plan · Heller Capital Group, LLC's Heller Capital Group, LLC 401(k) Plan held $7.8M in plan assets for 120 participants in 2023, with MVP Plan Administrators, Inc. as recordkeeper.

Signals · 3

Late participant contributions34% in single holdingHigh average account balance

Active participants

120

Accounts w/ balance

116

Plan assets (EOY)

$7.8M

Net assets (EOY)

$7.8M

People on this filing

Daryl Heller signed Heller Capital Group, LLC's 2023 Form 5500 as plan administrator.

Daryl Heller — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Heller Capital Group, LLC's EIN is 46-4323419.

EIN 46-4323419

Plan number 001

Plan year 2023

ACK ID 20241014084025NAL0026837873001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Heller Capital Group, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Heller Capital Group, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for HELLER CAPITAL GROUP, LLC.

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How this plan invests

This plan

29 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 0K (0% of contributions).

Helping the score

High average account balance (94th percentile).

Plan sponsor

Name

HELLER CAPITAL GROUP, LLC

EIN

all filings

Address

415 NORTH PRINCE STREET · SUITE 200 · LANCASTER, PA · 17603

Phone

(717) 979-0567

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-10-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
MVP PLAN ADMINISTRATORS, INC.	56-2263714	—	RECORDKEEPER	$4K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
COMPREHENSIVE FINANCIAL PLANNING	23-2286563	—	INVESTMENT ADVISOR	$38K	—

Investments

29 direct securities· $7.7M(99% of reported assets)

Other securities

$3.3M

8 holdings

Mutual Funds

$2.6M

14 holdings

Common Collective Trusts

$1.8M

6 holdings

Bonds / Notes

$83K

1 holding

					% of plan
Columbia Balanced Fund Mutual fund	Other securities	—	—	$2.6M	33.6%
Vanguard 500 Index Fund Mutual fund	Common Collective Trusts	—	—	$698K	8.9%
Vanguard Mid-Cap Index Fund Mutual fund	Common Collective Trusts	—	—	$370K	4.7%
T Rowe Price Growth Stock Fund Mutual fund	Mutual Funds	—	—	$325K	4.2%
Primecap Odyssey Stock Fund Mutual fund	Mutual Funds	—	—	$310K	4.0%
Fidelity OTC Portfolio Mutual fund	Mutual Funds	—	—	$305K	3.9%
Schwab Bank Savings Money market fund	Mutual Funds	—	—	$303K	3.9%
T Rowe Price Value Fund Mutual fund	Mutual Funds	—	—	$287K	3.7%
T Rowe Price Global Stock Fund Mutual fund	Mutual Funds	—	—	$274K	3.5%
Vanguard Value Index Fund Mutual fund	Common Collective Trusts	—	—	$257K	3.3%
John Hancock Balanced Fund Mutual fund	Other securities	—	—	$237K	3.0%
Vanguard Small-Cap Index Fund Mutual fund	Common Collective Trusts	—	—	$221K	2.8%
Blackrock Total Return Fund Mutual fund	Other securities	—	—	$189K	2.4%
Vanguard Mid-Cap Value index Fund Mutual fund	Common Collective Trusts	—	—	$171K	2.2%
Pimco Low-Duration Fund Mutual fund	Mutual Funds	—	—	$170K	2.2%
T. Rowe Price Global Technology Fund Mutual fund	Other securities	—	—	$160K	2.1%
T Rowe Price Blue Chip Growth Fund Mutual fund	Mutual Funds	—	—	$155K	2.0%
Vanguard Health Care Fund Mutual fund	Mutual Funds	—	—	$113K	1.4%
Primecap Odyssey Aggressive Growth Fund Mutual fund	Mutual Funds	—	—	$111K	1.4%
Participant loans Interest rates 3.25% to 8.50%	Bonds / Notes	—	—	$83K	1.1%
Vanguard Intermediate-Term Bond Index Fund Mutual fund	Common Collective Trusts	—	—	$67K	0.9%
Janus Henderson Balanced Fund Mutual fund	Mutual Funds	—	—	$63K	0.8%
Dodge & Cox Balanced Fund Mutual fund	Mutual Funds	—	—	$61K	0.8%
Delaware Ivy Mid Cap Growth Fund Mutual fund	Other securities	—	—	$57K	0.7%
Janus Henderson Small Cap Value Fund Mutual fund	Mutual Funds	—	—	$43K	0.6%
T Rowe Price U.S. Equity Research Fund Mutual fund	Mutual Funds	—	—	$41K	0.5%
WCM Focused International Growth Fund Mutual fund	Other securities	—	—	$24K	0.3%
JPMorgan Mid Cap Value Fund Mutual fund	Other securities	—	—	$16K	0.2%
Delaware Value Fund Mutual fund	Other securities	—	—	$7K	<0.1%